Everbright Securities Company Limited(601788)
2021 annual report of independent directors
As an independent director of Everbright Securities Company Limited(601788) board of directors, we diligently and faithfully perform the duties and obligations of independent directors, exercise our powers and safeguard the legitimate rights and interests of the company and relevant stakeholders in strict accordance with the relevant provisions of the company law, the standards for the governance of listed companies, the standards for the governance of securities companies, the rules for independent directors of listed companies and other laws and regulations, as well as the articles of association, the working system for independent directors and other internal systems, Pay special attention to protecting the legitimate rights and interests of small and medium-sized investors from damage. On the basis of in-depth understanding of the company's operation, we have independently and objectively participated in the major decisions of the board of directors, worked hard to improve the level of corporate governance and promote the sustainable and healthy development of the company.
According to the requirements of relevant laws and regulations of the CSRC, the work in 2021 is reported as follows:
1、 Basic information
The independent directors of the sixth board of directors of the company are Mr. Wang Yong, Mr. Pu Weiguang, Mr. Ren Yongping, Mr. Yin Junming and Mr. Liu Yunhong.
Basic information of independent directors of the sixth board of directors of the company:
Is there any situation that affects the name, work experience, part-time job, professional background and independence
Currently, he is an independent director of the company and the school of economics and management of Tsinghua University, China
Director of the Executive Committee of the enterprise development and M & A Research Center,
Assistant dean and entrepreneur scholar, School of economics and management, Tsinghua University
Economic management of Tsinghua University
Director of project office and cooperative development office, Ruici medical services
Wang Yongli college no
Business Holdings Limited (a public company listed on the stock exchange of Hong Kong)
Doctor of Business Administration
(company, stock code: 1526) independent director. Former China Water Conservancy
Project leader of Electromechanical Research Institute of hydropower academy and electromechanical equipment factory
Deputy factory director, director of hydropower model plant, National Research Network Data Technology Co., Ltd
Is there any situation that affects the name, work experience, part-time job, professional background and independence
Deputy general manager of Shenzhen Shenzhen Clou Electronics Co.Ltd(002121) Technology Co., Ltd
Company (a company listed on Shenzhen Stock Exchange, shares)
Code: Shenzhen Clou Electronics Co.Ltd(002121) ) independent director, Shenzhen Ocean'S King Lighting Science & Technology Co.Ltd(002724) lighting section
Technology Co., Ltd. (a company listed on Shenzhen Stock Exchange)
(company, stock code: Ocean'S King Lighting Science & Technology Co.Ltd(002724) ) independent director.
Currently, he is an independent director of the company, China Securities Co.Ltd(601066)
(one on the Shanghai Stock Exchange and the Hong Kong Stock Exchange respectively)
Shanghai Stock Exchange, stock code: China Securities Co.Ltd(601066) ,
Independent director of Hong Kong Stock Exchange (Stock Code: 6066), Citibank
Independent director of Bank (Hong Kong) Limited and Hong Kong Hang Seng Index Gu, Chinese University of Hong Kong
Pu Weiguang no
Ask committee members. He was the executive director of the Hong Kong insurance regulatory authority with a master of business administration
The senior director of the SFC and the intermediary in charge of the SFC
Supervision section, the third section of the International Securities Regulatory Commission on the supervision of market intermediaries
Chairman of the International Advisory Committee of China Securities Regulatory Commission
Clerk.
Now he is an independent director of the company and the accounting professor of the school of management of Shanghai University
Professor, doctoral supervisor, academic director of MBA center of Shanghai University,
Jiangsu Yangnong Chemical Co.Ltd(600486) (one in Shanghai Stock Exchange)
(Stock Code: Jiangsu Yangnong Chemical Co.Ltd(600486) ) independent directors
Xiamen University
Ren Yongping Jiangsu Rijiu Optoelectronics Jointstock Co.Ltd(003015) (one in Shenzhen Stock Exchange)
Doctor of accounting
(Stock Code: Jiangsu Rijiu Optoelectronics Jointstock Co.Ltd(003015) ) independent directors
Independent director of Shanghai Jinjiang International Tourism Co., Ltd. (one)
Company listed on Shanghai Stock Exchange, stock code:
900929), independent of Chuangzhi Technology (Jiangsu) Co., Ltd
Is there any situation that affects the name, work experience, part-time job, professional background and independence
Director (unlisted company).
He once served as vice president of the school of management of Shanghai University
President, Secretary of the Party committee, lecturer, associate professor and professor of Jiangsu University,
Xingyuan Environment Technology Co.Ltd(300266) (one in Shenzhen Stock Exchange)
(Stock Code: Xingyuan Environment Technology Co.Ltd(300266) ) director, Teng
Da Construction Group Co., Ltd. (a company based in Shanghai Stock Exchange)
Listed company, stock code: Tengda Construction Group Co.Ltd(600512) ), Hengtian Kaima
Co., Ltd. (a company listed on Shanghai Stock Exchange)
Company, stock code: 900953), Kehua Holdings Co.Ltd(603161) Co., Ltd
Company (a company listed on Shanghai Stock Exchange, stock agent)
Code: Kehua Holdings Co.Ltd(603161) ), Jiangsu Hengshun Vinegar-Industry Co.Ltd(600305) (I)
Company listed on Shanghai Stock Exchange, stock code:
Jiangsu Hengshun Vinegar-Industry Co.Ltd(600305) ) and other companies.
Now he is an independent director of the company and the Party committee of the Accounting School of Nanjing Audit University
Secretary, Professor of accounting, Jiangsu Canlon Building Materials Co.Ltd(300715)
(a company listed on Shenzhen Stock Exchange, stock agent)
Code: Jiangsu Canlon Building Materials Co.Ltd(300715) ) independent director, Shuangdeng Group Co., Ltd
Independent director, Anhui Shenjian New Materials Co.Ltd(002361) (a company of Xi'an Jiaotong University)
Yin Junming is a company listed on Shenzhen Stock Exchange, stock code: Management (Accounting) no
Anhui Shenjian New Materials Co.Ltd(002361) ) independent director, Suning Universal Co.Ltd(000718) (doctor I)
Company listed on Shenzhen Stock Exchange, stock code:
Suning Universal Co.Ltd(000718) ) independent directors. Once served as the Accounting School of Nanjing Audit University
Dean, associate professor of SIAS International College of Zhengzhou University, Nanchang Railway
Accountant of Railway Bureau locomotive depot.
Liu Yunhong is currently an independent director of the company, Qianhai Life Insurance Co., Ltd. Renmin University of China no
Is there any situation that affects the name, work experience, part-time job, professional background and independence
Director of (Shanghai) Research Institute, doctor of international M & A and civil and commercial law, Renmin University of China
Deputy director of Investment Research Institute, Bank Of Guiyang Co.Ltd(601997) (I)
Company listed on Shanghai Stock Exchange, stock code:
Bank Of Guiyang Co.Ltd(601997) ) independent director, Shanghai Electric Group Company Limited(601727)
(one listed on Shanghai Stock Exchange and Hong Kong Stock Exchange respectively)
Shanghai Stock Exchange, stock code: Shanghai Electric Group Company Limited(601727) , Xiang
Hong Kong Stock Exchange (Stock Code: 2727) independent director, Sinolink Securities Co.Ltd(600109)
Co., Ltd. (a company listed on Shanghai Stock Exchange)
(company, stock code: Sinolink Securities Co.Ltd(600109) ), independent director, people's University of China
Adjunct professor, Shanghai University of Finance and economics, East China University of political science and law, etc
And graduate tutors. Former Cathay Pacific Fund Management Co., Ltd
Head of legal and compliance affairs, investment of aerospace Securities Co., Ltd
General manager of Bank headquarters, investment bank of Huabao Securities Co., Ltd
General manager and assistant to the president of the bank.
2、 Annual performance overview
(I) attendance at the board of directors, its special committees and the general meeting of shareholders
1. In 2021, the company held 9 meetings of the board of directors and 2 general meetings of shareholders. The attendance of independent directors at the meetings of the board of directors and the general meeting of shareholders is as follows:
The directors who should attend the meeting in person, the directors who entrust the directors to attend the meeting, and the names of the shareholders who are absent from the board of directors as nonvoting delegates
Times of meeting times of meeting times of meeting times of meeting times of meeting times of meeting
Wang Yong 9 9 0 0 0
Pu Weiguang 9 9 0 0 2
Ren Yongping 9 9 0 2
Yin Junming 9 9 0 01
Liu Yunhong 9 9 0 0 2
2. In 2021, the special committee of the board of directors held 15 meetings. Among them, there were 6 remuneration, nomination and qualification committees, 5 Audit and audit committees, 3 risk management committees and 1 strategy and Development Committee.
The appointment of the sixth special committee of independent directors of the company is as follows:
Appointment of independent directors of special committees of the board of directors
Remuneration, nomination and Qualification Committee Ren Yongping (convener), Yin Junming and Liu Yunhong
Audit and audit committee Yin Junming (convener), Pu Weiguang, Ren Yongping
Risk Management Committee Wang Yong (convener), Pu Weiguang, Liu Yunhong
Strategy and Development Committee Wang Yong
As an independent director, we actively participated in the meetings of the board of directors and various special committees of the company, earnestly performed our duties, gave full play to our professional advantages, and provided professional support for the decision-making of the board of directors and its special committees.
(II) relevant resolutions and voting results
During the reporting period, we fully reviewed and discussed the topics considered by the board of directors and its special committees during our term of office, carefully studied each proposal before attending the meeting, actively participated in the discussion at the meeting, put forward professional suggestions in combination with our professional background and experience, and exercised our voting rights independently, objectively and prudently. Finally, we voted for relevant issues without objection or abstention. We think the company will
