Citic Securities Company Limited(600030) China Merchants Securities Co.Ltd(600999)
About China Merchants Energy Shipping Co.Ltd(601872)
Recommendation summary report of non-public offering of a shares
Name of Sponsor: Citic Securities Company Limited(600030)
Sponsor No.: z20374000
Name of Sponsor: China Merchants Securities Co.Ltd(600999)
Sponsor No.: z27174000
Declaration time: March 2022
Approved by China Securities Regulatory Commission (hereinafter referred to as "CSRC") in the reply on Approving the non-public development of shares of China Merchants Energy Transportation Co., Ltd. (zjxk [2019] No. 2002), China Merchants Energy Shipping Co.Ltd(601872) (hereinafter referred to as "listed company", "company" and "issuer") non publicly issued 673507457 RMB ordinary shares (A shares) to no more than 10 specific objects including China Merchants Shipping Co., Ltd., the controlling shareholder of the company, with a par value of 1 yuan per share, an issuing price of 5.36 yuan per share, and a total amount of 360999996952 yuan of raised funds. After deducting the issuance expenses of 1750258927 yuan, The net amount of raised funds is 359249738025 yuan. The non-public offering was listed on the Shanghai Stock Exchange on January 8, 2020 Citic Securities Company Limited(600030) , China Merchants Securities Co.Ltd(600999) (hereinafter collectively referred to as the "recommendation institution") served as its continuous supervision recommendation institution, which lasted until December 31, 2021.
The continuous supervision period has expired on December 31, 2021, and the recommendation institution issues this recommendation summary report in accordance with the relevant requirements of laws, regulations and normative documents such as the measures for the administration of securities issuance and listing recommendation business, the stock listing rules of Shanghai Stock Exchange and the guidelines for the continuous supervision of listed companies of Shanghai Stock Exchange. 1、 Commitment of recommendation institution and recommendation representative
1. There are no false records, misleading statements or major omissions in the contents of the recommendation summary report, supporting documents and relevant materials, and the recommendation institution and the recommendation representative shall bear legal responsibility for its authenticity, accuracy and completeness.
2. The recommendation institution and the recommendation representative voluntarily accept any inquiry and investigation conducted by the CSRC on matters related to the recommendation summary report.
3. The recommendation institution and the recommendation representative voluntarily accept the regulatory measures taken by the CSRC in accordance with the relevant provisions of the measures for the administration of securities issuance and listing recommendation business. 2、 Basic information of the sponsor
(Ⅰ) Citic Securities Company Limited(600030)
Situation content
Name of sponsor Citic Securities Company Limited(600030)
Registered address: North block, Zhuoyue Times Square (phase II), No. 8, Zhongxin Third Road, Futian District, Shenzhen, Guangdong Province
Main office address: North block of excellence Times Square (phase II), No. 8, Zhongxin Third Road, Futian District, Shenzhen, Guangdong Province
Legal representative: Zhang Youjun
Sponsor representatives Wu Xiaoguang and Ge Xin
Tel: 01060834479
(Ⅱ) China Merchants Securities Co.Ltd(600999)
Situation content
Name of recommendation institution China Merchants Securities Co.Ltd(600999)
Registered address: No. 111, Fuhua 1st Road, Futian street, Futian District, Shenzhen
Main office address: No. 111, Fuhua 1st Road, Futian street, Futian District, Shenzhen
Legal representative: Huoda
Sponsor representatives Wei Jinyang and Yue Dong
Tel: 075583084017
3、 Basic information of the company
Situation content
Company name China Merchants Energy Shipping Co.Ltd(601872)
Securities code: China Merchants Energy Shipping Co.Ltd(601872)
The registered capital is 8088144137 million yuan
Registered address: room 912a, 9 / F, No. 55 Xili Road, China (Shanghai) pilot Free Trade Zone
Main office address: 7 / F, Sinotrans Shanghai building, No. 777, Guozhan Road, Pudong New Area, Shanghai, and 32 / F, China Merchants Building, Xinde center, No. 168200, gannuo Road, Hong Kong
Legal representative: Xie Chunlin
Actual controller: China Merchants Group Co., Ltd
Contact: Zhao Juan, Xu An'an
Tel.: 02168301260, + 85228597361
The type of securities issuance is non-public issuance of a shares
The securities were issued on December 10, 2019
The securities were listed on January 8, 2020
The listing place of the securities is Shanghai Stock Exchange IV. overview of the recommendation work
(I) due diligence recommendation
The recommendation institution shall, in accordance with the requirements of relevant laws and regulations, conduct due diligence on the issuer and its controlling shareholders, actual controllers, basic information of the issuer, business and technology, business development objectives and the application of raised funds, organize the preparation of application documents and issue recommendation documents; After submitting the recommendation documents, take the initiative to cooperate with the review of the CSRC, organize the issuer and other intermediaries to reply to the opinions of the CSRC, conduct due diligence or verification on specific matters related to this issuance and listing in accordance with the requirements of the CSRC, and conduct professional communication with the CSRC, In accordance with the requirements of the Listing Rules of Shanghai Stock Exchange, submit relevant documents on the listing requirements of recommended stocks to Shanghai Stock Exchange and report to China Securities Regulatory Commission for the record.
(II) continuous supervision stage
According to the relevant provisions of the CSRC and Shanghai Stock Exchange, the recommendation institution has determined the content and focus of continuous supervision according to the specific situation of the company, and has undertaken the following related work:
1. Formulate continuous supervision work plan;
2. Supervise the issuer's standardized operation, pay attention to the construction of the company's internal control system and the operation of internal control, and express opinions;
3. Supervise the issuer to fulfill the obligation of information disclosure and review the information disclosure documents;
4. Supervise the use of the funds raised by the issuer and express opinions;
5. Continuous attention of the issuer to external guarantees;
6. Conduct regular on-site inspection on the issuer, and timely submit the on-site inspection report of continuous supervision and the annual continuous supervision report and other relevant documents to Shanghai Stock Exchange.
5、 Major events and handling of the recommendation institution during the performance of recommendation duties and in the process of coordinating the company and its hired intermediaries
Vi. description and evaluation of the issuer's cooperation with the recommendation
During the continuous supervision, the company can operate in accordance with the requirements of relevant laws, regulations and rules, and disclose information in a timely and accurate manner in accordance with the requirements of relevant laws, regulations and rules; For important matters, the company can timely notify and communicate with the sponsor, and provide relevant documents at the request of the sponsor. 7、 Explanation and evaluation of securities service institutions' participation in securities listing
In the due diligence recommendation and continuous supervision stage of this securities issuance and listing, the securities service institution hired by the issuer can timely issue relevant professional reports, provide professional opinions and suggestions in accordance with the requirements of relevant laws and regulations, and actively cooperate with the coordination, verification and continuous supervision of the recommendation institution. 8、 Concluding comments on the review of information disclosure of listed companies
The recommendation institution continued to pay attention to the issuer's information disclosure, reviewed its information disclosure documents and other documents submitted to the CSRC and Shanghai Stock Exchange, and found no false records, misleading statements or major omissions during the supervision period. 9、 Concluding comments on the review of the use of raised funds of listed companies
The recommendation institution reviewed the deposit and use of the issuer's raised funds and considered that the deposit and use of the company's raised funds comply with the provisions of the administrative measures for the recommendation business of securities issuance and listing, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of the raised funds of listed companies, the stock listing rules of Shanghai Stock Exchange and other regulations and documents, The raised funds have been deposited and used in a special account, and there is no case of changing the purpose of the raised funds in a disguised manner and damaging the interests of shareholders, and there is no case of illegal use of the raised funds. As the raised funds have not been used up, after the continuous supervision period of this non-public offering, the sponsor will continue to conduct special supervision on the deposit, management and use of the company's raised funds. 10、 Other matters required by CSRC and Shanghai Stock Exchange
After verification, the issuer has no other matters that should be reported to the CSRC and Shanghai Stock Exchange. (there is no text on this page, which is the signature page of Citic Securities Company Limited(600030) , China Merchants Securities Co.Ltd(600999) recommendation summary report on China Merchants Energy Shipping Co.Ltd(601872) non-public Development Bank A shares) signature of the sponsor representative:
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Xiao Guang Wu
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Ge Xin
Signature of the legal representative of the recommendation institution:
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Zhang Youjun
Citic Securities Company Limited(600030)
March 25, 2022
(there is no text on this page, which is the signature page of China Merchants Securities Co.Ltd(600999) recommendation summary report on Citic Securities Company Limited(600030) , China Merchants Securities Co.Ltd(600999) non-public Development Bank A shares) signature of the sponsor representative:
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Wei Jinyang
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Yue Dong
Signature of the legal representative of the recommendation institution:
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Hoda
China Merchants Securities Co.Ltd(600999)
March 25, 2022
