Ningbo Tianyi Medical Instrument Co., Ltd
Initial public offering and listing on GEM
Announcement of preliminary placement results of offline issuance
Sponsor (lead underwriter): Guotai Junan Securities Co.Ltd(601211)
hot tip
The application of Ningbo Tianyi medical device Co., Ltd. (hereinafter referred to as "the issuer" or "the company") for the initial public offering of 14736842 ordinary shares (A shares) (hereinafter referred to as "this offering") has been examined and approved by the GEM Listing Committee of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange"), It has been approved to register by the China Securities Regulatory Commission (hereinafter referred to as "CSRC") (zjxk [2021] No. 3939). The issuer and the sponsor (lead underwriter) Guotai Junan Securities Co.Ltd(601211) (hereinafter referred to as " Guotai Junan Securities Co.Ltd(601211) " or "sponsor (lead underwriter)") negotiated and determined that the number of shares issued this time was 14736842, and the price of this issuance was 52.37 yuan / share.
The issuing price of this offering does not exceed the median and weighted average of the offline investors' quotation after excluding the highest quotation, as well as the Securities Investment Fund (hereinafter referred to as "public fund"), the National Social Security Fund (hereinafter referred to as "social security fund"), the basic old-age insurance fund (hereinafter referred to as "pension") established through public offering after excluding the highest quotation The enterprise annuity fund (hereinafter referred to as "enterprise annuity fund") established in accordance with the measures for the administration of enterprise annuity fund and the insurance fund (hereinafter referred to as "insurance fund") in accordance with the measures for the administration of the use of insurance funds and other provisions, whichever is lower, is 523825 yuan / share. According to the detailed rules for the implementation of IPO and underwriting business on the gem of Shenzhen Stock Exchange (revised in 2021), and according to item (IV) of Article 39 of the detailed rules for the implementation of IPO and underwriting business on the gem of Shenzhen Stock Exchange (revised in 2021) (SZS [2021] No. 919), Guotai Junan Securities Co.Ltd(601211) Zhengyu Investment Co., Ltd. (hereinafter referred to as "Zhengyu investment"), the relevant subsidiary of the sponsor, does not need to participate in this strategic placement, and the number of shares initially invested by Zhengyu investment will be fully transferred back to offline issuance. This offering does not arrange the strategic placement to the senior management and core employees of the issuer, asset management plans and other external investors. Finally, this issuance will not be targeted to strategic investors, and the difference between the initial strategic placement shares and the final strategic placement shares will be 736842 shares back to offline issuance.
Finally, this issuance is carried out through a combination of offline inquiry and placement to qualified investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors who hold the market value of non restricted A-Shares or non restricted depositary receipts in Shenzhen market (hereinafter referred to as "online issuance").
After the strategic placement callback and before the online and offline callback mechanism was launched, the number of offline shares was 1053684200, accounting for 71.50% of the number of shares issued this time; The number of shares issued online was 4.2 million, accounting for 28.50% of the number issued this time. According to the callback mechanism announced in the announcement of Ningbo Tianyi medical device Co., Ltd. on initial public offering and listing on the gem (hereinafter referred to as the "issuance announcement"), since the initial effective subscription multiple on the Internet is 995192024 times, higher than 100 times, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism and callback 2.9475 million shares from offline to online. After the call back, the final number of offline shares issued was 7589342, accounting for 51.50% of the number issued this time; The final number of shares issued online was 7.1475 million, accounting for 48.50% of the total issued this time. After the call back, the final winning rate of this online pricing issuance is 0017100739%, and the subscription multiple is 584792795 times.
Please pay attention to the payment link of this offering and fulfill the payment obligation in time on March 25, 2022 (T + 2). The details are as follows:
1. Offline investors shall, in accordance with this announcement, timely and fully pay the subscription funds for new shares according to the final issuance price and preliminary placement quantity before 16:00 on March 25 (T + 2) 2022. If the same placing object receives multiple new shares on the same day, it is necessary to pay for each new share in full and fill in the remarks in accordance with the specifications. If the placing object has insufficient funds for a single new share, all the new shares allocated to the placing object on that day will be invalid, and the resulting consequences shall be borne by the investors themselves.
After the online investors win the lottery in the subscription of new shares, they shall fulfill the obligation of capital settlement according to the announcement on the results of initial public offering and online lottery of Ningbo Tianyi Medical Devices Co., Ltd. listed on the gem, so as to ensure that their capital account will have sufficient capital for the subscription of new shares on March 25 (T + 2) 2022. The insufficient part shall be deemed to have given up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investors themselves. The transfer of investors' funds shall comply with the relevant provisions of the securities company where the investors are located.
The shares that offline and online investors give up to subscribe for are underwritten by the sponsor (lead underwriter).
2. Among the stocks issued this time, the stocks issued online have no circulation restrictions and limited sales period arrangements, and can be circulated from the date when the stocks issued this time are listed on the Shenzhen Stock Exchange.
The number of shares that the issuer promises to sell to the public on the Internet shall be calculated as the proportion of the shares that the issuer is restricted to sell to the public on the Internet for the whole period of 10 months from the date of issuance, and the proportion of the shares that the issuer promises to sell to the public on the Internet shall be calculated from the date of issuance of the shares on the Internet for the first time. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely and can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, and the sales restriction period starts from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange.
When offline investors participate in the preliminary inquiry and quotation and offline purchase, they do not need to fill in the arrangement of the restricted sale period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online restricted sale period disclosed in this announcement.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investor who provides effective quotation fails to participate in the subscription or the offline investor who obtains the preliminary placement fails to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record. The number of violations of the placing object in the scientific and technological innovation board, gem, motherboard and other sectors shall be calculated together. During the period of being included in the restricted list, the placing object shall not participate in the offline inquiry and placement of projects related to science and innovation board, gem, motherboard and other sectors.
If online investors fail to pay in full after winning the lottery for three times in a row within 12 months, they shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant's latest declaration of abandonment of subscription. 5. Once this announcement is published, it shall be deemed to have served the notice of allocated payment to the offline investors participating in the offline subscription. 1、 Strategic placement
According to the preliminary inquiry results, the issuer and the recommendation institution (lead underwriter) negotiated and determined that the offering price is 52.37 yuan / share. The issuing price of this offering shall not exceed the lower of the median and weighted average of offline investors' quotation after excluding the highest quotation and the median and weighted average of public funds, social security funds, pensions, enterprise annuity funds and insurance funds after excluding the highest quotation. Therefore, the relevant subsidiary of the sponsor, Zhengyu investment, does not need to participate in the strategic placement of this issuance, and the number of shares initially participated in the follow-up investment of Zhengyu investment will be transferred back to the offline issuance.
This offering does not arrange the strategic placement to the senior management and core employees of the issuer, asset management plans and other external investors. According to the issuing price, the relevant subsidiaries of the sponsor will not participate in the strategic placement. Finally, this issuance will not be targeted to strategic investors.
2、 Offline issuance and subscription and preliminary placement results
(I) offline issuance and subscription
According to the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the special provisions on the issuance and underwriting of initial public offerings on the gem (CSRC announcement [2021] No. 21), the practical implementation rules for the issuance and underwriting of initial public offerings on the gem of Shenzhen Stock Exchange (revised in 2021) (SZS [2021] No. 919) Detailed rules for the implementation of offline issuance of initial public offerings in Shenzhen market (revised in 2020) (SZS [2020] No. 483), code for underwriting of initial public offerings under the registration system (zsxf [2021] No. 213), detailed rules for the management of offline investors in initial public offerings (zsxf [2018] No. 142) The sponsor (lead underwriter) has verified and confirmed the qualification of investors participating in offline subscription according to the relevant provisions of the rules for the administration of offline investors of initial public offering under the registration system (Zhong Zheng Xie Fa [2021] No. 212). According to the effective subscription results finally received by the offline issuance electronic platform of Shenzhen Stock Exchange, the sponsor (lead underwriter) makes the following statistics:
The offline subscription of this offering has been completed on March 23, 2022 (t day). After verification, it is confirmed that the 4545 effective quotation placing objects managed by 180 offline investors disclosed in the issuance announcement have all made offline subscription in accordance with the requirements of the issuance announcement, and the number of offline subscription is 202125 million shares. (II) preliminary offline placement results
According to the initial public offering announcement and the allocation method of various types of medical devices issued by the underwriter (hereinafter referred to as the "initial public offering announcement") under the initial public offering announcement and the "effective allocation of shares" of the underwriter under the following conditions:
The number of effective subscription shares of the placing object class accounts for the total number of effective subscription shares. The proportion of the initial placement shares to the number of distribution (10000 shares) issued by various investors under the net
Class a investors 109708054.28% 546 71.87% 004972009%
Class B investors 7260 0.36% 291410.38% 004014285%
Class C investors 91691045.36% 210565527.74% Hunan Boyun New Materials Co.Ltd(002297) 990%
Total 2021250100.00% 7589342100.00% -
Note: if the total number is inconsistent with the mantissa of the sum of the sub item values, it is caused by rounding.
Among them, four zero shares were allotted to the "Minsheng silver plus growth preferred stock securities investment fund" managed by Minsheng silver plus Fund Management Co., Ltd. in accordance with the offline placement principle announced in the preliminary inquiry and promotion announcement. The above placement arrangements and results comply with the placement principles published in the preliminary inquiry and promotion announcement. See "attached table: preliminary placement list of offline investors" for the allocation of each placement object. 3、 Contact information of sponsor (lead underwriter)
If the above placing objects have any questions about the offline preliminary placing results announced in this announcement, please contact the lead underwriter of this offering. The specific contact information is as follows:
Tel.: 02138676888
Contact: capital market department
Issuer: sponsor (lead underwriter) of Ningbo Tianyi medical device Co., Ltd.: Guotai Junan Securities Co.Ltd(601211) March 25, 2022
(there is no text on this page, which is the seal page of the announcement on the initial public offering and initial placement results of Ningbo Tianyi medical device Co., Ltd. listed on the GEM)
Ningbo Tianyi Medical Instrument Co., Ltd. date:
(there is no text on this page, which is the seal page of the announcement on the initial public offering and initial placement results of Ningbo Tianyi medical device Co., Ltd. listed on the GEM)
Guotai Junan Securities Co.Ltd(601211) mm / DD / yyyy attached table: preliminary placement details of offline investors
Serial number name of investor name of placing object name of securities account subscription quantity preliminary allocated quantity allocated amount classification
