2021 annual social responsibility report China Merchants Securities Co.Ltd(600999) building, No. 111, Fuhua 1st Road, Futian District, Shenzhen, Guangdong, China zip code: 518046 for further information, please call 86-75582943666 national unified customer service hotline: 8695565 China Merchants Securities Co.Ltd(600999) official website www.cmschina.com com.
China Merchants Securities Co.Ltd(600999) 2021
Social Responsibility Report
catalogue
About this report 01
Board statement 03
Enter China Merchants Securities Co.Ltd(600999) 05
·Company profile 05
·Main business and service content 07
·Key words of social responsibility in 202108
Responsible governance customer trust employee pride shareholder satisfaction social respect appendix
1.1 social responsibility strategy 10 2.1 improve customer service 16 3.1 protect the rights and interests of employees 26 4.1 corporate governance 34 5.1 serve the real economy 40 Appendix 1 “about the real economy” of Shanghai Stock Exchange
1.2 social responsibility model 11 2.2 financial technology empowerment 18 3.2 help staff development 28 4.2 risk and compliance internal control management 36 5.2 Rural Revitalization 42 release of listed companies on Shanghai Stock Exchange
1.3 social responsibility management 11 2.3 protecting customers’ rights and interests 20 3.3 deepening employee care 30 5.3 public welfare charity 44 self regulatory guidance No. 1 – standardized operation
1.4 identification and communication of stakeholders 12 5.4 develop green finance, Social responsibility disclosure response 48 1.5 identification and analysis of major issues 13 support “double carbon” Objective 45 Appendix II awards and honors in 202148 Appendix III list of disclosure policies 50 Appendix IV list of quantitative disclosure data 510102 03 04 05 06
·About the report China Merchants Securities Co.Ltd(600999) 2021 annual social responsibility report, this report is the description of the self-reported data of China Merchants Securities Co.Ltd(600999) (hereinafter referred to as ” China Merchants Securities Co.Ltd(600999) “, “the company”, “the company” or “we”)
The 14th social responsibility report issued since 2008 aims to disclose the company’s performance of social responsibility to all stakeholders and strive to be sustainable
Actions taken and results achieved in sustainable development.
The data in the report mainly comes from the relevant records of the actual operation of the company. Unless otherwise specified,
The financial data listed in this report are in RMB.
Scope of report
Scope of reporting organization
China Merchants Securities Co.Ltd(600999) headquarters, 12 branches, 259 securities business departments and 5 wholly-owned subsidiaries
Company.
Reporting time range and reporting assurance method
January 1, 2021 to December 31, 2021 (some contents are properly traced and prospected).
During the report release cycle, we make a public commitment to the authenticity and reliability of the report. This report adopts the self release level
This report is an annual disclosure report. No, third party verification will be introduced in due course.
Report preparation basis and report release form
With reference to the preparation and review of internal control report and social responsibility report of listed companies of Shanghai Stock Exchange, this report is published in electronic form in:
Discussion guidelines, the “about publishing the website of Shanghai Stock Exchange of listed companies of Shanghai Stock Exchange” issued by Shanghai Stock Exchange（ http://www.sse.com.cn. ）
Self regulatory guidelines No. 1 – Notice on standardizing operation, and other relevant requirements. Website of the stock exchange of Hong Kong Limited（ http://www.hkexnews.hk ）
China Merchants Securities Co.Ltd(600999) official website（ http://www.cmschina.com. ）
All contents and data disclosed in this report,
It has been deliberated and approved by China Merchants Securities Co.Ltd(600999) board of directors.
·Statement of the board of directors China Merchants Securities Co.Ltd(600999) 2021 annual social responsibility report statement of the board of directors
2021 is the first year of the 14th five year plan. The procedures of classification, evaluation and screening define the degree of importance
It is also the year of starting a new journey in this year’s report China Merchants Securities Co.Ltd(600999) the board of directors is responsible for key disclosure and response. The board of directors considered the supervision and evaluation of major issues related to the company’s ESG and major issues related to ESG. And decision making. According to the relevant ESG management and
According to the disclosure requirements, supervise the progress of ESG related matters in combination with the company’s development planning and business management. Board of directors
In 2022, the board of directors of the company reviewed and approved the investment promotion certificate, implemented ESG concepts and measures into the 2021 social responsibility report, and promoted the communication with stakeholders in the aspects of environment, society and governance in the company’s own business
To promote the sustainable development of the company. Put forward suggestions and requirements.
Establish and improve ESG supervision. The report of the directors discloses in detail China Merchants Securities Co.Ltd(600999) in the above work
It will be responsible for supervising the progress of the company’s ESG matters and the management and practice progress on other ESG issues
The management of the company will form an ESG special exhibition, and the relevant work will be reported to the board of directors in the review report in March 2022 to ensure the relevant ESG
