Securities Announcement No.: Shenzhen Dawei Innovation Technology Co.Ltd(002213) 0022
Announcement on regulatory measures or penalties taken by securities regulatory authorities and exchanges in the past five years
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Shenzhen Dawei Innovation Technology Co.Ltd(002213) (hereinafter referred to as "the company") has continuously improved the corporate governance structure, established and improved the internal control system, standardized the company's operation and promoted the sustainable, stable and healthy development of the company in strict accordance with the company law, the securities law and the relevant regulations of the China Securities Regulatory Commission (hereinafter referred to as "CSRC") and Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange"), Continuously improve the level of corporate governance.
In view of the company's plan to issue non-public shares, according to relevant requirements, the company's regulatory measures, penalties and rectification taken by the securities regulatory authorities and the exchange in the past five years are hereby announced as follows:
1、 Punishment by securities regulatory authorities and exchanges in the past five years
The company has not been punished by the securities regulatory authorities and Shenzhen Stock Exchange in the past five years.
2、 Regulatory measures taken by securities regulatory authorities and exchanges in the past five years
On November 2, 2020, the company received the decision on administrative supervision measures ([2020] No. 173) (hereinafter referred to as the "decision") issued by Shenzhen regulatory bureau of China Securities Regulatory Commission (hereinafter referred to as "Shenzhen Securities Regulatory Bureau"), which decided to take administrative supervision measures to order the company to make corrections and required the company to rectify the problems pointed out in the decision, including improper inventory falling price test There are five problems: no impairment test for fixed assets related to hydraulic retarder, accounting errors of some government subsidies related to assets, non-standard accounting of development expenditure, and intertemporal situation in revenue recognition. After receiving the letter of decision, the company attached great importance to it, immediately informed and communicated it to all directors, supervisors, senior managers and relevant parties, held special meetings on relevant issues, and conducted a comprehensive self-examination on relevant matters and in-depth analysis of the causes of the problems in accordance with the requirements of the company law, the securities law, the law on the administration of information disclosure of listed companies and other laws, regulations and normative documents as well as the articles of association, Formulate a practical rectification plan, clarify responsibilities and implement rectification measures, and form the rectification report on the decision of Shenzhen Securities Regulatory Bureau to order the company to take corrective measures (hereinafter referred to as the "rectification report"). The rectification report has been deliberated and adopted at the 6th meeting of the 5th board of directors and the 4th meeting of the 5th board of supervisors. The specific rectification measures include: the company strengthens the study of accounting standards for business enterprises, In strict accordance with the provisions of accounting standards for Business Enterprises No. 1 - inventory, accounting standards for Business Enterprises No. 8 - asset impairment, several opinions of the Ministry of Finance on strengthening the financial management of R & D expenses (Cai Qi [2007] No. 194) and other documents, improve the construction of relevant systems such as R & D project management measures, financial management system and intangible asset management system, further improve the level of internal control and governance, and ensure the financial situation The accuracy of business results accounting, and correct and adjust the relevant annual financial reports related to some government subsidies and R & D expenses; In addition, the company will continue to strengthen the study and training of directors, supervisors and senior managers on securities laws and regulations, improve the internal control system, strengthen the management of information disclosure, and effectively improve the standard operation level of the company.
For details, please refer to the company's disclosure in securities times, China Securities News, Shanghai Securities News, securities daily and cninfo (www.cn. Info. Com. CN.) on November 3, 2020 and November 24, 2020 Announcement on receiving the decision of Shenzhen Securities Regulatory Bureau on administrative supervision measures (Announcement No.: 2020084) and rectification report on the decision of Shenzhen Securities Regulatory Bureau on ordering the company to take corrective measures (Announcement No.: 2020090).
It is hereby announced.
Shenzhen Dawei Innovation Technology Co.Ltd(002213) board of directors
March 25, 2022
