Shanxi Coking Coal Energy Group Co.Ltd(000983) : Shanxi Coking Coal Energy Group Co.Ltd(000983) legal opinion of the first extraordinary shareholders’ meeting in 2022 Beijing Zhongtian law firm
ZHONGTIAN LAW FIRM
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Beijing Zhongtian law firm
About Shanxi Coking Coal Energy Group Co.Ltd(000983)
The first extraordinary general meeting of shareholders in 2022
Legal opinion
Zhong Tian Hui Zi [2022] sj-001
To Shanxi Coking Coal Energy Group Co.Ltd(000983) :
Entrusted by Shanxi Coking Coal Energy Group Co.Ltd(000983) (hereinafter referred to as “the company”), Beijing Zhongtian law firm (hereinafter referred to as “the firm”) appoints lawyers to attend the first extraordinary general meeting of shareholders of your company in 2022, and in accordance with the company law of the people’s Republic of China (hereinafter referred to as “the company law”) The securities law of the people’s Republic of China (hereinafter referred to as the “Securities Law”) and the requirements of the China Securities Regulatory Commission on the rules for the general meeting of shareholders of listed companies and other laws, regulations and other relevant normative documents, issue this legal opinion on the matters related to the general meeting of shareholders.
The current legal opinions and the articles of association of the company (hereinafter referred to as the existing laws and regulations) have been issued only according to the existing laws and regulations of the people’s Republic of China.
The exchange agrees to announce this legal opinion as the legal document of the general meeting of shareholders, and is willing to bear corresponding legal liabilities.
The general meeting of shareholders is held and voted by a combination of on-site voting and online voting. In order to issue this legal opinion, our lawyers participated in the general meeting of shareholders of the company by video, reviewed the documents and materials provided by the company, and conducted necessary verification. Accordingly, we issued the legal opinion as follows: I. convening and convening procedures of this general meeting of shareholders
According to the review of our lawyers, the shareholders’ meeting was convened by the board of directors of the company. The shareholders’ meeting was deliberated and approved by the ninth meeting of the eighth board of directors held on February 18, 2022. The notice was published in the securities times and cninfo.com.cn on February 19, 2022 Come on.
The on-site meeting of the general meeting of shareholders was held at 10 a.m. on March 18, 2022 in the meeting room of 100 people on the third floor of Shanxi Coking Coal Energy Group Co.Ltd(000983) group as scheduled.
The online voting of this meeting will be conducted through Shenzhen securities trading system and Internet system according to the time of announcement.
The lawyers of the firm believe that the convening and convening procedures of the general meeting of shareholders of the company comply with the provisions of current laws, regulations and the articles of association.
2、 Qualification of personnel attending the general meeting of shareholders and Convener
The shareholders attending this meeting are the shareholders and authorized representatives of the company registered in Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. after the closing of the stock market on March 15, 2022.
A total of 6 shareholders and their authorized representatives attended the on-site meeting, representing 51766385 shares of the company, accounting for 1.2637% of the total voting shares of the company.
The number of shareholders participating in this online voting is 105, representing 271962888 shares of the company, accounting for 6.6388% of the voting shares of the company
The shareholders’ meeting was presided over by Mr. Zhao Jianze, chairman of the company, and the directors, supervisors and some senior managers of the company attended the shareholders’ meeting. Upon examination by our lawyers, the qualification of the personnel attending the meeting and the qualification of the convener are legal and valid.
3、 Voting procedures and results of the general meeting of shareholders
The shareholders’ meeting deliberated on the 18 proposals listed in the announcement. The on-site voting was monitored and counted according to the articles of Association; Online voting is conducted through the system of Shenzhen Stock Exchange and the Internet system, and the identity is authenticated by Shenzhen Securities Information Co., Ltd., and the authentication results and voting results are provided to Shanxi Coking Coal Energy Group Co.Ltd(000983) .
Our lawyers believe that the voting procedures and voting methods of this general meeting of shareholders comply with the provisions of laws, regulations, normative documents and the articles of association, and the voting results are legal and effective. 4、 Concluding observations
Based on the above facts, our lawyers believe that the convening, convening, qualification of the personnel attending the meeting, the qualification of the convener and the voting procedures of the meeting comply with the provisions of the company law, the securities law, the rules for the general meeting of shareholders of listed companies and other relevant laws, regulations, normative documents and the articles of association, and the shareholders’ meeting and voting results are legal and valid.
This legal opinion is made in two originals without copies. (there is no text on this page, which is the bookmark page of this legal opinion)
Head of Beijing Zhongtian law firm: Chang Hongliang
Handling lawyer: Chen Aizhen, Wang Banmu
March 18, 2022
