Citic Securities Company Limited(600030)
About Guanglian Aviation Industry Co.Ltd(300900)
Verification opinions on the deposit and use of raised funds in 2021
Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) " and "sponsor") as the sponsor of Guanglian Aviation Industry Co.Ltd(300900) (hereinafter referred to as " Guanglian Aviation Industry Co.Ltd(300900) " and "company") for initial public offering of shares and listing on GEM, in accordance with the measures for the Administration of securities issuance and listing sponsor business and the regulatory guidelines for listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies In accordance with relevant laws and regulations such as the Listing Rules of Shenzhen Stock Exchange on the gem and the guidelines for the standardized operation of companies listed on the gem of Shenzhen Stock Exchange, the deposit and use of the company's raised funds in 2021 have been carefully and prudently verified. The specific verification is as follows:
1、 Basic information of raised funds
(I) actual amount of raised funds and time of fund arrival
With the approval of registration of Guanglian Aviation Industry Co.Ltd(300900) initial public offering (zjxk [2020] No. 2016) issued by China Securities Regulatory Commission, Guanglian Aviation Industry Co.Ltd(300900) issued 525 Shanghai Pudong Development Bank Co.Ltd(600000) 0 ordinary shares in Shenzhen Stock Exchange in October 2020, with a par value of 1.00 yuan per share, an issue price of 17.87 yuan per share and a total raised capital of 93924720000 yuan, After deducting relevant issuance expenses (excluding value-added tax), the net amount of funds actually raised is RMB 85647541096.
The raised funds have been remitted by the lead underwriter Citic Securities Company Limited(600030) to the company's accounts such as the business department of Harbin branch of Shanghai Pudong Development Bank on October 21, 2020. According to the agreement signed between the company and the lead underwriter Citic Securities Company Limited(600030) the company shall pay Citic Securities Company Limited(600030) underwriting fee of 6196236000 yuan, Citic Securities Company Limited(600030) after deducting 6196236000 yuan of underwriting fee, it shall be transferred to the special account of 87728484000 yuan, including 28000000000 yuan to the account No. 650100788014 Grandjoy Holdings Group Co.Ltd(000031) 29 of Harbin branch of Shanghai Pudong Development Bank; Shanghai Pudong Development Bank Harbin branch business department account No.: 650100788019 Grandjoy Holdings Group Co.Ltd(000031) 30 account: 10000000000 yuan; Shanghai Pudong Development Bank Harbin branch business department account No.: 650100788015 Grandjoy Holdings Group Co.Ltd(000031) 32 account: 396284000 yuan Postal Savings Bank Of China Co.Ltd(601658) Heilongjiang Branch sub branch account number 92 Shandong Taihe Water Treatment Technologies Co.Ltd(300801) 0013356675 account 3500000000 yuan; China Industrial And Commercial Bank Of China Limited(601398) Harbin Heping sub branch account 35 Wuhan Department Store Group Co.Ltd(000501) 29200073027 account 6 Shanghai Pudong Development Bank Co.Ltd(600000) 000 yuan. After deducting the paid underwriting expenses and other issuance expenses of 8277178904 yuan, the net amount of funds actually raised is 85647541096 yuan.
The above raised funds and the newly increased registered capital and paid in capital (share capital) have been verified by Tianzhi International Certified Public Accountants (special general partnership), and the capital verification report (tzyz [2020] No. 37901) was issued on October 21, 2020.
(II) amount used in the current year and balance at the end of the year
As of December 31, 2021, the company has used a total of 69496323235 yuan of raised funds, of which 31833449200 yuan has been used in this year, all of which have been used for the projects raised funds.
As of December 31, 2021, the accumulated amount used by the company was RMB 69496323235, and the balance of the special account for raised funds was RMB 16993888711. The difference from the actual net amount of raised funds (after payment of issuance expenses) of RMB 85647541096 is RMB 842670850, which is the net amount of accumulated interest income of raised funds after deducting bank handling charges.
2、 Management of raised funds
(I) management system of raised funds
The company has formulated and revised in accordance with the company law of the people's Republic of China, the securities law of the people's Republic of China, the measures for the administration of securities issuance of listed companies, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies, and the guidelines for the self discipline supervision of listed companies on the Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on the gem and other relevant provisions The Guanglian Aviation Industry Co.Ltd(300900) raised funds management system (hereinafter referred to as the "management system") implements a special account storage system for the raised funds, and stipulates the storage and use of the raised funds, project implementation management, change of investment projects and supervision of use. The management system was deliberated and approved by the third extraordinary general meeting of shareholders in 2020 on December 8, 2020. The company has checked the relevant provisions on the management of raised funds in the guidelines for the standardized operation of companies listed on the gem of Shenzhen Stock Exchange issued by Shenzhen stock exchange with the management system, and believes that the management system also meets the requirements of the guidelines for the standardized operation of companies listed on the gem of Shenzhen Stock Exchange.
According to the requirements of the management system, the board of directors of the company approved the opening of a special bank account, which is only used for the storage and use of the company's raised funds and not for other purposes. The details are as follows:
1. The company opened a special account for raising funds in the business department of Harbin branch of Shanghai Pudong Development Bank, with an account number of 650100788014 Grandjoy Holdings Group Co.Ltd(000031) 29. This special account is only used for the storage and use of the funds raised by the company's "aviation composite parts production line expansion and technical transformation project", and shall not be used for other purposes.
2. The company opened a special account for raising funds in the business department of Harbin branch of Shanghai Pudong Development Bank, with an account number of 650100788019 Grandjoy Holdings Group Co.Ltd(000031) 30. This special account is only used for the storage and use of the funds raised by the company's "capacity expansion construction project of aviation metal parts NC machining center", and shall not be used for other purposes.
3. The company opened a special account for raised funds in the business department of Harbin branch of Shanghai Pudong Development Bank, with an account number of 650100788015 Grandjoy Holdings Group Co.Ltd(000031) 32. This special account is only used for the storage and use of the raised funds of the company's "supplementary working capital project", and shall not be used for other purposes.
4. The company opened a special account for raising funds in the sub branch directly under Postal Savings Bank Of China Co.Ltd(601658) Heilongjiang Branch, with an account number of 92 Shandong Taihe Water Treatment Technologies Co.Ltd(300801) 0013356675. This special account is only used for the storage and use of the funds raised by the company's "technical transformation and upgrading project of aviation tooling production line", and shall not be used for other purposes.
5. The company opened a special account for raising funds in Heping sub branch of Industrial And Commercial Bank Of China Limited(601398) Harbin City, China, with an account number of 35 Wuhan Department Store Group Co.Ltd(000501) 29200073027. The special account is only used for the storage and use of the funds raised by the company's "R & D center upgrading and construction project", and shall not be used for other purposes.
6. The company's subsidiary Guanglian Aviation Industry Co.Ltd(300900) (Xi'an) Co., Ltd. (hereinafter referred to as "Xi'an Guanglian") opened a special fund-raising account at Postal Savings Bank Of China Co.Ltd(601658) Yanliang sub branch, Xi'an City, Shaanxi Province, with an account number of 96100901 Tianjin Printronics Circuit Corporation(002134) 1042. This special account is only used for the storage and use of the funds raised by the company's "Xi'an aviation industry processing and manufacturing base project phase I", and shall not be used for other purposes.
7. Xi'an Guanglian, a subsidiary of the company, opened a special fund-raising account at Shanghai Pudong Development Bank Co.Ltd(600000) Xi'an jinhutuo 1st Road sub branch, with an account number of 721900788012000994. This special account is only used for the storage and use of the fund-raising of the company's "aviation composite parts production line expansion and technical transformation project", and shall not be used for other purposes.
8. The company's subsidiary Guanglian Aviation Industry Co.Ltd(300900) (Jincheng) Co., Ltd. (hereinafter referred to as "Jincheng Guanglian") opened a special account for raising funds at Jincheng Branch of Shanghai Pudong Development Bank, with an account number of 2801007880150 Yihua Healthcare Co.Ltd(000150) 5. This special account is only used for the storage and use of the funds raised by the company's "aviation composite parts production line expansion and technological transformation project", and shall not be used for other purposes.
When using the raised funds, the company strictly performs the corresponding application and approval procedures, timely notifies the sponsor and accepts the supervision of the sponsor. There is no violation of relevant regulations and agreements.
(II) tripartite supervision agreement of raised funds
According to the requirements of Shenzhen Stock Exchange and relevant regulations, the company and the sponsor Citic Securities Company Limited(600030) have signed the tripartite supervision agreement on raised funds with the business department of Harbin branch of Shanghai Pudong Development Bank, Postal Savings Bank Of China Co.Ltd(601658) branch directly under Heilongjiang Branch and China Industrial And Commercial Bank Of China Limited(601398) Harbin Heping Branch in November 2020 respectively; The company, Xi'an Guanglian, the sponsor Citic Securities Company Limited(600030) and Postal Savings Bank Of China Co.Ltd(601658) Shaanxi Xi'an Yanliang sub branch signed the four party supervision agreement on raised funds in October 2021; The company, Xi'an Guanglian and the sponsor Citic Securities Company Limited(600030) and Shanghai Pudong development bank Xi'an Branch jinhutuo 1st Road sub branch signed the four party supervision agreement on raised funds in October 2021; The company, Jincheng Guanglian and the sponsor Citic Securities Company Limited(600030) and Jincheng Branch of Shanghai Pudong Development Bank signed the four party supervision agreement on raised funds in October 2021. There is no significant difference between the tripartite supervision agreement on raised funds, the quadripartite supervision agreement on raised funds and the model supervision agreement of Shenzhen Stock Exchange, and the above-mentioned supervision agreement on raised funds has been effectively implemented.
(III) storage of raised funds in special account
As of December 31, 2021, the current deposit balance of the special account for the deposit of raised funds is as follows:
Unit: RMB
Deposit bank account number deposit method balance
Shanghai Pudong Development Bank Harbin branch business department 650100788014 Grandjoy Holdings Group Co.Ltd(000031) 29 current deposit 3858889357
Shanghai Pudong Development Bank Harbin branch business department 650100788019 Grandjoy Holdings Group Co.Ltd(000031) 30 current deposit 850197402
Shanghai Pudong Development Bank Harbin branch business department 650100788015 Grandjoy Holdings Group Co.Ltd(000031) 32 current deposit 60400084
Postal Savings Bank Of China Co.Ltd(601658) 92 Shandong Taihe Water Treatment Technologies Co.Ltd(300801) 0013356675 current deposit 1119901059 sub branch directly under Heilongjiang Branch
China Industrial And Commercial Bank Of China Limited(601398) Harbin Heping sub branch 35 Wuhan Department Store Group Co.Ltd(000501) 29200073027 current deposit 4829074042
Postal Savings Bank Of China Co.Ltd(601658) 96100901 Tianjin Printronics Circuit Corporation(002134) 1042 current deposit 572052 Shaanxi Xi'an Yanliang sub branch
Shanghai Pudong Development Bank Co.Ltd(600000) 721900788012000994 current deposit 852387463 Xi'an jinhutuo 1st Road sub branch
Shanghai Pudong Development Bank Jincheng Branch 2801007880150 Yihua Healthcare Co.Ltd(000150) 5 current deposit 5422467252
Total 16993888711
Note 1: the company implements a special account storage system for the raised funds in strict accordance with the stock listing rules of Shenzhen Stock Exchange, the measures for the management of raised funds of listed companies of Shenzhen Stock Exchange and the measures for the management of Guanglian Aviation Industry Co.Ltd(300900) raised funds. The company deposits the raised funds in the accounts 650100788014 Grandjoy Holdings Group Co.Ltd(000031) 29, 650100788019 Grandjoy Holdings Group Co.Ltd(000031) 30 and 650100788015 Grandjoy Holdings Group Co.Ltd(000031) 32 of Harbin branch of Shanghai Pudong Development Bank Postal Savings Bank Of China Co.Ltd(601658) Heilongjiang Branch sub branch account No.: 92 Shandong Taihe Water Treatment Technologies Co.Ltd(300801) 0013356675; China Industrial And Commercial Bank Of China Limited(601398) Harbin Heping sub branch account No.: 35 Wuhan Department Store Group Co.Ltd(000501) 29200073027 account Postal Savings Bank Of China Co.Ltd(601658) account of 96100901 Tianjin Printronics Circuit Corporation(002134) 1042, Yanliang sub branch, Xi'an City, Shaanxi Province Shanghai Pudong Development Bank Co.Ltd(600000) Xi'an jinhutuo 1st Road sub branch 721900788012000994 account; In the account 2801007880150 Yihua Healthcare Co.Ltd(000150) 5 of Jincheng Branch of Shanghai Pudong Development Bank, according to the investment plan and actual implementation progress of the raised funds, the company will convert the temporarily unused raised funds into principal guaranteed financial products and structured deposits for management. As of December 31, 2021, the book balance of raised funds was 16993888711 yuan.
3、 Actual use of raised funds this year
See "Annex 1: Guanglian Aviation Industry Co.Ltd(300900) raised funds use comparison table" for the actual use of the company's raised funds in 2021.
(I) use of funds for investment projects with raised funds
1. Major changes in the market environment involved in the investment project with raised funds and the measures taken by the company
(1) By the end of 2021, the expansion and technical transformation project of aviation composite parts production line has completed an investment of 18445308663 yuan, accounting for 65.88% of the project budget. It is proposed to purchase the advanced ultrasonic positioning machine and composite material laying machine in the honeycomb laying workshop
