Sinolink Securities Co.Ltd(600109)
About Chongqing Lummy Pharmaceutical Co.Ltd(300006)
Special verification opinions on the deposit and use of raised funds in 2021
Sinolink Securities Co.Ltd(600109) (hereinafter referred to as " Sinolink Securities Co.Ltd(600109) ") as the sponsor of Chongqing Lummy Pharmaceutical Co.Ltd(300006) (hereinafter referred to as " Chongqing Lummy Pharmaceutical Co.Ltd(300006) " or "the company") issuing shares to specific objects in 2021, carefully checked the deposit and use of the raised funds in Chongqing Lummy Pharmaceutical Co.Ltd(300006) 2021 in accordance with the provisions of relevant laws, regulations and normative documents. The details are as follows: 1. Basic information of the raised funds
Approved by the reply on approval of Chongqing Lummy Pharmaceutical Co.Ltd(300006) to issue shares to specific objects for registration (zjxk [2021] No. 437) of China Securities Regulatory Commission (hereinafter referred to as "CSRC"), the company reported to Guangxi Wuzhou Zhongheng Group Co.Ltd(600252) Nanning Zhongheng Tongde pharmaceutical industry investment fund partnership (limited partnership) and Guangxi guangtou Guohong health industry fund partnership (limited partnership) issued 24367000 RMB common shares (A shares), with a par value of 1.00 yuan per share and an issue price of 4.45 yuan / share. The total amount of funds raised was 108433150000 yuan. After deducting various issuance expenses, The net amount of raised funds is RMB 106451589542.
The above raised funds will arrive on March 2, 2021. The arrival of the raised funds has been verified by Sichuan Huaxin (Group) Certified Public Accountants (special general partnership) (hereinafter referred to as "Sichuan Huaxin"), and the capital verification report "Chuan Hua Xin Yan (2021) No. 0021" has been issued.
As of December 31, 2021, the cumulative use amount of the funds raised by this issuance was 9639782 million yuan (including interest), and the balance of the raised funds account was 1054137 million yuan (including interest). 2、 Deposit and management of raised funds
In order to standardize and strengthen the management and use of raised funds and protect the legitimate rights and interests of investors, the company has formulated the raised funds management system in accordance with the provisions and requirements of relevant laws, regulations and normative documents. After the funds raised in this offering were received, the company hired a capital verification institution to verify the availability, and timely signed a supervision agreement on the raised funds with the sponsor and relevant special account storage banks, so as to improve the management and use of the raised funds
The bank shall supervise and ensure that the special funds are used for special purposes.
As of December 31, 2021, the company's use and balance of funds raised by issuing shares to specific objects in 2021 are as follows:
Unit: Yuan
Project amount
Funds actually transferred into the company to raise funds [note] 106606652750 less: other issuance expenses paid by 96397824673 directly invested in the raised project funds 155063209 plus: net amount of interest income deducting handling charges 487604384 balance of special account for raised funds 105413,692.52
Note: the total amount of funds raised from the company's issuance of shares to specific objects is 108433150000 yuan. Sinolink Securities Co.Ltd(600109) will remit the balance of 106606652750 yuan after deducting the recommendation and underwriting expenses to the special account for raised funds opened by the company on March 2, 2021.
As of December 31, 2021, the company's special account for raising funds by issuing shares to specific objects in 2021 is as follows:
Unit: Yuan
Opening bank account number account category purpose closing balance
Hua Xia Bank Co.Limited(600015) Co., Ltd. 112830 Shenzhen Guohua Network Security Technology Co.Ltd(000004) 2978 current account supplement current 541363393 Company Chongqing Liangjiang Jinkai sub branch 112830 Shenzhen Guohua Network Security Technology Co.Ltd(000004) 3234 certificate of deposit account [note] capital 10000000000 Shanghai Pudong Development Bank stock 8 Dalian Demaishi Precision Technology Co.Ltd(301007) 8815 Shenzhen Capstone Industrial Co.Ltd(000038) 81 current account repayment of 58.59 loans Co., Ltd. Chongqing Branch
Total 10541369252
Note: according to the tripartite supervision agreement on raising funds by issuing shares to specific objects signed by the company, Hua Xia Bank Co.Limited(600015) Chongqing branch and Sinolink Securities Co.Ltd(600109) Chongqing Branch, the company deposited 330 million yuan of raised funds in the special account of Hua Xia Bank Co.Limited(600015) raised funds in the form of certificate of deposit. During the reporting period, the company transferred the raised funds from the certificate of deposit account to the special current account according to the needs of business activities, and used them to supplement working capital. By the end of 2021, the balance of the certificate of deposit account was 100 million yuan.
3、 Actual use of raised funds in 2021
For the comparison table of the actual use of the company's raised funds in 2021, see the annex to this verification opinion: comparison table of the use of funds raised by issuing shares to specific objects in 2021.
4、 Change the use of funds for investment projects with raised funds
As of December 31, 2021, the company has not changed the investment projects of the raised funds by issuing shares to specific objects in 2021. 5、 Problems in the use and disclosure of raised funds
In 2021, the use of the company's raised funds met the provisions of relevant laws, regulations and normative documents. The actual use of the raised funds was consistent with the disclosure. There was no illegal use or disguised change of the purpose of the raised funds and damage to the interests of shareholders. 6、 Assurance opinion of accounting firm
Sichuan Huaxin has issued the assurance report on the deposit and use of raised funds in 3 Shenzhen Huaqiang Industry Co.Ltd(000062) 021 (chxsz (2022) No. 0112), It is considered that the preparation of the special report on the raised funds of the company complies with the provisions of the CSRC's guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies (revised in 2022) (CSRC announcement [2022] No. 15) and the guidelines for the self-discipline supervision of listed companies on Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM (SZS [2022] No. 14), It truthfully reflects the actual deposit and use of the company's raised funds in 2021 in all major aspects. 7、 Verification opinions of the recommendation institution
Upon verification, Sinolink Securities Co.Ltd(600109) believes that the deposit and use of the raised funds of 3 Shenzhen Huaqiang Industry Co.Ltd(000062) 021 comply with the relevant laws, regulations and normative documents such as the Listing Rules of Shenzhen Stock Exchange on the gem, the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of listed companies on the gem, as well as the provisions and requirements of the company's management system for raised funds, There is no illegal use or disguised change of the purpose of the raised funds and damage to the interests of shareholders. The actual use of the raised funds of the company is consistent with the disclosure. Sinolink Securities Co.Ltd(600109) has no objection to the deposit and use of the raised funds of 3 Shenzhen Huaqiang Industry Co.Ltd(000062) 021.
Annex 1:
Comparison of the use of funds raised by issuing shares to specific objects in 2021
Prepared by: Chongqing Lummy Pharmaceutical Co.Ltd(300006) as of December 31, 2021 amount unit: RMB
The total amount of raised funds is 106451589541. The total amount of raised funds invested in this year is 96397824673 (including interest, etc.)
The total amount of raised funds for change of purpose is 0.00
The cumulative total amount of raised funds invested is 96397824673 (including interest, etc.), and the proportion of total raised funds changed to other purposes is 0.00%
As of the end of the period, whether the investment in the current year has reached the project feasibility commitment, whether the investment project has been changed, and whether the raised funds promise to invest in the changed project. The progress of the investment commitment to invest in the current year as of the end of the period (4) = the total amount of expected investment (including partial change) (1) Amount (2) amount (3) (3) / (1) significant changes in benefits
Repayment of loan no 70000000 Shenzhen Quanxinhao Co.Ltd(000007) 000000000000 uncommitted 7013069933670130699336 100.19% not applicable not applicable no
Supplementary working capital no 3645158954136451589541 uncommitted 2626712533726267125337 72.06% not applicable not applicable no
Total - 1064515895411064515895419639782467396397824673 92.35%——
The circumstances and reasons for not reaching the planned progress or expected benefits are not applicable
Description of major changes in project feasibility is not applicable
The amount, purpose and progress of over raised funds are not applicable
There is no change in the implementation location of the project invested by raised funds
The adjustment of the implementation mode of the project invested by raised funds is not applicable
The advance investment and replacement of the investment projects with raised funds are not applicable
Amount and reasons for the balance of raised funds in the implementation of the project as of December 31, 2021, the above unused raised funds will continue to be used to supplement working capital according to the actual fund use demand.
The purpose and destination of unused raised funds are not applicable
There are no problems or other situations in the use and disclosure of raised funds
(there is no text on this page, which is the signature page of Sinolink Securities Co.Ltd(600109) special verification opinions on the deposit and use of 3 Shenzhen Huaqiang Industry Co.Ltd(000062) 021 raised funds)
Sponsor representatives: Yan Huatong, Wang Xiaojiang
