Securities code: Shenzhen Xinhao Photoelectricity Technology Co.Ltd(301051) securities abbreviation: Shenzhen Xinhao Photoelectricity Technology Co.Ltd(301051) Announcement No.: 2022007 Shenzhen Xinhao Photoelectricity Technology Co.Ltd(301051)
Announcement on reappointment of accounting firm in 2022
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Shenzhen Xinhao Photoelectricity Technology Co.Ltd(301051) (hereinafter referred to as “the company” or “the company”) deliberated and approved the proposal on renewing the appointment of accounting firm in 2022 at the 14th meeting of the second board of directors held on March 23, 2022, and agreed to renew the appointment of Zhongxi accounting firm (special general partnership) (hereinafter referred to as “Zhongxi accounting firm”) as the company’s audit institution in 2022 for one year. The independent directors of the company have expressed their prior approval opinions and independent opinions on this proposal. This proposal needs to be submitted to the general meeting of shareholders of the company for deliberation. The details are hereby announced as follows:
1、 Description of the proposed accounting firm
Zhongxi certified public accountants has the qualification for auditing securities and futures related businesses, and has the ability and experience to provide audit services for listed companies. During its tenure as the company’s audit institution, Zhongxi certified public accountants strictly abides by the requirements of relevant laws, regulations and policies such as the independent auditing standards for Chinese certified public accountants, and can diligently, objectively and impartially express independent audit opinions and issue objective audit reports It fairly reflects the financial status and operating results of the company. In order to maintain the continuity of the company’s audit work, the company plans to reappoint Zhongxi certified public accountants as the company’s audit institution in 2022 for a period of one year. The board of directors of the company requests the general meeting of shareholders to authorize the company’s operation and management to negotiate with the audit institution to determine the audit fee according to the actual business situation and market situation in 2022. 2、 Basic information of the accounting firm to be renewed
(I) institutional information
1. Basic information:
Name of accounting firm: Zhongxi accounting firm (special general partnership)
Date of establishment: November 28, 2013
Organization form: special general partnership
Registered address: room 1101, floor 11, No. 11, Chongwenmenwai Street, Dongcheng District, Beijing
Chief partner: Zhang Zenggang
Number of partners at the end of last year: 76
Number of certified public accountants at the end of last year: 355
Number of certified public accountants who signed the audit report of securities service business at the end of last year: 225
Total income of the latest year (Unaudited): 313386100 yuan
Audit income of the latest year (Unaudited): 2792994 million yuan
Securities business income of the latest year (Unaudited): 951539 million yuan
Number of audit clients of Listed Companies in last year: 39
Top five major industries of audit clients of Listed Companies in last year:
Code industry category
C39 manufacturing computer, communication and other electronic equipment manufacturing
C26 manufacturing chemical raw materials and chemical products manufacturing
C35 special equipment manufacturing industry
C29 manufacturing rubber and plastic products industry
C15 manufacturing wine, beverage and refined tea
Audit fees of Listed Companies in the previous year: 622072 million yuan, and the number of audit clients of Listed Companies in the same industry in the previous year: 5.
2. Investor protection ability: the cumulative compensation limit of professional insurance purchased by Zhongxi certified public accountants is 80 million yuan. The purchase of professional insurance complies with relevant regulations and can cover the civil compensation liability caused by audit failure. In the past three years, there has been no civil liability in civil litigation related to practice.
3. Integrity record
Zhongxi certified public accountants has not been subject to criminal punishment, administrative punishment and disciplinary punishment. In the past three years, the practice has been subject to supervision and management measures for 10 times, and 14 employees have been subject to supervision and management measures for 10 times in recent three years. The practice of the firm has been subject to self regulatory measures once in recent three years, and two employees have been subject to self regulatory measures once in recent three years.
(II) project information
1. Basic information
Project partner: Xie Cui, who became a certified public accountant in 1997, began to audit listed companies in 2000 and began to practice in Zhongxi certified public accountants in 2019, providing four-year audit services for the company; Nearly three
In, more than 10 audit reports of listed companies were signed or reviewed.
Signature certified public accountant: Shen Jianping, who became a certified public accountant in 2007 and began to be listed in 2000
The company started to practice in Zhongxi certified public accountants in 2009 and provided audit services for the company in 2021
Accounting services; Provide audit services for 5 listed companies.
Reviewer of project quality control: Chen Minyan, who became a certified public accountant in 2011 and began to work in 2010
The audit of listed companies, which began to practice in Zhongxi certified public accountants in 2018, has been reviewed in recent three years
More than 10.
2. Integrity record
The project partner and project quality control reviewer have not been criminally punished for practicing in recent three years
The administrative punishment, supervision and management measures of the CSRC and its dispatched offices and industry competent departments are subject to the securities exchange
The self regulatory measures and disciplinary actions of self regulatory organizations such as exchange and industry associations.
Shenzhen Securities Regulatory Bureau has issued a warning letter on the specific measures taken by Shen Jianping in recent three years
See the following table:
Name: punishment type, reason of implementing unit and punishment
Penalty date
Punishment: Decision of Shenzhen Securities Regulatory Bureau on Issuing warning letter to Zhongxi Certified Public Accountants (special general partnership) and certified public accountants Shen Jianping and Li Songqing.
Cause: problems in the audit of Shenzhen Batian Ecotypic Engineering Co.Ltd(002170) 2017 annual report: 1. Shen Jianping’s supervision and management measures on May 6, 2019, Shenzhen securities regulatory bureau did not find that the accounting of the company’s interest capitalization of exploration rights did not comply with the provisions of the accounting standards for business enterprises; 2. The impact of cross period events of sales rebate on current profit and loss is not measured; 3. Failure to implement adequate audit procedures for the recognition and write off of deferred income tax assets; 4. Audit procedures have not been implemented for the accounting treatment of performance compensation of subsidiaries.
3. Independence
Zhongxi certified public accountants, project partners, signed certified public accountants and project quality control reviewers are not satisfied
There is a violation of the independence requirements of the code of professional ethics for Chinese certified public accountants.
4. Audit fees
The board of directors of the company requests the general meeting of shareholders to authorize the management of the company to conduct audit according to the specific audit of the company and its subsidiaries
Seek the audit scope and negotiate with Zhongxi certified public accountants to determine the relevant audit fees.
3、 Procedures to be performed by the accounting firm to be renewed
(I) performance of the audit committee
After deliberation by the audit committee of the board of directors of the company, it is considered that Zhongxi certified public accountants has sufficient independence
Professional competence and investor protection ability, with the audit qualification of securities and futures related businesses, and can meet the quality requirements of the company’s audit work in 2022. The renewal of Zhongxi accounting firm is conducive to ensuring or improving the quality of the audit work of listed companies and protecting the interests of listed companies and other shareholders, especially the interests of minority shareholders. We agree to propose to the board of directors to reappoint Zhongxi certified public accountants as the company’s audit institution in 2022, and agree to submit the proposal to the 14th meeting of the second board of directors for deliberation.
(II) opinions of the board of directors
The 14th meeting of the second board of directors of the company deliberated and approved the proposal on renewing the appointment of accounting firm in 2022, agreed to renew the appointment of Zhongxi accounting firm as the audit institution of the company in 2022, and requested the general meeting of shareholders to authorize the management of the company to negotiate with Zhongxi accounting firm to determine relevant audit fees according to the specific audit requirements and audit scope of the company and its subsidiaries, The matter still needs to be submitted to the 2021 annual general meeting of shareholders of the company for deliberation.
(III) prior approval and independent opinions of independent directors
Prior approval opinion: Zhongxi Certified Public Accountants (special general partnership) has securities practice qualification, adheres to the principle of independent audit in the process of practice, and can issue various professional reports for the company on time, with objective and fair contents. With the prior approval of all independent directors, Zhongxi Certified Public Accountants (special general partnership) was agreed to be appointed as the audit institution of the company in 2022, and the proposal was agreed to be submitted to the 14th meeting of the second board of directors for deliberation.
Independent opinion: Zhongxi Certified Public Accountants (special general partnership) has the audit qualification related to securities and other businesses, and has the experience and ability to provide audit services for listed companies. Since serving as the company’s audit institution, it has been able to follow the independent, objective and fair professional standards, and the audit report issued can objectively and truly reflect the company’s financial status and operating results, and has completed the relevant audit work, Re employment is conducive to ensuring the continuity of the company’s audit business. Therefore, we agree to renew the appointment of Zhongxi Certified Public Accountants (special general partnership) as the audit institution of the company in 2022, and agree to submit the proposal to the 2021 annual general meeting of shareholders of the company for deliberation.
(IV) effective date
The renewal of the accounting firm in 2022 needs to be submitted to the 2021 annual general meeting of shareholders of the company for deliberation and approval, and will take effect from the date of deliberation and approval by the general meeting of shareholders of the company.
4、 Documents for future reference
1. Resolutions of the 14th meeting of the second board of directors;
3. Prior approval opinions of independent directors on matters related to the 14th meeting of the second board of directors; 4. Resolutions of the audit committee meeting; 5. The basic information of Zhongxi Certified Public Accountants (special general partnership). It is hereby announced.
Shenzhen Xinhao Photoelectricity Technology Co.Ltd(301051) board of directors March 25, 2022
