Sinolink Securities Co.Ltd(600109)
About Ucap Cloud Information Technology Co.Ltd(688228)
Verification opinions on the listing and circulation of some restricted shares in the initial public offering
Sinolink Securities Co.Ltd(600109) (hereinafter referred to as “sponsor”) is a sponsor of Ucap Cloud Information Technology Co.Ltd(688228) (hereinafter referred to as ” Ucap Cloud Information Technology Co.Ltd(688228) ” or “company”) for initial public offering, listing and continuous supervision. In accordance with the requirements of relevant laws, regulations and normative documents such as the measures for the administration of securities issuance and listing recommendation business, the Listing Rules of Shanghai Stock Exchange on the science and innovation board, and the measures for the continuous supervision of listed companies on the science and Innovation Board (for Trial Implementation), the listing and circulation of some restricted shares in Ucap Cloud Information Technology Co.Ltd(688228) initial public offering has been carefully verified. The verification results and opinions are as follows:
1、 Types of restricted shares traded in this listing
With the approval of registration of Ucap Cloud Information Technology Co.Ltd(688228) initial public offering (zjxk [2020] No. 94) issued by China Securities Regulatory Commission, the company publicly issued 16783360 RMB ordinary shares and was listed on the science and Innovation Board of Shanghai Stock Exchange on March 27, 2020. After the completion of the initial public offering of shares, the total share capital of the company is 67133440 shares, including 52620426 tradable shares with limited sales conditions and 14513014 tradable shares with unlimited sales conditions.
The restricted shares traded in this listing are part of the restricted shares of the company’s initial public offering, involving a total of one shareholder of strategic placement restricted shares. The corresponding number of restricted shares is 674991 shares, accounting for 1.0054% of the total share capital of the company. The restricted period is 24 months from the date of listing of the company’s shares. For details, see the announcement on the listing of Ucap Cloud Information Technology Co.Ltd(688228) initial public offering of shares on the science and Innovation Board disclosed by the company on the website of Shanghai Stock Exchange on March 26, 2020. 674991 shares have been lifted and applied for listing and circulation. The current lock up period is about to expire and will be listed and circulated from March 28, 2022 (since March 27, 2022 is a non trading day, the listing and circulation date will be postponed to March 28, 2022).
2、 Changes in the number of share capital of the company since the formation of restricted shares listed and circulated this time
The restricted shares listed and circulated this time belong to the restricted shares issued in the initial public offering. From the formation of the restricted shares to the date of this announcement, the company has not changed the number of share capital due to profit distribution, conversion of accumulation fund, etc.
3、 Relevant commitments of restricted shares circulating in this listing
The restricted shares listed and circulated this time belong to the strategic placement shares of the initial public offering, and the placement object promises that the restricted period of the allocated shares is 24 months from the date of listing of the company’s shares. In addition to the above commitments, the shareholders of restricted shares applying for listing this time have no other special commitments.
As of the date of this announcement, the shareholders of restricted shares applying for listing have strictly complied with the above commitments during the restricted sale period, and there is no situation that the non performance of relevant commitments affects the listing and circulation of restricted shares.
4、 Restricted shares circulating in this listing
(I) the total number of restricted shares traded in this listing is 674991, accounting for 1.0054% of the total share capital of the company.
(II) the listing and circulation date is March 28, 2022
(III) listing and circulation list of restricted shares:
The number of restricted shares held and the number of restricted shares held in the secondary listing. The number of shareholders’ names (shares) accounts for the total number of shares in circulation of the company
Proportion (share) (share)
1 Guojin Innovation Investment Co., Ltd. 6749911.0054% 6749910
Total 6749911.0054% 6749910
(IV) listing and circulation of restricted shares:
Serial No. type of restricted shares number of shares in circulation (shares) restricted period (month)
1 strategic placement shares 67499124
Total 67499124
5、 Verification opinions of the recommendation institution
After verification, the recommendation institution believes that:
As of the date of issuance of this verification opinion, Ucap Cloud Information Technology Co.Ltd(688228) IPO shareholders of some restricted shares have strictly fulfilled the corresponding share locking commitments. The listing and circulation quantity, listing and circulation time and other related matters of the restricted shares comply with the requirements of relevant laws and regulations such as the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the Listing Rules of the Shanghai stock exchange for shares on the science and innovation board, and the measures for the continuous supervision of companies listed on the science and Innovation Board (for Trial Implementation). The recommendation institution has no objection to the listing and circulation of some restricted shares in Ucap Cloud Information Technology Co.Ltd(688228) initial public offering. (no text below)
