Northeast Securities Co.Ltd(000686) : Northeast Securities Co.Ltd(000686) 2022 announcement on the coupon rate of corporate bonds publicly issued to professional investors (phase I)

Stock Code: Northeast Securities Co.Ltd(000686) stock abbreviation: Northeast Securities Co.Ltd(000686) bond Code: 149857 bond abbreviation: 22northeast 01 Northeast Securities Co.Ltd(000686) 2022 for professional investors

Announcement on coupon rate of public issuance of corporate bonds (phase I)

The company and its directors, supervisors and senior managers guarantee that the contents of the announcement are true, accurate and complete, and are liable for false records, misleading statements or major omissions in the announcement.

Northeast Securities Co.Ltd(000686) (hereinafter referred to as “the issuer”, “the company” or ” Northeast Securities Co.Ltd(000686) “) publicly issues corporate bonds with a total face value of no more than 8 billion yuan (hereinafter referred to as “the bonds”) to professional investors, which has been registered with the China Securities Regulatory Commission in the document of CSRC license [2021] No. 150. The issuance scale of Northeast Securities Co.Ltd(000686) 2022 public issuance of corporate bonds (phase I) (hereinafter referred to as “current bonds”) to professional investors shall not exceed 1.84 billion yuan. The current bond is a three-year fixed rate bond.

The issuer and the lead underwriter inquired about the coupon rate from professional investors offline on March 23, 2022 (t-1). According to the inquiry results of offline professional investors, after full consultation and prudent judgment between the issuer and the lead underwriter, it is finally determined that the issuance scale of the bonds is 1.84 billion yuan and the coupon rate is 3.48%.

The issuer will issue offline to professional investors at the above coupon rate from March 24, 2022 to March 25, 2022. Please refer to the website of Shenzhen Stock Exchange on March 22, 2022 for the specific subscription method( http://www.szse.cn. ), http / / www.cninfo.com( http://www.cn.info.com.cn. )Announcement on the issuance of corporate bonds (phase I) to professional investors in Northeast Securities Co.Ltd(000686) 2022. It is hereby announced.

(there is no text on this page, which is the seal page of Northeast Securities Co.Ltd(000686) 2022 announcement on the coupon rate of corporate bonds (phase I) publicly issued to professional investors)

Issuer: Northeast Securities Co.Ltd(000686) mm / DD / yyyy (there is no text on this page, which is the seal page of the announcement on the coupon rate of Northeast Securities Co.Ltd(000686) 2022 public issuance of corporate bonds (phase I) to professional investors)

Lead underwriter: Soochow Securities Co.Ltd(601555) mm / DD / yyyy

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