Announcement No.: pro 2022021
A share code: Industrial Bank Co.Ltd(601166) a share abbreviation: Industrial Bank Co.Ltd(601166)
Preferred stock code: 360005, 360012, 360032 preferred stock abbreviation: xingyeyou 1, xingyeyou 2, xingyeyou 3
Convertible bond Code: 113052 convertible bond abbreviation: Societe Generale convertible bond
Industrial Bank Co.Ltd(601166)
On the deposit and actual use of raised funds in 2021
Special report
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
According to the measures for the administration of securities issuance of listed companies, the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies, the guidelines for the self-discipline supervision of listed companies on Shanghai Stock Exchange No. 1 – standardized operation, and the guidelines for the self-discipline supervision of listed companies on Shanghai Stock Exchange No. 1 – announcement format, No. 16 special report on the deposit and actual use of raised funds by listed companies And the management measures for the use of Industrial Bank Co.Ltd(601166) raised funds, the deposit and actual use of Industrial Bank Co.Ltd(601166) (hereinafter referred to as “the company” ” Industrial Bank Co.Ltd(601166) ) raised funds in 2021 are reported as follows:
1、 Basic information of raised funds
(I) actual amount of raised funds and time of fund arrival
Approved by the reply on approving Industrial Bank Co.Ltd(601166) public issuance of convertible corporate bonds (zjxk [2021] No. 3927) of China Securities Regulatory Commission, the company publicly issued 500 million A-share convertible corporate bonds on December 27, 2021, with a term of 6 years, a face value of 100 yuan each and a total raised capital of 500 million yuan. As of December 31, 2021, the above funds have been received in the special account for raised funds of the company. After deducting the issuance expenses (excluding tax) of RMB 8 Shenzhen Prince New Materials Co.Ltd(002735) 849, the net amount of funds actually raised is RMB 4991997264151.
On December 31, 2021, KPMG Huazhen Certified Public Accountants (special general partnership) issued the verification report on the paid in funds raised by Industrial Bank Co.Ltd(601166) public offering of A-share convertible corporate bonds (KPMG Huazhen Yan Zi No. 2101328), which verified the paid in funds raised by the company’s public offering of A-share convertible corporate bonds.
(II) use amount and current balance of raised funds
As of December 20231, the balance of the company’s funds not yet used (excluding the issuance tax of RMB 2791000000000) is RMB 3550000000 as of December 2021.
2、 Management of raised funds
(I) management of raised funds
In order to standardize the management of the company’s raised funds and protect the rights and interests of small and medium-sized investors, the company has formulated the management measures for the use of Industrial Bank Co.Ltd(601166) raised funds, which has made specific and clear provisions on the storage, use and management supervision of the raised funds and strictly implemented them.
In December 2021, the company and the co sponsors China Securities Co.Ltd(601066) , China Industrial Securities Co.Ltd(601377) (hereinafter referred to as the “co sponsors”) signed the supervision agreement on the storage of funds raised by Industrial Bank Co.Ltd(601166) public issuance of A-share convertible corporate bonds in the special account. The above-mentioned agreement signed by the company and the co sponsors is formulated in accordance with the tripartite supervision agreement (model) on the storage of raised funds in the special account of Shanghai Stock Exchange, and there is no significant difference. The company manages the raised funds in strict accordance with the administrative measures for the use of Industrial Bank Co.Ltd(601166) raised funds. The deposit, use and management of the raised funds do not violate the provisions of the guidelines for self discipline supervision of listed companies on Shanghai Stock Exchange No. 1 – standardized operation and the administrative measures for the use of Industrial Bank Co.Ltd(601166) raised funds.
(II) storage of raised funds in special account
As of December 31, 2021, the specific deposit of raised funds is as follows:
Unit: RMB
Bank account number account category storage balance
117010100100168432 special account for raised funds 5000000000000
As of December 31, 2021, the actual balance of the special account for raised funds of the company is RMB 5000000000000, including the issuance expenses (excluding tax) of RMB 8 Shenzhen Prince New Materials Co.Ltd(002735) 849 that have not been deducted. 3、 Actual use of raised funds
(I) use of funds for projects invested with raised funds
As of December 31, 2021, the company has used 0 yuan of raised funds this year. The specific use of the raised funds is detailed in the “comparison table of the use of the raised funds” (see the attached table).
(II) early investment and replacement of raised investment projects
In 2021, there was no early investment and replacement of raised investment projects in the company.
(III) temporary replenishment of working capital with idle raised funds
In 2021, the company did not use idle raised funds to temporarily supplement working capital.
(IV) cash management of idle raised funds and investment in related products
In 2021, the company did not conduct cash management and invest in related products for idle raised funds. (V) permanent replenishment of working capital or repayment of bank loans with over raised funds
The company’s public offering of A-share convertible corporate bonds does not have over raised funds.
(VI) use of over raised funds for projects under construction and new projects (including acquisition of assets, etc.)
There are no convertible bonds issued by the company in excess of a shares.
(VII) use of surplus raised funds
As of December 31, 2021, the specific use of the company’s raised funds is detailed in the comparison table of the use of raised funds (see the attached table), and there is no use of surplus raised funds.
4、 Change the use of funds of raised investment projects
In 2021, the company did not change the use of funds for raised investment projects.
5、 Problems in the use and disclosure of raised funds
In 2021, the company has timely, truly, accurately and completely disclosed the relevant information of the raised funds in accordance with the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of the raised funds of listed companies and Industrial Bank Co.Ltd(601166) raised funds management measures, and there are no violations in the management of the raised funds.
6、 Concluding opinions of the assurance report issued by the accounting firm on the deposit and use of the company’s annual raised funds
KPMG Huazhen Certified Public Accountants (special general partnership) issued the verification report of the special report on the deposit and actual use of raised funds in Industrial Bank Co.Ltd(601166) 2021 (KPMG Huazhen zhuanzi No. 2200231) on March 24, 2022, It is considered that: Industrial Bank Co.Ltd(601166) the special report on the deposit and actual use of raised funds in 2021 is prepared in all major aspects in accordance with the requirements of the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds of listed companies issued by the CSRC, the guidelines for the self-discipline supervision of listed companies of Shanghai Stock Exchange No. 1 – standardized operation of listed companies of Shanghai Stock Exchange and relevant format guidelines issued by the Shanghai Stock Exchange, And truthfully reflected the deposit and actual use of the raised funds in Industrial Bank Co.Ltd(601166) 2021 in all major aspects. 7、 Concluding comments on the special verification report issued by the joint sponsor on the deposit and use of the company’s annual raised funds
The co sponsors issued a special verification report on the deposit and use of the company’s raised funds in 2021 on February 18, 2022.
After verification, the co sponsor believes that the management and use of the raised funds in Industrial Bank Co.Ltd(601166) 2021 comply with the relevant provisions of the China Securities Regulatory Commission and Shanghai Stock Exchange on the management of the raised funds, and the raised funds are stored and used in a special account. There is no change in the purpose of the raised funds and damage to the interests of shareholders, and there is no illegal use of the raised funds.
8、 Appendix to the announcement of online disclosure
(I) China Securities Co.Ltd(601066) , China Industrial Securities Co.Ltd(601377) special verification report on the deposit and use of raised funds in Industrial Bank Co.Ltd(601166) 2021;
(II) Industrial Bank Co.Ltd(601166) the assurance report of the special report on the deposit and use of raised funds in 2021.
Industrial Bank Co.Ltd(601166) board of directors March 24, 2022
Attached table: comparison table of use of raised funds
Schedule
Comparison table of use of raised funds
Unit: RMB
Amount of raised funds (Note 1) 4991997264151 total amount of raised funds invested in this year-
Total amount of raised funds with changed purposes – total amount of raised funds invested cumulatively
Proportion of total raised funds with changed purposes-
–
By the end of the period, the total investment of the changed items has reached the project feasibility commitment investment project, Including part of the total investment amount after the adjustment of the committed investment of raised funds. As of the end of the period, whether the cumulative investment amount of the committed investment in the current year and the scheduled progress of the committed investment in the current year can achieve whether there is any major change (for example, the difference between the total investment amount (1) the amount (2) the amount (4) = current benefits in use status (expected benefits vary greatly) (3) = (2) – (1) (2) / (1) period
All of them are used to support the company’s future business development
After the debt holders convert their shares, they will supplement the company’s core Tier-1 capital in accordance with the relevant regulatory requirements of not applicable 4991997264151 – not applicable, not applicable, not applicable and not applicable
Reasons for not reaching the planned progress (by specific raised investment projects) none
Description of major changes in project feasibility none
The advance investment and replacement of investment projects with raised funds are not available
