Jingke Energy Co., Ltd
Initial public offering and listing on the science and Innovation Board
Issuance arrangement and preliminary inquiry announcement
Sponsor (co lead underwriter): China Securities Co.Ltd(601066)
Co lead underwriter: Citic Securities Company Limited(600030)
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Important tips
Jingke Energy Co., Ltd. (hereinafter referred to as “Jingke energy”, “issuer” or “company”) in accordance with the implementation opinions on establishing a science and innovation board and pilot registration system in Shanghai Stock Exchange (CSRC announcement [2019] No. 2) issued by China Securities Regulatory Commission (hereinafter referred to as “CSRC” and “CSRC”) Measures for the administration of securities issuance and underwriting (CSRC order [No. 144]) (hereinafter referred to as the “administrative measures”), measures for the administration of the registration of initial public offering of shares on the science and Innovation Board (for Trial Implementation) (CSRC order [No. 174]), The implementation measures for the issuance and underwriting of shares on the science and Innovation Board of Shanghai Stock Exchange (SZF [2021] No. 76) (hereinafter referred to as the “implementation measures”) promulgated by Shanghai Stock Exchange (hereinafter referred to as “Shanghai Stock Exchange”) Guidelines for the application of the issuance and underwriting rules of the science and Innovation Board of Shanghai Stock Exchange No. 1 – initial public offering of shares (SZF [2021] No. 77) (hereinafter referred to as the “underwriting guidelines”), detailed rules for the implementation of online issuance of initial public offering of shares in Shanghai market (SZF [2018] No. 40) (hereinafter referred to as the “detailed rules for the implementation of online issuance”) The detailed rules for the implementation of offline issuance of initial public offerings in Shanghai market (SZF [2018] No. 41) (hereinafter referred to as the “detailed rules for the implementation of offline issuance”), the code for underwriting initial public offerings under the registration system (zsxf [2021] No. 213) (hereinafter referred to as the “underwriting code”) issued by the China Securities Association Detailed rules for the administration of offline investors in initial public offerings (zxsf [2018] No. 142), rules for the administration of offline investors in initial public offerings under the registration system and guidelines for the classification, evaluation and management of offline investors in initial public offerings under the registration system (zxsf [2021] No. 212), etc, And the relevant provisions of the Shanghai Stock Exchange on stock issuance and listing rules and the latest operating guidelines, such as initial public offering of shares and listing on the science and innovation board.
China Securities Co.Ltd(601066) (hereinafter referred to as ” China Securities Co.Ltd(601066) securities” or “sponsor (co lead underwriter)”) serves as the sponsor (co lead underwriter) of this offering, and Citic Securities Company Limited(600030) (hereinafter referred to as ” Citic Securities Company Limited(600030) “) serves as the co lead underwriter of this offering ( China Securities Co.Ltd(601066) securities and Citic Securities Company Limited(600030) collectively referred to as “co lead underwriters”).
The issuance adopts directional placement to strategic investors (hereinafter referred to as “strategic placement”) Offline inquiry placement to qualified offline investors (hereinafter referred to as “offline issuance”) and online pricing issuance to social public investors holding non restricted A-Shares and non restricted depositary receipts in Shanghai market (hereinafter referred to as “online issuance”). The joint lead underwriters are responsible for organizing and implementing the strategic placement, preliminary inquiry and online and offline issuance of this offering. The strategic placement of this offering is conducted at the joint lead underwriters. The preliminary inquiry and offline subscription are conducted through the IPO offline subscription electronic platform of Shanghai Stock Exchange (hereinafter referred to as “offline subscription platform”), and the online offering is conducted through the trading system of Shanghai Stock Exchange. Investors are invited to carefully read this announcement. For details of preliminary inquiry and electronic offline issuance, please refer to the website of Shanghai Stock Exchange (www.sse. Com.. CN.) The published rules for the implementation of offline issuance and other relevant provisions.
Investors can visit the following website（ http://www.sse.com..cn./disclosure/listedinfo/listing/ 、 http://www.sse.com..cn./ipo/home/ ）Check the full text of the announcement.
Basic information of the issuer
The full name of the company is Jingke Energy Co., Ltd. and the securities are abbreviated as Jingke energy
Securities code / offline subscription code 688223 online subscription code 787223
Purchase code
Offline subscription referred to as Jingke energy online subscription referred to as Jingke subscription
Industry name electrical machinery and equipment manufacturing industry industry code C38
Basic information of this offering
The issuance adopts directional placement to strategic investors (hereinafter referred to as “strategic placement”) Under the online issuance mode, the inquiry placement to qualified investors (hereinafter referred to as “offline issuance”) is combined with the online pricing issuance to social public investors holding non restricted A-Shares and the market value of non restricted depositary receipts in Shanghai market (hereinafter referred to as “online issuance”).
Pricing method offline preliminary inquiry directly determines the issue price, and offline cumulative bid inquiry is no longer performed
Total share capital before issuance (800000.00) number of shares to be issued (10000 shares) 200000.00
Shares)
The estimated number of new shares issued is 200000.00 and the estimated number of old shares transferred is 0
(10000 shares) (10000 shares)
Total share capital after issuance (RMB 1000000.00), and the number to be issued accounts for 20.00 after issuance
Proportion of total share capital (%)
Initial online issuance 28000.00 initial offline issuance 112000.00
(10000 shares) (10000 shares)
Each proposed offline subscription amount is 30000.00, and each proposed offline subscription amount is 500.00
Upper limit (10000 shares) lower limit (10000 shares)
The number of initial strategic placement is 60000.00, and the initial strategic placement accounts for 30.00 of the proposed issuance
Number ratio of (10000 shares) rows (%)
Special fund for senior executives and core employees of relevant subsidiaries of the sponsor 20000.00/84200.00 initial number of shares invested by the company 4000.00 number of shares subscribed under the management plan / Fund (including the maximum amount of new share placement brokerage (10000 shares / 10000 yuan) Commission)
Is there any other strategic allocation, i.e. IPO placement brokerage commission of 0.50
Sales arrangement rate (%)
Important date of this issuance
Preliminary inquiry date and date of publication of issuance announcement from January 12, 2022 to January 14, 2022 (9:30-15:00)
Offline Subscription Date and start and end January 17, 2022 online subscription date and start and end time January 17, 2022 (9:30-11:30,13:00-15:00)
Offline payment date and deadline: January 19, 2022 online payment date and deadline: January 19, 2022 end at 16:00
Note: none (if there are unprofitable, special voting rights, CDR, over allotment option, special par value, etc., please indicate here)
Please pay attention to the following key contents:
1. Verification of inquiry qualification of offline investors: the “offline investors” mentioned in this announcement refer to institutional investors participating in offline issuance, and the “placing object” refers to offline investors or securities investment products managed by them. Offline investors shall complete the registration of placing objects in China Securities Association before 12:00 noon on January 11 (T-4), 2022, and pass the recommendation institution (co lead underwriter) China Securities Co.Ltd(601066) securities offline investor management system (website: https://emp.csc.com..cn. ）Online submission of letter of commitment and relevant verification materials. The co lead underwriters have formulated the standards for offline investors according to relevant systems and rules. See “III. (I) participation conditions and quotation requirements of offline investors” in this announcement for specific standards and arrangements. Only investors who meet the offline investor standard requirements determined by the issuer and the joint lead underwriters can participate in the preliminary inquiry of this offering. Those who participate in the preliminary inquiry of this offering without meeting the relevant standards shall bear all the consequences caused by this behavior. The joint lead underwriters will set their quotation as invalid on the offline subscription platform and disclose the relevant information in the issuance announcement.
2、 Requirements for offline investors to submit pricing basis and suggested price or price range: offline investors must submit pricing basis and suggested price or price range given in internal research report through the offline subscription platform of Shanghai Stock Exchange at 13:00-14:30, 15:00-22:00 on the trading day before the preliminary inquiry date (January 11, 2022, T-4) or 6:00-9:30 on the preliminary inquiry date (January 12, 2022, T-3). Offline investors shall quote according to the recommended price or price range given in the internal research report. In principle, they shall not exceed the recommended price range in the research report. Offline investors who fail to submit the pricing basis and suggested price or price range before the inquiry shall not participate in the inquiry. If the offline investor fails to submit the pricing basis and recommended price or price range, the recommendation institution (co lead underwriter) will consider the offline investor’s quotation invalid.
3. Verification requirements for asset scale of offline investors: the subscription amount of each product under the investor’s own funds or management participating in offline inquiry shall not exceed the asset scale or capital scale specified in the asset certificate of asset scale (total assets) or capital scale provided to the joint lead underwriters: public funds, special fund accounts, asset management plans Private equity funds (including asset management plans of futures companies and their asset management subsidiaries) and other products shall provide valid certification materials of the total assets of the products on the fifth trading day (January 5, 2022, T-8) before the preliminary inquiry date; The self operated investment account shall provide the explanatory materials on the capital scale of the self operated account issued by the company (the capital scale is up to January 5, 2022, T-8). The above-mentioned proof materials of asset scale or capital scale shall be stamped with the official seal of the company or the official seal of external certification agency.
In particular, offline investors are reminded that in order to promote the prudent quotation of offline investors and facilitate the verification of the asset scale of offline investors on the science and innovation board, the Shanghai stock exchange requires offline investors to make a commitment to the asset scale in the offline subscription platform, and invites offline investors to operate according to the relevant steps in “III. (V) preliminary inquiry”. If the joint lead underwriter finds that the investor does not comply with the industrial regulatory requirements and applies for purchase beyond the corresponding asset scale or capital scale, the subscription of the placing object is invalid; If the asset scale or capital scale filled in by the investor on the offline subscription platform is inconsistent with the asset scale or capital scale in the asset certification materials of the placing object submitted to the joint lead underwriters, the joint lead underwriters have the right to determine that the quotation of the placing object is invalid.
4. Prudent quotation requirements for offline investors: in order to further standardize the order of issuing and underwriting new shares on the science and innovation board, offline investors are required to participate in offline inquiry in strict accordance with the principles of science, independence, objectivity and prudence, as follows:
(1) For the same IPO issue of the science and innovation board, the offline subscription platform shall record at most two preliminary inquiry and quotation records submitted by investors under the same network. Offline investors shall submit all quotation records for all placing objects to participate in quotation at one time. If two quotation records are submitted, the quotation records submitted for the second time shall prevail.
(2) After submitting the quotation record for the first time, offline investors shall not modify it in principle. If it is necessary to modify it, they shall re perform the quotation decision-making procedure, fully explain the reasons for the price change, the logical calculation basis of the price change range on the page submitted for the second time, and whether there is insufficient pricing basis and incomplete quotation decision-making procedure in the previous quotation, and archive the relevant materials for future reference. The system will record the reasons for quotation modification and other contents as the basis for the regulatory authority to verify the quotation decision-making of offline investors and relevant internal control systems.
5. Upper limit of offline subscription: the upper limit of the number of shares subscribed by each placing object in this offline issuance is 300 million shares, accounting for 26.79% of the initial offline issuance. Offline investors and their managed placing objects shall strictly comply with the regulatory requirements of the industry, strengthen risk control and compliance management, and prudently and reasonably determine the proposed purchase price and quantity.
6. High price rejection mechanism: the issuer and the joint lead underwriters shall, according to the preliminary inquiry results after excluding the quotations of unqualified investors, quote all qualified placing objects according to the proposed application
