Sinolink Securities Co.Ltd(600109)
About Zhejiang Meorient Commerce & Exhibition Inc(300795)
2021 continuous supervision and tracking report
Name of Sponsor: Sinolink Securities Co.Ltd(600109) sponsor company abbreviation: Mio Exhibition
Name of sponsor representative: Jiang LAN Tel: 021 Suzhou Gyz Electronic Technology Co.Ltd(688260) 02
Name of sponsor representative: Jin Wei Tel: 021 Suzhou Gyz Electronic Technology Co.Ltd(688260) 02
1、 Overview of sponsor work
Project work content
1. Review of information disclosure of the company
(1) Whether the company's information disclosure documents are reviewed in time
(2) The number of times that the company's information disclosure documents are not reviewed in time is none
2. Supervise the company to establish, improve and effectively implement rules and regulations (1) whether to supervise the company to establish and improve rules and regulations (including but not limited to)
It is not limited to the system of preventing related parties from occupying the company's resources
Fund management system, internal control system, internal audit system and related party transaction system)
(2) Whether the company effectively implements relevant rules and regulations is
3. Supervision of raised funds
(1) Query the number of special accounts for raised funds of the company once a month
(2) Is the progress of the company's fund-raising project consistent with the information disclosure document
4. Corporate governance supervision
(1) 2 times of attending the general meeting of shareholders of the company as nonvoting delegates
(2) Times of attending the board of directors of the company 0 times
(3) Times of attending the board of supervisors of the company as nonvoting delegates: 0
5. On site inspection
(1) Number of on-site inspections: 1
(2) Whether the on-site inspection report is submitted in accordance with the provisions of the exchange is not applicable
(3) The main problems found in the on-site inspection and the rectification are not applicable
6. Independent opinions
(1) 9 times of expressing independent opinions
(2) Issues involved in issuing non consenting opinions and concluding comments none
7. Report the situation to the Institute (except for the on-site inspection report)
(1) 0 times reported to the exchange
(2) The main contents of the report are not applicable
(3) The progress or rectification of the reported items is not applicable
8. Pay attention to the performance of duties
(1) Whether there are matters needing attention
(2) The main contents of the concerns are not applicable
(3) The progress or rectification of concerns is not applicable
9. Whether the records and custody of the working papers of the recommendation business are in compliance
10. Training for listed companies
(1) Training times: 1 time
(2) Training date: January 3, 2022, January 10, 2022
The training content mainly includes the key points of the standardized operation of GEM listed companies, focusing on combing the directors of listed companies, (3) the main contents of the training are supervisors, senior managers and laws and regulations related to internal control, including the operation system of the three committees, the standardization of related party transactions Management and use of raised funds, etc
11. Other sponsor work that needs to be explained none
2、 Problems found by the sponsor and measures taken
Problems and measures taken
1. Information disclosure is not applicable
2. The establishment and implementation of the company's internal system are all applicable
3. The operation of the "three sessions" is applicable
4. Changes in controlling shareholders and actual controllers are applicable
5. The deposit and use of raised funds are applicable
6. Related party transactions are not applicable
7. All external guarantees are applicable
8. Acquisition and sale of assets are not applicable
9. Other business categories and important matters (including
Foreign investment, venture capital, entrusted financial management and finance are all applicable
Financial assistance, hedging, etc.)
10. None of the issuers or the intermediaries employed by them is applicable
Cooperation with sponsors 11. Others (including the business environment and business are affected by the global epidemic, unable to actively develop online exhibition business, exhibition, financial status, management status, core technology office offline exhibition, and the company carries out main hedging against the adverse effects
Major changes in technology and other aspects) major impact on business
3、 Performance of commitments of the company and shareholders
Whether the commitments of the company and shareholders have been fulfilled, the original reasons for the unfulfilled commitments and Solutions
1. The company's commitment on the profit distribution policy after the issuance and listing.
Yes, not applicable
2. It is not applicable for the company and its actual controller, directors and senior managers to stabilize the stock price
Our commitment.
3. It is not applicable for the company and its actual controller, directors and senior managers to fill this position
Public offering of shares is diluted with the promise of immediate return.
4. The legal compensation of the company and its actual controllers, directors and senior managers is not applicable
Investors' commitment to loss.
5. Pan Jian, the actual controller of the company and a director or senior manager of the company, is not applicable
Commitments of Jun, Fang Huansheng and Yao Zongxian on share restriction arrangement and voluntary locking.
6. Cheng Yijun, he Wenxi and Liu Feng, senior managers holding shares of the issuer, are not applicable
1. Commitments on share restriction arrangements and voluntary lock-in.
7. Yu Guangqing and Zhang Minqing, the supervisors who hold the shares of the issuer, do not apply to the restriction on the sale of shares
Commitment to voluntary locking.
8. The company's employees who obtain the company's shares by participating in the private placement are not applicable to the share limit
Sales arrangements and voluntary lock-in commitments.
9. Shareholders holding less than 5% Taicang Yangtze River Delta and Orient Securities Company Limited(600958) about the restrictions on the sale of shares are not applicable
Commitment of arrangement and voluntary locking.
10. Pan Jianjun's mother-in-law Shao Yu and sister Zhu Xiaodong's share restriction arrangement is not applicable
Voluntary lock-in commitment.
11. The actual controller's commitment to avoid horizontal competition. Yes, not applicable
4、 Other matters
Description of report items
1. The change of sponsor representative and its reasons are not applicable
On February 7, 2021, because Sinolink Securities Co.Ltd(600109) as the sponsor broker recommended by shenxianyuan Shenye Co., Ltd., it failed to be diligent and responsible, and the verification of major contracts of the listed company was insufficient, The China Securities Regulatory Commission issued [2021] No. 17 decision on administrative supervision measures, which issued a warning letter to Sinolink Securities Co.Ltd(600109) take supervision measures Sinolink Securities Co.Ltd(600109) make the following rectification: 1. Revise and improve the listing standard of the new third board and improve the project undertaking standard; 2. Formulate and improve the internal control system of investment banks and further consolidate the "three lines of defense"; 3. Strengthen the training of employees and improve their compliance awareness and professional skills; 4. Strictly implement the due diligence system and other regulations to improve the quality of business practice; 5. Start accountability procedures and implement accountability measures.
On March 25, 2021, Sinolink Securities Co.Ltd(600109) and relevant personnel failed to perform relevant duties diligently in the process of recommending Shanghai Yijie industrial safety equipment 2. During the reporting period, the CSRC and the bourse took regulatory measures and rectification measures against the sponsor or the company recommended by its Insurance Co., Ltd. for the initial public offering of shares, The number of invention patents disclosed in the prospectus is inaccurate, and the registration application documents disclose that the issuer has obtained the issuance
