Announcement No.: pro 2022020
A share code: Industrial Bank Co.Ltd(601166) a share abbreviation: Industrial Bank Co.Ltd(601166)
Preferred stock code: 360005, 360012, 360032 preferred stock abbreviation: xingyeyou 1, xingyeyou 2, xingyeyou 3 convertible bond Code: 113052 convertible bond abbreviation: xingyeyou convertible bond
Industrial Bank Co.Ltd(601166)
Announcement on the renewal of accounting firm
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Important content tips: \uf020
Industrial Bank Co.Ltd(601166) plans to continue to employ KPMG Huazhen Certified Public Accountants (special general partnership) to provide annual audit, semi annual report review and internal control audit services in 2022. The employment period is one year and the total audit cost is 8.85 million yuan.
1、 Basic information of the accounting firm to be renewed
(I) institutional information
1. Basic information
KPMG Huazhen certified public accountants was established in Beijing on August 18, 1992. It was approved by the Ministry of finance to be transformed into a special general partnership on July 5, 2012. It was renamed KPMG Huazhen Certified Public Accountants (special general partnership) (hereinafter referred to as KPMG Huazhen). It obtained a business license on July 10, 2012 and officially operated on August 1, 2012.
KPMG Huazhen general office is located in Beijing and its registered address is 8 / F, building 2, East Oriental Plaza, No. 1, East Chang'an Street, Dongcheng District, Beijing.
Zou Jun, the chief partner of KPMG Huazhen, is a Chinese national with the qualification of Chinese certified public accountant.
As of December 31, 2021, KPMG Huazhen has 199 partners and 977 certified public accountants, including more than 210 certified public accountants who have signed the audit report of securities service business.
KPMG Huazhen's total audited business income in 2020 exceeded RMB 3.4 billion, including audit business income of more than RMB 3.1 billion (including domestic legal securities business income of more than RMB 600 million, other securities business income of more than RMB 700 million, and total securities business income of more than RMB 1.3 billion).
KPMG Huazhen has 57 annual report audit clients of Listed Companies in 2020, and the total audit fees of financial statements of listed companies are RMB 356 million. The main industries of these listed companies are manufacturing, finance, mining, power, heat, gas and water production and supply, wholesale and retail, transportation, storage and postal services, real estate, leasing and business services, scientific research and technical services, water conservancy, environment and public facilities management, information transmission, software and information technology services, as well as health and social work. KPMG Huazhen had 15 audit clients of Listed Companies in the same industry in 2020.
2. Investor protection ability
The sum of the cumulative compensation limit of occupational insurance and occupational risk fund purchased by KPMG Huazhen exceeds 200 million yuan, which is in line with the relevant provisions of laws and regulations. KPMG Huazhen has not been subject to civil liability due to civil litigation related to its practice in recent three years.
3. Integrity record
KPMG Huazhen and its employees have not been subject to any criminal punishment, administrative punishment, administrative supervision measures of the CSRC and its dispatched offices, or self-discipline supervision measures or disciplinary sanctions of self-discipline organizations such as stock exchanges and industry associations in recent three years.
(II) project information
1. Basic information
The basic information of KPMG Huazhen as the project partner, signing certified public accountant and project quality control reviewer of Industrial Bank Co.Ltd(601166) (hereinafter referred to as the company) 2022 annual financial statement audit project is as follows: Chen Sijie, the project partner, obtained the qualification of Chinese certified public accountant in 2000. Chen Sijie began to practice in KPMG Huazhen in 1996, engaged in the audit of Listed Companies in 2000 and provided audit services for the company from 2019. Chen Sijie signed or reviewed 8 audit reports of Listed Companies in recent three years.
Wu Zhongming, the signatory certified public accountant, obtained the qualification of Chinese certified public accountant in 2012. Wu Zhongming began to practice in KPMG Huazhen in 2003, engaged in the audit of Listed Companies in 2012 and provided audit services for the company from 2021. Wu Zhongming signed or reviewed 2 audit reports of Listed Companies in recent three years.
Quality control reviewer song Chenyang, a practicing member of China Institute of certified public accountants. Song Chenyang began to engage in the audit of Listed Companies in KPMG Huazhen in 1993, and began to provide audit services for the company in 2019. He signed or reviewed the audit reports of several listed companies in the past three years.
2. Integrity record
In the past three years, the project partner, the signing certified public accountant and the project quality control reviewer have not been subject to any criminal punishment or administrative punishment due to their professional behavior, or the administrative supervision measures of the CSRC and its dispatched offices, or the self-discipline supervision measures or disciplinary measures of self-discipline organizations such as stock exchanges and industry associations.
3. Independence
KPMG Huazhen, the project partner, the signing certified public accountant and the project quality control reviewer maintained their independence in accordance with the provisions of the code of professional ethics.
4. Audit fees
KPMG Huazhen's audit service charge is determined according to the business responsibility, complexity, work requirements, required working conditions and working hours, as well as the professional knowledge and working experience invested by staff at all levels who actually participate in the business. The audit fee of the project in 2022 is RMB 8.85 million, an increase of 5% over the audit fee of the previous year.
2、 Decision making procedures performed by the company
(I) the fifth meeting of the audit and connected transaction control committee of the 10th board of directors of the company deliberated and approved the proposal on hiring an accounting firm in 2022. The members of the audit and connected transaction control committee of the board of directors considered that KPMG Huazhen met the regulatory requirements in terms of professional qualification, professional competence, investor protection ability, independence and integrity, and agreed to submit the proposal to the board of directors for deliberation.
(II) all independent directors of the company have expressed their prior approval opinions on the employment of accounting firm, agreed to submit relevant proposals to the board of directors of the company for deliberation in accordance with relevant procedures of corporate governance, and expressed their independent opinions as follows:
KPMG Huazhen meets the regulatory requirements in terms of professional qualification, professional competence, investor protection ability, independence and integrity. The decision-making procedure for hiring KPMG Huazhen as the company's accounting firm in 2022 is sufficient and appropriate, in line with relevant laws and regulations and the relevant provisions of the articles of association, and agrees to submit the matter to the general meeting of shareholders for deliberation.
(III) the fifth meeting of the 10th board of directors of the company deliberated and adopted the proposal on hiring an accounting firm in 2022, and the voting results were: 13 in favor, 0 against and 0 abstention.
(IV) the renewal of the accounting firm needs to be submitted to the 2021 annual general meeting of shareholders for deliberation and effective from the date of deliberation and approval by the general meeting of shareholders.
It is hereby announced.
Industrial Bank Co.Ltd(601166) board of directors March 24, 2022
