Annual deposit and actual use of Shenzhen Fluence Technology Plc(300647) raised funds
Assurance Report
Zhonghuan zhuanzi (2022) No. 1110022
About Shenzhen Fluence Technology Plc(300647)
Assurance report on annual deposit and actual use of raised funds
Zhonghuan zhuanzi (2022) No. 1110022 Shenzhen Fluence Technology Plc(300647) all shareholders:
We are entrusted to verify the attached special report of the board of directors on the annual deposit and actual use of raised funds of Shenzhen Fluence Technology Plc(300647) (hereinafter referred to as " Shenzhen Fluence Technology Plc(300647) company") as of December 31, 2021.
The special report of the board of directors on the annual deposit and actual use of raised funds is prepared in accordance with the relevant provisions of the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies issued by the CSRC and the guidelines for the self discipline supervision of listed companies on the Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on the gem issued by the Shenzhen Stock Exchange The board of directors of Shenzhen Fluence Technology Plc(300647) company is responsible for complete physical evidence, original written materials, duplicate materials, oral testimony and other evidence we deem necessary. Our responsibility is to express assurance opinions on the special report of the board of directors on the annual storage and actual use of raised funds on the basis of the implementation of assurance work. We have carried out the assurance work in accordance with the provisions of other assurance business standards for Chinese certified public accountants No. 3101 - assurance business other than the audit or review of historical financial information, which requires us to abide by the code of professional ethics for Chinese certified public accountants, plan and carry out the verification work, so as to obtain reasonable assurance about whether there is no material misstatement in the special report of the board of directors on the annual storage and actual use of raised funds. In the process of performing the assurance work, we have implemented the necessary procedures such as checking the accounting records and recalculating the amount of relevant items. We believe that our assurance work provides a reasonable basis for expressing opinions.
We think, Shenzhen Fluence Technology Plc(300647) as of December 31, 2021, the special report of the board of directors on the annual deposit and actual use of raised funds has been prepared in accordance with the relevant provisions of the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies and the guidelines for the self discipline supervision of listed companies on Shenzhen Stock Exchange No. 2 - standardized operation of GEM listed companies issued by the CSRC, It truthfully reflects the annual deposit and actual use of the raised funds of Shenzhen Fluence Technology Plc(300647) up to December 31, 2021 in all major aspects.
This assurance report is only used for the purpose of disclosure of Shenzhen Fluence Technology Plc(300647) 2021 annual report and shall not be used for any other purpose.
(no text below)
(this page is dedicated to the signature and seal of the assurance report on the annual deposit and actual use of Shenzhen Fluence Technology Plc(300647) raised funds)
Zhongshen Zhonghuan Certified Public Accountants (special general partnership) Chinese certified public accountant:
Xiao Mingming
Chinese certified public accountant:
Liu Yanlin
Wuhan, China March 18, 2022
Shenzhen Fluence Technology Plc(300647)
On the deposit and use of raised funds in 2021
Special report
In accordance with the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies issued by the CSRC and the guidelines for the self-discipline supervision of listed companies on the Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on the gem issued by the Shenzhen Stock Exchange, Shenzhen Fluence Technology Plc(300647) (hereinafter referred to as "the company" or "the company") the board of directors has prepared a special report on the annual deposit and actual use of the raised funds as of December 31, 2021.
1、 Basic information of raised funds
(I) actual amount of raised funds and time of fund arrival
According to the reply of China Securities Regulatory Commission on Approving the registration of Shenzhen Fluence Technology Plc(300647) issuing shares to specific objects (zjxk [2020] No. 2570), the registration application of the company for issuing shares to specific objects to raise funds is approved. The company issued 73816143 RMB ordinary shares (A shares) to specific objects, with a par value of 1.00 yuan per share and an issue price of 7.18 yuan / share. The total amount of funds raised was 5299990674 yuan. After deducting the relevant issuance expenses (excluding tax) of 575471697 yuan, the net amount of funds raised was 52424518977 yuan. The raised funds have been transferred to the designated account of the company on April 16, 2021. The above funds have been verified in the capital verification report (zhyz (2021) No. 1100013) issued by Zhongshen Zhonghuan Certified Public Accountants (special general partnership).
（2） Use and balance of raised funds
As of December 31, 2021, the use amount and current balance of the company's raised funds are as follows:
Project amount (yuan) remarks
The total amount of raised funds is 5299990674
Less: issuing expenses 575471697
Net proceeds 52424518977
Less: 21789917500 of accumulated raised funds used in 2021
Self raised Replacement Fund: 9700439
19130173600 of raised funds used in 2021
Plus: net amount of accumulated interest income after deducting bank service charges 428727697
As of December 31, 2021, the balance of raised funds was 31063329174
Including: the balance of the special account for deposit of raised funds is 6063329174
Purchase of structured deposits with outstanding balance of 25000000000
2、 Deposit and management of raised funds
(I) management of raised funds
In order to standardize the use and management of raised funds, improve the use efficiency of funds and protect the interests of investors, according to the Listing Rules of GEM stocks of Shenzhen Stock Exchange and the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies The company has formulated the measures for the management of raised funds in accordance with the provisions of laws, regulations, normative documents and the articles of association, such as the guidelines for self-discipline supervision of listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM, and in combination with the actual situation of the company, which regulates the storage, use, change, hierarchical approval authority, decision-making procedures and information disclosure procedures of the company's special account for raised funds Supervision and accountability are clearly stipulated.
On April 22, 2021, the company signed the tripartite supervision agreement on raised funds with Industrial And Commercial Bank Of China Limited(601398) Shenzhen Longgang sub branch (hereinafter referred to as Industrial And Commercial Bank Of China Limited(601398) ) and the sponsor Guosheng Securities Co., Ltd. (hereinafter referred to as Guosheng securities), which defined the rights and obligations of all parties. There is no significant difference between the agreement and the tripartite supervision agreement for raised funds (model) of Shenzhen Stock Exchange. All parties to the agreement have performed relevant responsibilities in accordance with the provisions of the tripartite supervision agreement.
As of December 31, 2021, the company has deposited and used the raised funds in strict accordance with the measures for the administration of raised funds and the tripartite supervision agreement on raised funds.
(II) storage of special account for raised funds
Approved by the first meeting of the third board of directors, the company has opened two special accounts for raising funds in Industrial And Commercial Bank Of China Limited(601398) Industrial And Commercial Bank Of China Limited(601398) ; Meanwhile, the company disclosed the announcement on opening a special settlement account for cash management of raised funds (Announcement No.: 2021094), and the company opened a special settlement account for cash management of raised funds in Ping An Bank Co.Ltd(000001) city. As of December 31, 2021, the deposit of raised funds in the special account is as follows:
Remarks on the closing date balance of the account number of the opening bank of the project implementation entity
Shenzhen Shenzhen Fluence Technology Plc(300647) Branch China Industrial And Commercial Bank Of China Limited(601398) shares 4000109819105g heat dissipation industry 6050524713
Technology Co., Ltd. Shenzhen Longgang sub branch 0320668 park construction project
Supplementary working capital Shenzhen Shenzhen Fluence Technology Plc(300647) Branch China Industrial And Commercial Bank Of China Limited(601398) shares 400010981910
12721128 gold project (Balance Technology Co., Ltd.) Shenzhen Longgang sub branch 0320544
Interest)
Remarks on the closing date balance of the account number of the opening bank of the project implementation entity
Shenzhen Shenzhen Fluence Technology Plc(300647) Branch China Industrial And Commercial Bank Of China Limited(601398) Co., Ltd
/20000000000 structured deposit Technology Co., Ltd. Shenzhen Longgang sub branch Shenzhen Fluence Technology Plc(300647) Shenzhen Branch Ping An Bank Co.Ltd(000001) Shenzhen Central City
/5000000000 structured deposit Technology Co., Ltd. sub branch, Shenzhen Shenzhen Fluence Technology Plc(300647) section Ping An Bank Co.Ltd(000001) Shenzhen central city 150001075512
833.33 balance interest Technology Co., Ltd. sub branch 73
3、 Actual use of raised funds this year
（1） Use of raised funds
The actual use of the company's raised funds in 2021 is shown in the attached table: comparison table of the use of raised funds.
（2） Changes in the place and mode of implementation of the project invested with raised funds
As of December 31, 2021, the implementation place and mode of the company's investment projects with raised funds have not changed. (III) advance investment and replacement of investment projects with raised funds.
On May 12, 2021, the seventh meeting of the third board of directors and the seventh meeting of the third board of supervisors held by the company deliberated and adopted the proposal on using raised funds to replace self raised funds invested in advance and paid issuance expenses, and agreed to use raised funds to replace self raised funds invested in advance and paid issuance expenses of RMB 28.031 million. The independent directors of the company issued the independent opinions agreed, the sponsor issued the verification opinions, and Zhongshen Zhonghuan Certified Public Accountants (special general partnership) issued the assurance report on Shenzhen Fluence Technology Plc(300647) using the raised funds to replace the self raised funds for the pre invested projects and issuance expenses (Zhonghuan zhuanzi (2021) No. 1100105). (IV) temporary replenishment of working capital with idle raised funds.
During the reporting period, there was no idle raised funds to temporarily supplement working capital.
(V) use of surplus raised funds.
During the reporting period, there was no use of surplus raised funds.
(VI) use of over raised funds.
The company has no use of over raised funds.
(VII) purpose and destination of unused raised funds
1. On November 24, 2021, the company purchased Ping An Bank Co.Ltd(000001) corporate structured deposits with the temporarily idle raised funds of 50 million yuan, with a term up to 2022
