Citic Securities Company Limited(600030)
Special verification report on the deposit and actual use of Huaneng Power International Inc(600011) raised funds in 2021
As the sponsor of Huaneng Power International Inc(600011) (hereinafter referred to as " Huaneng Power International Inc(600011) " or "the company"), Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) " or "recommendation institution") shall strictly comply with the administrative measures for securities issuance and listing recommendation business of China Securities Regulatory Commission (hereinafter referred to as "CSRC"), the stock listing rules of Shanghai Stock Exchange (revised in 2022), and the guidelines for self-discipline supervision of listed companies of Shanghai Stock Exchange No. 1 - standardized operation The guidance on the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) and other laws and regulations have fulfilled the obligation of continuous supervision on Huaneng Power International Inc(600011) and now the use of Huaneng Power International Inc(600011) raised funds in 2021 is explained as follows: I. Basic information of raised funds
Huaneng Power International Inc(600011) with the approval of the China Securities Regulatory Commission (CSRC) zjxk [2018] No. 696 document, 497709919 new shares were issued in a non-public manner at an issue price of RMB 6.55 per share. The total amount of funds raised in this issuance is 325999996945 yuan. After deducting the issuance expenses of 1466999986 yuan (including value-added tax), the net amount of funds raised is 324532996959 yuan. The above raised funds have been verified by KPMG Huazhen Certified Public Accountants (special general partnership), and the capital verification report (KPMG Huazhen Yan Zi No. 1800388) was issued on October 12, 2018.
As of December 31, 2021, the company has used a total of 24068115 million yuan of raised funds, including 1416631 million yuan of raised funds in 2021. With the approval of the second extraordinary general meeting of shareholders in 2021, the company will permanently supplement the working capital with 855773800 yuan of raised funds (including interest) on December 23, 2021. As of February 11, 2022, the company has completed the cancellation procedures of all special accounts for raised funds.
2、 Management of raised funds
In order to standardize the management of the company's raised funds and protect the rights and interests of investors, in accordance with the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of the raised funds of listed companies (CSRC announcement [2012] No. 44), the law on the management of the raised funds of listed companies on Shanghai Stock Exchange (revised in 2013) (szgz [2013] No. 13) and other laws and regulations, as well as the provisions on the management of Huaneng Power International Inc(600011) raised funds, On October 24, 2018, the company signed the tripartite supervision agreement on the storage of special account for raised funds (hereinafter referred to as the tripartite supervision agreement) with the business department of Agricultural Bank Of China Limited(601288) head office and the sponsor Citic Securities Company Limited(600030) (hereinafter referred to as the "tripartite supervision agreement").
The company cooperates with its subsidiaries Huaneng Dongguan gas turbine thermal power Co., Ltd. (hereinafter referred to as "Huaneng Dongguan") and Bank Of China Limited(601988) Dongguan Branch (hereinafter referred to as "BOC Dongguan"), its subsidiaries Huaneng Yancheng Dafeng new energy power generation Co., Ltd. (hereinafter referred to as "Huaneng Dafeng") and Bank Of China Limited(601988) Nanjing Chengnan sub branch (hereinafter referred to as "BOC Nanjing") Its subsidiaries Huaneng Mianchi clean energy Co., Ltd. and Industrial And Commercial Bank Of China Limited(601398) Zhengzhou Jianshe Road sub branch, its subsidiaries Huaneng Anhui Huaining Wind Power Co., Ltd. and Agricultural Bank Of China Limited(601288) Hefei new station high tech Zone sub branch, its subsidiaries Huaneng Hainan Power Generation Co., Ltd. and China Construction Bank Corporation(601939) Haikou Haifu sub branch The subsidiary Huaneng Ruijin Power Generation Co., Ltd., Agricultural Bank Of China Limited(601288) Ganzhou Ganxian sub branch and Citic Securities Company Limited(600030) signed the four party supervision agreement on the storage of raised funds special account (hereinafter referred to as the "Four Party Supervision agreement") on October 24, 2018. The company and Huaneng Hainan Power Generation Co., Ltd., Huaneng Hainan Yangpu Thermal Power Co., Ltd., Bank Of China Limited(601988) Yangpu Jinpu sub branch and Citic Securities Company Limited(600030) signed the five party supervision agreement on the storage of special account for raised funds (hereinafter referred to as the "five party supervision agreement") on October 24, 2018. There is no significant difference between the contents of the above three-party supervision agreement, the four party supervision agreement and the five party supervision agreement and the three-party supervision agreement (model) for the special account storage of raised funds of Shanghai Stock Exchange.
The company, Huaneng (Guangdong) Energy Development Co., Ltd. (hereinafter referred to as "Huaneng Guangdong"), Huaneng Dongguan, BOC Dongguan and Citic Securities Company Limited(600030) five parties jointly signed the supplementary agreement to the four party supervision agreement on the storage of raised funds in the special account; The company, Huaneng Power International Inc(600011) electric power Jiangsu energy development Co., Ltd. (hereinafter referred to as "Huaneng Jiangsu"), Huaneng Dafeng, BOC Nanjing and Citic Securities Company Limited(600030) signed the supplementary agreement to the four party supervision agreement on the storage of raised funds. The appropriations are allocated by the company to Huaneng Dongguan via Huaneng Guangdong and to Huaneng Dafeng via Huaneng Jiangsu.
As of December 31, 2021, all parties to the agreement have exercised their rights and fulfilled their obligations in accordance with the signed tripartite supervision agreement, quadripartite supervision agreement, five party supervision agreement and supplementary agreement to the quadripartite supervision agreement for the storage of raised funds.
According to the deliberation of the 16th meeting of the 9th board of directors, the 8th meeting of the 9th board of supervisors and the first extraordinary general meeting of shareholders in 2019 held on December 11, 2018, Hainan Yangpu thermal power project (700MW) and Jiangxi Ruijin phase II thermal power project (2000MW) are adjusted to raised investment projects according to the progress of the project, The special fund-raising accounts of China Construction Bank Corporation(601939) Haikou Haifu sub branch and Bank Of China Limited(601988) Yangpu Jinpu sub branch were closed on March 28, 2019, and the special fund-raising account of China Agricultural Bank Of China Limited(601288) Ganxian sub branch was closed on July 17, 2019.
As of December 31, 2021, the specific account opening conditions of the special account for raised funds are as follows:
Unit: Yuan
No. account name deposit bank account No. remarks
1 Huaneng Power International Inc(600011) Electric Power Co., Ltd Agricultural Bank Of China Limited(601288) 81 Inner Mongolia Baotou Steel Union Co.Ltd(600010) 400167 has been closed on February 11, 2022 by the head office business department of the company on the 60th
2 Huaneng (Guangdong) Energy Development Co., Ltd. has Bank Of China Limited(601988) Dongguan, 670474272174 on January 25, 2022
Limited company branch daily account cancellation
3 Huaneng Dongguan gas turbine thermal power Co., Ltd. Bank Of China Limited(601988) Dongguan has completed 634070554518 on January 30, 2022
Daily account cancellation of branch of liability company
4 Huaneng Power International Inc(600011) electric power Jiangsu energy Bank Of China Limited(601988) Nanjing has completed 475475941863 on January 29, 2022
Development Co., Ltd. Chengnan sub branch daily account cancellation
5 Huaneng Yancheng Dafeng new energy development Bank Of China Limited(601988) Nanjing has completed 537872077686 on January 14, 2022
Daily account cancellation of Chengnan sub branch of Power Co., Ltd
6 Huaneng Mianchi clean energy Co., Ltd. Industrial And Commercial Bank Of China Limited(601398) 170202052902011 has closed its account on January 20, 2022, Zhengzhou Jianshe Road sub branch of the liability company
7 Huaneng Anhui Huaining wind power Agricultural Bank Of China Limited(601288) 1218 Zhangjiagang Zhonghuan Hailu High-End Equipmentco.Ltd(301040) 0363 was closed on January 14, 2022, Hefei Shuguang sub branch (note) 75
Huaneng Hainan Power Generation Co., Ltd. China Construction Bank Corporation(601939) 460501 Zhejiang Dahua Technology Co.Ltd(002236) 000 was signed on March 28, 2019
The company Haikou Haifu sub branch closed its account on 00474
Bank Of China Limited(601988) Yangpu has been established on March 28, 2019. 9 Huaneng Yangpu Thermal Power Co., Ltd. 267530156721
Jinpu sub branch daily account cancellation
Huaneng Ruijin Power Generation Co., Ltd. Agricultural Bank Of China Limited(601288) 140331010400179 was signed on July 17, 2019
The company Ganzhou Ganxian sub branch cancelled the account on the 38th
Note: due to the restructuring of the bank, the opening bank was changed from the original Agricultural Bank Of China Limited(601288) Hefei Xinzhan high tech Zone sub branch to Agricultural Bank Of China Limited(601288) Hefei Shuguang sub branch, and the account number remained unchanged.
3、 Use of raised funds
After verification, the issuer used the raised funds in accordance with the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies and the measures for the management of raised funds by listed companies of Shanghai Stock Exchange (revised in 2013). By the end of December 2021, the company had raised a total of 8.8538 million yuan of permanent investment funds and the accumulated interest of the raised funds had been used for the company's supplementary projects, with all the savings of 8.8531 million yuan as of December 2021. See the following table for the actual use of the raised funds:
Comparison table of use of raised funds
Unit: RMB 10000
The net amount of actually raised funds is 32453300, and the total amount of raised funds invested in this year (Note 1) is 1416631
The total amount of raised funds for changing purposes is 17546700, and the total amount of raised funds has been invested accumulatively
The proportion of the total funds raised for changing purposes was 54.07% 24068115
As of the end of the period
