Shenzhen Capol International&Associatesco.Ltd(002949) board of supervisors
On the list of incentive objects reserved for granting stock option incentive plan in 2021
Verification opinions
Shenzhen Capol International&Associatesco.Ltd(002949) (hereinafter referred to as the “company”) the board of supervisors in accordance with the company law of the people’s Republic of China (hereinafter referred to as the “company law”), the securities law of the people’s Republic of China (hereinafter referred to as the “Securities Law”), the measures for the administration of equity incentive of listed companies (hereinafter referred to as the “administrative measures”) and the Shenzhen Capol International&Associatesco.Ltd(002949) articles of Association (hereinafter referred to as the “articles of association”) and other relevant provisions, The company checked the list of reserved grant incentive objects determined by the 2021 stock option incentive plan, and the verification opinions are as follows:
(I) the incentive object granted with stock option meets the incentive object conditions specified in the administrative measures and other regulations, and there is no situation that the incentive object shall not be specified in the administrative measures, including: 1. Being identified as an inappropriate candidate by the stock exchange in the last 12 months; 2. In the last 12 months, it has been identified as an inappropriate candidate by the CSRC and its dispatched offices; 3. Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations in the last 12 months; 4. Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law; 5. Those who are not allowed to participate in the equity incentive of listed companies according to laws and regulations; 6. Other circumstances recognized by the CSRC.
(II) the incentive objects granted with stock options are in line with the scope of incentive objects specified in the company’s 2021 stock option incentive plan (Draft) and its summary. They are all personnel that the company’s board of directors deems necessary to be encouraged, which is in line with the purpose of implementing the equity incentive plan, and do not include the company’s independent directors, supervisors, shareholders or actual controllers who individually or jointly hold more than 5% of the company’s shares and their spouses, parents and children.
To sum up, the board of supervisors believes that the subject qualification of the incentive objects reserved and granted in the incentive plan is legal and effective, agrees to the list of incentive objects reserved and granted in the incentive plan, agrees to determine the reserved grant date of the incentive plan as March 23, 2022, and grants 1.09 million stock options to 15 incentive objects with an exercise price of 17.41 yuan / share.
Shenzhen Capol International&Associatesco.Ltd(002949) board of supervisors
March 23, 2022
