Everbright Securities Company Limited(601788) : contents of annual social responsibility report of Everbright Securities Company Limited(601788) 2021
Opening Chapter 1 entering the light card six
1.1 the board of directors declares that six
1.2 Company Profile seven
1.3 social recognition The second chapter enables high-quality development with steady progress and solid governance eight
2.1 party building leads nine
2.2 corporate governance thirteen
2.2.1 three meetings and one floor thirteen
2.2.2 investor relations thirteen
2.3 social responsibility development fourteen
2.3.1 ESG governance structure fourteen
2.3.2 stakeholder communication fifteen
2.3.3 analysis of major issues seventeen
2.4 establish a firm risk bottom line seventeen
2.4.1 construction of risk management system seventeen
2.4.2 risk appetite Management eighteen
2.4.3 risk management workflow eighteen
2.4.4 risk control capacity building twenty
2.5 deepen compliance work twenty-one
2.5.1 construction of compliance culture twenty-two
2.5.2 anti corruption twenty-three
2.5.3 anti money laundering twenty-five
Chapter III seeking opportunities in change, financial running water, serving high-quality economy twenty-six
3.1 implement the national strategy and contribute to the goal of “carbon neutrality” twenty-six
3.2 deepen the e-sbu mechanism and work together for regional development twenty-eight
3.3 gather development momentum and promote industrial upgrading twenty-nine
3.4 finance helps Rural Revitalization and builds a ladder of common prosperity 29 Chapter 4: taking advantage of the trend, scientific and technological innovation drives high-quality service thirty-two
4.1 improve customer experience by combining quality and efficiency thirty-two
4.1.1 optimize the platform and process to improve service efficiency thirty-two
4.1.2 improve the complaint mechanism and improve the service quality thirty-three
4.1.3 information security protection thirty-three
4.2 multi level investment and education to create a characteristic brand thirty-four
4.2.1 optimize online investor education channels thirty-seven
4.2.2 red topic teaching activities thirty-nine
4.2.3 entering universities and communities forty-one
4.3 scientific and technological innovation escort data security forty-three
4.3.1 collaborative innovation system forty-four
4.3.2 enabling digital transformation forty-four
4.4 product optimization and upgrading 46 Chapter V the initial heart is like a rock, condensing strength to build a high-quality home forty-eight
5.1 join hands with employees to build a beautiful light card forty-eight
5.1.1 employee recruitment forty-eight
5.1.2 protection of employees’ rights and interests fifty
5.1.3 employee health and safety fifty-one
5.1.4 staff training and training fifty-three
5.1.4 employee care fifty-six
5.2 light proof love lights up a warm society fifty-seven
5.2.1 love and consolidate the achievements of poverty alleviation fifty-seven
5.2.2 love lights up the hope of teenagers sixty
5.2.3 escort the affected areas with love sixty-one
5.2.4 caring volunteer activities sixty-two
5.3 low carbon action helps green future sixty-two
5.3.1 reduce resource waste sixty-two
5.3.2 reduce carbon emissions and deal with climate change sixty-three
5.3.3 improve supply chain management and advocate green concept sixty-three
Appendix 1 ESG index of Stock Exchange sixty-six
Appendix 2 feedback form 71 opening \uf09f description of report preparation
This report is the 12th annual corporate social responsibility report (hereinafter referred to as “this report”) of Everbright Securities Company Limited(601788) (hereinafter referred to as ” Everbright Securities Company Limited(601788) ” the “company” or “we”). This report truthfully and objectively introduces the activities of Everbright Securities Company Limited(601788) , branches, business departments and subsidiaries in fulfilling corporate social responsibility in 2021, focusing on the relevant information in the three categories of corporate society, environment and Governance (ESG). The monetary amount involved in this report is measured in RMB (unless otherwise specified). The content of this report reflects the objective facts and discloses the positive and negative indicators at the same time. \uf09f report scope
Time range: This report is an annual report, and the reporting period is from January 1, 2021 to December 31, 2021. Some information exceeds the reporting period.
Organization scope: unless otherwise specified, this report covers Everbright Securities Company Limited(601788) headquarters, branches, business departments and subsidiaries. Part of the information involves China Everbright Group Co., Ltd. (hereinafter referred to as “Everbright Group”). Preparation basis
The state owned assets supervision and Administration Commission of the State Council issued the guiding opinions on the performance of social responsibilities by central enterprises
Shanghai Stock Exchange (hereinafter referred to as “Shanghai Stock Exchange”) “guidelines for self regulatory supervision of listed companies No. 1 – standardized operation” and “guidelines for environmental information disclosure of listed companies of Shanghai Stock Exchange”
Guidelines on environmental, social and governance reporting in Appendix 27 of the rules governing the listing of securities on the stock exchange of Hong Kong Limited (SEHK)
Global Reporting Initiative (GRI) sustainable development reporting standard confirmation and approval
The report was approved by the board of directors on March 24, 2022 after being confirmed by the board of directors.
Reporting Language
This report is available in simplified Chinese, traditional Chinese and English for readers’ reference. Reporting principles
Importance: Based on stakeholder research and data analysis, this report identifies and responds to important social responsibility issues affecting the sustainable development of the company. See p17 of this report for details.
Quantitative principle: This report has disclosed the quantitative key performance of the company’s social responsibility. See p63 of this report for details.
Principle of consistency: the indicators used in different reporting periods shall be consistent as far as possible in this report. If the key performance indicators change, the changed indicators shall be explained.
Balance principle: the content of this report reflects objective facts and discloses positive and negative indicators at the same time. Obtain and respond to this report
The electronic version of the report can be obtained in the following ways:
Everbright Securities Company Limited(601788) （ http://www.ebscn.com. ）
Shanghai Stock Exchange（ http://www.sse.com.cn. ）
Stock exchange of Hong Kong（ https://www.hkex.com. ）
Http / / www.cninfo.com（ https://www.cn.info.com.cn. ）
We attach great importance to the opinions of stakeholders and welcome readers to contact us through the following contact information. Your comments will help us further improve this report and improve Everbright Securities Company Limited(601788) overall social responsibility performance.
Contact email: [email protected].
Contact address: No. 1508, Xinzha Road, Jing’an District, Shanghai
Tel: (8621) 22169914
Fax: (8621) 22169964
Chapter 1 statement of the board of directors
Everbright Securities Company Limited(601788) attaches great importance to the development of ESG responsibility, establishes the three-level ESG governance structure of “board of Directors Management ESG working group”, defines the responsibilities of each level, and integrates the ESG concept into all aspects of daily operation. The board of directors of the company is fully responsible for the deliberation and decision-making of major matters related to ESG; The management shall coordinate the implementation of ESG strategy, coordinate the preparation of ESG report and report to the board of directors; The ESG working group is composed of all ESG functional departments and subsidiaries. It is the specific executor of ESG work and is responsible for implementing ESG related tasks assigned by the management according to the ESG work plan.
In terms of identifying ESG important issues and determining management policies, the company conducts research and Analysis on substantive issues once a year. By understanding the key issues concerned by internal and external stakeholders and discussing with experts, analyze the importance of each issue to the development of corporate social responsibility, and then determine and disclose the important issues of the annual corporate social responsibility report. In 2021, Everbright Securities Company Limited(601788) paid great attention to compliance operation, “double carbon” objectives, risk control, investor education, etc., and continued to follow up the implementation of key ESG work.
In terms of ESG target setting, while continuously improving the operating level, the company actively responds to the national strategy, integrates the concept of green development into its green operation and business activities, promotes the transformation of economy to low-carbon and promotes the implementation of the “double carbon” goal; In terms of society, the company continued to carry out Inclusive Finance and support private, small and micro enterprises. At the same time, focusing on the “Securities +” model with Everbright characteristics, consolidate the achievements of poverty alleviation and help rural revitalization through financial forces. In terms of governance, the company further promoted the risk prevention and control of clean government, steadily promoted compliance management, and laid a sustainable foundation for the company’s long-term and stable operation.
Through the corporate social responsibility report of Everbright Securities Company Limited(601788) 2021, the company disclosed in detail the management methods and practical progress on the above work and other ESG issues, and presented the company’s ESG performance report to all stakeholders.
Standing at the starting point of the new journey towards the second Centennial goal, Everbright Securities Company Limited(601788) will adhere to the party’s leadership, strive for progress in stability and excellence in progress, and continue to create long-term returns for stakeholders and contribute to the society under the new development requirements of “innovation, coordination, green, openness and sharing”. 1.2 company profile
Everbright Securities Company Limited(601788) was founded in 1996 and headquartered in Shanghai. It is one of the first three innovative pilot securities companies approved by the China Securities Regulatory Commission (hereinafter referred to as the “CSRC”), and it is also the core financial service platform of China Everbright Group Co., Ltd. (hereinafter referred to as the “Everbright Group”) which is one of the world’s top 500 enterprises. The company is listed on the main board of Shanghai Stock Exchange and the stock exchange of Hong Kong. It is an a + H-share listed securities firm.
Company name Everbright Securities Company Limited(601788)
English name Everbright Securities Company Limited
Listing Code: Everbright Securities Company Limited(601788) sh
06178 HK
Headquarters address: No. 1508, Xinzha Road, Jing’an District, Shanghai
The total assets are 23910760137624 yuan
The operating income is 1670657506143 yuan
The total number of employees is 8760
Focusing on retail customers, institutional customers, enterprise customers and other market subjects, the company has built six business clusters of wealth management, enterprise financing, institutional customers, investment and trading, asset management and equity investment, and provided customers with all-round comprehensive financial services through branches and subsidiaries distributed in China, Hong Kong and Macao. At present, it has 7 first-class wholly-owned and holding subsidiaries, 14 branches and 244 business departments. In 2021, the total revenue reached 16.707 billion yuan, which was rated as AA securities company by the CSRC. Its business covers 122 cities in 30 provinces, autonomous regions and municipalities directly under the central government. 2021 marks the 25th anniversary of Everbright Securities Company Limited(601788) founding. During the reporting period, the company won the category a AA rating, was shortlisted in the first batch of regulatory “white list” of China Securities Regulatory Commission, won the category a evaluation of cultural construction practice evaluation of securities companies, and its brand awareness and social influence continued to improve.
1.3 social recognition
Award issuing agency
2021 China Securities Industry golden bull award 2021 China Securities Industry Cultural Construction Award
China Securities Journal
2021 golden bull Growth Securities Company 2021 golden bull growth wealth management team 2021 China Jinding Award “poverty alleviation Achievement Award” 2021 best A-share bond underwriter
Daily economic news
Best trusted by investors in 2021, excellent cultural construction case of asset management of securities companies in 2021, Junding award of China’s securities industry in 2021
