Anxin Securities Co., Ltd
About Guangzhou Tinci Materials Technology Co.Ltd(002709)
Verification opinions on the self inspection form for the implementation of internal control rules in 2021
Anxin Securities Co., Ltd. (hereinafter referred to as "Anxin securities" and "sponsor") as the sponsor of Guangzhou Tinci Materials Technology Co.Ltd(002709) (hereinafter referred to as " Guangzhou Tinci Materials Technology Co.Ltd(002709) " and "the company") for non-public offering of shares in 2020, In accordance with the provisions of relevant laws, regulations and normative documents such as the measures for the administration of securities issuance and listing recommendation business, the stock listing rules of Shenzhen Stock Exchange, the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 13 - recommendation business, the self inspection form for the implementation of internal control rules (hereinafter referred to as the "self inspection form") filled in by the company has been verified. The details are as follows:
1、 Implementation of the company's internal control rules
In combination with relevant regulations, the company conducted self-examination on the construction of organizational structure, the construction of internal control system, the work of internal audit department and audit committee, the inspection and disclosure of internal control, and focused on the internal control of information disclosure, fund-raising, related party transactions, foreign investment, management of holding subsidiaries, etc. According to the self inspection results, the company has filled in the self inspection form for the implementation of internal control rules.
2、 Verification of recommendation institutions
Through communication with the company's directors, supervisors, senior managers, finance department, audit department and other departments, relevant information was obtained; Consulted the company's internal control system, resolutions and minutes of the third meeting, the internal audit report of the audit committee, various business and management rules and regulations; Consult the self-examination form issued by the board of directors of the company and check the self-examination form filled in by the board of directors of the company item by item.
3、 Verification opinions
After verification, the sponsor believes that the corporate governance structure of the company is sound, and the internal control system meets the relevant laws and regulations and the normative requirements of the securities regulatory authorities for the internal control system of listed companies. The self inspection form for the implementation of internal control rules filled in by the company is filled in strict accordance with the relevant regulations and requirements of Shenzhen Stock Exchange, which truly and objectively reflects the implementation of the company's relevant rules on internal control of Shenzhen Stock Exchange.
The recommendation institution has no objection to the self inspection form.
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(there is no text on this page, which is the signature page of the verification opinions of Anxin Securities Co., Ltd. on the self inspection form for the implementation of Guangzhou Tinci Materials Technology Co.Ltd(002709) 2021 annual internal control rules) sponsor representative:
Gao Hongyu, Hu Jianfei
Anxin Securities Co., Ltd
