Citic Securities Company Limited(600030) about
Bank Of Qingdao Co.Ltd(002948) IPO and listing of a shares
Summary report on continuous supervision and recommendation
Sponsor No.: z20374000 reporting time: March 2022
Approved by the reply on approving Bank Of Qingdao Co.Ltd(002948) initial public offering of shares (zjxk [2018] No. 1727) of China Securities Regulatory Commission (hereinafter referred to as "CSRC"), Bank Of Qingdao Co.Ltd(002948) (hereinafter referred to as " Bank Of Qingdao Co.Ltd(002948) ," listed company "or" company ") issued 450977251 RMB common shares (A shares) to the public for the first time in January 2019, The par value of each share is 1.00 yuan, the issue price of each share is 4.52 yuan, and the total amount of raised funds is 203841717452 yuan. After deducting the issuance expenses related to the raised funds, the total amount of raised funds is 7584713506 yuan (excluding value-added tax), and the net amount of raised funds is 196257003946 yuan. The above raised funds have been verified by KPMG Huazhen Certified Public Accountants (special general partnership) and a capital verification report of KPMG Huazhen Yan Zi No. 1900084 has been issued.
Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) " or "sponsor") serves as the sponsor of Bank Of Qingdao Co.Ltd(002948) initial public offering of A-Shares and listing, and the term of continuous supervision is until December 31, 2021. At present, the continuous supervision period has expired. Citic Securities Company Limited(600030) in accordance with the measures for the administration of securities issuance and listing recommendation business and the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board and other relevant provisions, this recommendation summary report is issued: I. Basic information of listed companies
Company name Bank Of Qingdao Co.Ltd(002948)
Securities code: Bank Of Qingdao Co.Ltd(002948)
Registered capital: 450969000000 yuan
Registered address: Building 3, No. 6, Qinling Road, Laoshan District, Qingdao, Shandong, China
Office address: No. 6, Qinling Road, Laoshan District, Qingdao, Shandong, China
Legal representative: Guo Shaoquan
Postal code 266061
The securities are listed on January 16, 2019
The listing place of the securities is Shenzhen Stock Exchange
Absorbing public deposits; Short term, medium-term and long-term loans; Handle settlement outside China; Handle bill acceptance, discount and rediscount; Issuing financial bonds; Acting as an agent in issuing, cashing and underwriting government bonds and financial bonds; Buying and selling government bonds, central bank bills, financial bonds, corporate bonds, medium-term bills, short-term financing bonds and other bonds issued and circulated in the national inter-bank market; Engage in interbank lending and interbank deposit business; Buying and selling foreign exchange as an agent; Settlement and sale of foreign exchange; Engage in bank card business; Provide letter of credit service and guarantee; Acting for collection and payment, insurance business, fund and precious metal sales and other agency businesses; Provide safe deposit box service; Financial management business; Bond settlement agency business, central treasury cash management and fixed deposit business of commercial banks; Other businesses approved by the relevant competent authorities of the state.
2、 Overview of this offering
Approved by the reply on approving Bank Of Qingdao Co.Ltd(002948) initial public offering of shares (zjxk [2018] No. 1727) of China Securities Regulatory Commission, Bank Of Qingdao Co.Ltd(002948) issued 450977251 RMB ordinary shares (A shares) to the public for the first time in January 2019, with a par value of 1.00 yuan per share, an issue price of 4.52 yuan per share and a total raised capital of 203841717452 yuan, After deducting the issuance expenses related to the raised funds, the total amount is 7584713506 yuan (excluding value-added tax), and the net amount of the raised funds is 196257003946 yuan. The above raised funds have been verified by KPMG Huazhen Certified Public Accountants (special general partnership) and a capital verification report of KPMG Huazhen Yan Zi No. 1900084 has been issued. 3、 Overview of sponsor work
As of December 31, 2021, Citic Securities Company Limited(600030) as the sponsor of Bank Of Qingdao Co.Ltd(002948) initial public offering and listing of a shares, according to the requirements of relevant laws, regulations and normative documents such as the measures for the administration of securities issuance and listing sponsorship business, Bank Of Qingdao Co.Ltd(002948) performs the obligation of due diligence recommendation and continuous supervision, and the supervision period lasts until December 31, 2021. The main recommendation work of the recommendation institution for Bank Of Qingdao Co.Ltd(002948) IPO and listing of A-Shares is as follows:
(I) due diligence recommendation stage
Conduct due diligence on the company, organize the preparation of application documents and issue recommendation documents in accordance with laws, administrative regulations and the provisions of the CSRC; After submitting the recommendation documents, actively cooperate with the CSRC for examination, organize the company and other intermediaries to reply to the opinions of the CSRC, conduct due diligence or verification on specific matters related to this securities issuance in accordance with the requirements of the CSRC, and conduct professional communication with the CSRC; In accordance with the requirements of the Listing Rules of the stock exchange, submit the relevant documents required for recommending the listing of stocks to the stock exchange and report to the CSRC for the record.
(II) continuous supervision stage
1. Supervise the company to establish, improve and effectively implement the corporate governance system and internal control system, and effectively implement and improve the system to prevent the controlling shareholders and other related parties from illegally occupying the company's resources; Supervise the company to effectively implement and improve the internal control system to prevent directors, supervisors and senior managers from damaging the interests of the company by taking advantage of their positions;
2. Supervise the company to effectively implement and improve the system to ensure the fairness and compliance of related party transactions, and express independent opinions on the related party transactions of the company;
3. Supervise the company's compliant use and deposit of raised funds;
4. Supervise the company to establish, improve and effectively implement the information disclosure system, and carefully review the relevant documents of information disclosure;
5. Continuously pay attention to the company's business environment, business status and financial status;
6. Continue to pay attention to whether the company provides guarantee for others;
7. Pay close attention to and supervise the company and its shareholders to fulfill relevant commitments;
8. Conduct on-site inspection on the company regularly or irregularly, and timely submit relevant documents such as continuous supervision on-site inspection report and annual recommendation work report to Shenzhen Stock Exchange.
4、 Major events and handling during the performance of recommendation duties
Approved by the reply on approving Bank Of Qingdao Co.Ltd(002948) share allotment (zjxk [2021] No. 3932) of China Securities Regulatory Commission, Bank Of Qingdao Co.Ltd(002948) successfully completed the issuance of A-share allotment in January 2022. The total amount of funds raised in this offering is 250161353600 yuan. After deducting the issuance expenses related to the raised funds of 2011972139 yuan (excluding value-added tax), the net amount of funds raised in this offering is 248149381461 yuan. KPMG Huazhen Certified Public Accountants (special general partnership) has verified the availability of the raised funds on January 13, 2022 and issued Bank Of Qingdao Co.Ltd(002948) capital verification report (KPMG Huazhen Yan Zi No. 2200493).
5、 Explanation and evaluation of listed companies' cooperation with sponsors
In the due diligence recommendation stage, the company can timely provide the sponsor, accountants and lawyers with the documents, materials and relevant information required for this issuance, and ensure the authenticity, accuracy and integrity of the documents, materials and information provided, and ensure that there are no false records, misleading statements or major omissions; It has provided necessary facilities, on-site and other convenient conditions for the recommendation of the sponsor for this issuance and listing, and equipped with sufficient staff.
In the continuous supervision stage, the company can operate in accordance with the requirements of relevant laws, regulations and rules, and disclose information in a timely and accurate manner in accordance with the requirements of relevant laws, regulations and rules; For important matters, the company can timely notify and communicate with the sponsor, and provide relevant documents at the request of the sponsor; It provides necessary conditions and convenience for the recommendation institution to perform its continuous supervision duties. 6、 Description and evaluation of securities service institutions' participation in the work related to securities issuance and listing during the period of due diligence recommendation and continuous supervision, Bank Of Qingdao Co.Ltd(002948) employed securities service institutions can diligently and dutifully perform their corresponding work responsibilities, timely issue relevant reports according to the provisions of relevant laws and regulations, provide professional and independent opinions and suggestions, and actively cooperate with the recommendation institutions in coordination and verification. 7、 Concluding comments on the review of information disclosure of listed companies
The sponsor reviewed the information disclosure documents before or after the continuous supervision of the company, checked the content and format of the information disclosure documents and the relevant procedures performed. The company has disclosed the information in accordance with the relevant provisions of the regulatory authorities and publicly issued various announcements in accordance with the law to ensure that all major information disclosure is timely, accurate, true and complete, and there are no false records, misleading statements or major omissions. 8、 Concluding comments on the review of the use of raised funds of listed companies
The company has formulated the management system of raised funds in accordance with relevant laws and regulations. The management and use of raised funds comply with the provisions of relevant laws and regulations such as the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies, and there are no violations of laws and regulations. The company has made special account storage and special use of the raised funds, and there is no case of changing the purpose of the raised funds in a disguised manner and damaging the interests of shareholders, and there is no case of illegal use of the raised funds.
9、 Other declaration items required by the CSRC and the exchange
None.
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(there is no text on this page, which is the signature page of the summary report of Citic Securities Company Limited(600030) on the continuous supervision and recommendation of Bank Of Qingdao Co.Ltd(002948) initial public offering and listing of a shares)
Signature of sponsor representative: Wang Chen, March 25, 2022
March 25, 2022 song Jianhong
Legal representative of the recommendation institution: Zhang Youjun, March 25, 2022
Official seal of the sponsor: Citic Securities Company Limited(600030) March 25, 2022
