Securities code: Hangzhou Shenhao Technology Co.Ltd(300853) securities abbreviation: Hangzhou Shenhao Technology Co.Ltd(300853) Announcement No.: 2022016 Hangzhou Shenhao Technology Co.Ltd(300853)
Issue convertible corporate bonds to unspecified objects
Announcement on the success rate of online issuance and priority placement results
Sponsor (lead underwriter): Huatai United Securities Co., Ltd
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
hot tip
Hangzhou Shenhao Technology Co.Ltd(300853) (hereinafter referred to as ” Hangzhou Shenhao Technology Co.Ltd(300853) ” or “issuer”) and Huatai United Securities Co., Ltd. (hereinafter referred to as “Huatai United Securities” or “sponsor (lead underwriter)” or “lead underwriter”) in accordance with the securities law of the people’s Republic of China and the measures for the administration of securities issuance registration of companies listed on GEM (Trial) (CSRC order [No. 168]) Measures for the administration of securities issuance and underwriting (CSRC order [No. 144]) The detailed rules for the implementation of convertible corporate bond business of Shenzhen Stock Exchange (revised in December 2018) (hereinafter referred to as the “detailed rules”) and the relevant provisions of “Chapter III refinancing, merger, acquisition and reorganization, Section III, issuance of convertible corporate bonds to unspecified objects” in the “self regulatory guide for companies listed on the gem of Shenzhen Stock Exchange No. 1 – business handling” and other relevant provisions (hereinafter referred to as “convertible bonds” or “Shenhao convertible bonds”).
The convertible bonds issued to unspecified objects this time will be preferentially placed to the original shareholders registered in Shenzhen Branch of China Securities Depository and Clearing Corporation Limited after the closing of the market on the equity registration date. The balance after the priority placement of the original shareholders (including the part abandoned by the original shareholders) will be issued to public investors online through the trading system of Shenzhen Stock Exchange (hereinafter referred to as “Shenzhen Stock Exchange”). Investors are requested to carefully read this announcement and the website of Shenzhen Stock Exchange（ http://www.szse.cn. ）The promulgated implementation rules.
Important tips on the issuance process, subscription, payment and disposal of investors’ abandonment of purchase of convertible bonds are as follows:
1. After the online investors win the bidding for the convertible bonds issued this time, they shall fulfill their payment obligations in accordance with the announcement on the results of online bidding for Hangzhou Shenhao Technology Co.Ltd(300853) issuing convertible corporate bonds to unspecified objects, so as to ensure that their capital account will have sufficient subscription capital on March 22 (T + 2) 2022, and the transfer of investors’ funds shall comply with the relevant regulations of the securities company where the investors are located. If the investor’s subscription fund is insufficient, the insufficient part shall be deemed as giving up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investor. The underwriter abandons the subscription of the principal underwriter.
2. When the total number of convertible bonds subscribed by the original shareholders and online investors is less than 70% of the number of convertible bonds issued this time, or when the total number of convertible bonds subscribed by the original shareholders and online investors is less than 70% of the number of convertible bonds issued this time, the issuer and the lead underwriter will negotiate whether to take measures to suspend the issuance and report to the Shenzhen Stock Exchange in time. If the issuance is suspended, the reasons for the suspension will be announced, and the issuance will be restarted at an appropriate time within the validity period of the approval.
The part of the subscription amount of this issuance less than 550 million yuan shall be underwritten by the lead underwriter. The underwriting base is 550 million yuan. The lead underwriter determines the final placement result and underwriting amount according to the online capital arrival. In principle, the underwriting proportion shall not exceed 30% of the total issuance, that is, in principle, the maximum underwriting amount is 165 million yuan. When the actual underwriting ratio exceeds 30% of the total amount of this issuance, the lead underwriter will start the internal underwriting risk assessment procedure and continue to perform the issuance procedure or take measures to suspend the issuance after reaching an agreement with the issuer. If it is determined to continue to perform the issuance procedures, the lead underwriter will adjust the final underwriting proportion, fully underwrite the amount less than the subscription amount of investors, and report to the Shenzhen Stock Exchange in time; If it is determined to take measures to suspend the issuance, the lead underwriter and the issuer will timely report to the Shenzhen Stock Exchange, announce the reasons for the suspension of the issuance, and choose an opportunity to restart the issuance within the validity period of the approval.
3. If the investor has won the lottery for 3 times but failed to pay in full within 12 consecutive months, he shall not participate in the subscription of online new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant’s latest declaration of abandonment of subscription.
The situation of abandoning subscription shall be judged by investors. The number of times of abandonment of subscription shall be calculated according to the cumulative number of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds actually abandoned by investors; If an investor holds multiple securities accounts and abandons subscription in any one of the securities accounts, the number of times of abandonment shall be calculated cumulatively. The situations of abandonment of subscription occurred in disqualification and cancellation of securities accounts are also included in the statistics.
For the special account for directional asset management and enterprise annuity account of customers of securities companies, if the “account holder’s name” and “valid identity document number” in the registration data of securities accounts are the same, statistics shall be made according to different investors.
Hangzhou Shenhao Technology Co.Ltd(300853) issued 550 million yuan of convertible corporate bonds to unspecified objects, and the online subscription ended on March 18, 2022 (t day). According to the announcement of Hangzhou Shenhao Technology Co.Ltd(300853) issuing convertible corporate bonds to unspecified objects (hereinafter referred to as the “issuance announcement”) published on March 16, 2022 (T-2), once published, this announcement is deemed to have served the allocated information to all investors participating in the subscription. The results of the subscription for the issuance of Shenhao convertible bonds are hereby announced as follows:
1、 General situation
The issue of convertible bonds is 550 million yuan, and the issue price is 100 yuan each, totaling 5500000 pieces. The preferred placing date and online subscription date of the original shareholders of this issuance are March 18, 2022 (t day).
2、 Priority placement results to original shareholders
The total amount of Shenhao convertible bonds preferentially placed by the original shareholders was 38963360000 yuan, or 3896336, accounting for 70.84% of the total amount of convertible bonds issued this time.
3、 Online subscription results and successful issuance rate of social public investors
The total number of convertible bonds to be issued online to public investors finally determined in this convertible bond issuance is 1 Suzhou Keda Technology Co.Ltd(603660) , or 16036 Shanghai Pudong Development Bank Co.Ltd(600000) yuan, accounting for 29.16% of the total issuance, and the online winning rate is 00013924110%.
According to the online subscription information provided by Shenzhen Stock Exchange, the number of valid subscriptions issued online to public investors is 115171450370, the total number of allotments is 11517145037, and the starting and ending numbers are 000000 Ping An Bank Co.Ltd(000001) 011517145037.
The lead underwriter will organize the lottery on February 21, 2023 (T + 2) on juchao.com（ http://www.cn.info.com.cn. ）Make an announcement on the Internet. Investors shall confirm the number of convertible bonds to be subscribed according to the winning lot number. Each winning lot number can only buy 10 (i.e. 1000 yuan) Shenhao convertible bonds.
4、 The placement results of this offering are summarized as follows:
Category effective subscription quantity (piece) actual allocated quantity (piece) winning rate
Original shareholder 3896336100%
Online social public investors 1151714503701 Suzhou Keda Technology Co.Ltd(603660) 00013924110%
Total 1151753467065499996-
Note: as stipulated in the issuance announcement, each one of the shares will be preferentially placed to the original shareholders as one subscription unit, and each 10 of the shares will be purchased online as one subscription unit. Therefore, the balance of 4 shares will be underwritten by the lead underwriter.
5、 Time to market
The listing time of Shenhao convertible bonds issued this time will be announced separately.
6、 Documents for future reference
For the general information of this offering, please refer to the suggestive announcement of Hangzhou Shenhao Technology Co.Ltd(300853) issuing convertible corporate bonds to unspecified objects published in the securities times on March 16, 2022 (T-2). Investors can also go to cninfo.com（ http://www.cn.info.com.cn. ）Inquire the full text of the prospectus and relevant materials about the issuance of convertible bonds.
7、 Contact information of issuer and lead underwriter
(I) issuer: Hangzhou Shenhao Technology Co.Ltd(300853)
Office address: No. 6, Changsong street, Cangqian street, Yuhang District, Hangzhou, Zhejiang
Contact: Zhu Yangyang
Tel: 057188720409
(II) lead underwriter: Huatai United Securities Co., Ltd
Office address: 20 / F, Block E, Poly Plaza, No. 18 Dongfang Road, Pudong New Area, Shanghai
Contact: stock capital market department
Tel: 02138966583
Issuer: Hangzhou Shenhao Technology Co.Ltd(300853) sponsor (lead underwriter): Huatai United Securities Co., Ltd. March 21, 2022
(there is no text on this page, which is the seal page of the announcement on the success rate of Hangzhou Shenhao Technology Co.Ltd(300853) issuing convertible corporate bonds online to unspecified objects and the results of preferential placement)
Issuer: Hangzhou Shenhao Technology Co.Ltd(300853) mm / DD / yyyy (this page has no text, which is the seal page of the announcement on the success rate of online issuance of convertible corporate bonds issued by Hangzhou Shenhao Technology Co.Ltd(300853) to unspecified objects and the results of preferential placement)
Sponsor (lead underwriter): Huatai United Securities Co., Ltd
