Bank of Lanzhou Co., Ltd
Announcement on preliminary placement results of offline IPO
Sponsor (lead underwriter): China Securities Co.Ltd(601066)
hot tip
The application of Bank of Lanzhou Co., Ltd. (hereinafter referred to as “Bank of Lanzhou” and “the issuer”) for initial public offering of no more than 569569717 RMB common shares (A shares) (hereinafter referred to as “this offering”) has been approved by China Securities Regulatory Commission (CSRC) zjxk [2021] No. 3831, This issuance is conducted by a combination of offline inquiry and placement to qualified investors (hereinafter referred to as “offline issuance”) and online pricing issuance to social public investors holding non restricted A-Shares and market value of non restricted depositary receipts in Shenzhen market (hereinafter referred to as “online issuance”).
The issuer negotiated with the recommendation institution (lead underwriter) China Securities Co.Ltd(601066) (hereinafter referred to as “recommendation institution (lead underwriter)” or ” China Securities Co.Ltd(601066) securities”) to determine that the number of shares issued this time is 569569717 shares. Before the callback mechanism was launched, the initial number of offline shares was 398699217, accounting for 70.00% of the number of shares issued this time; The initial number of shares issued online is 170870500, accounting for 30.00% of the number of shares issued this time. The issue price is RMB 3.57/share.
According to the callback mechanism announced in the announcement on the issuance of initial public offering of Bank of Lanzhou Co., Ltd. (hereinafter referred to as the “issuance announcement”), since the initial effective subscription multiple on the Internet is 2214.67746 times, higher than 150 times, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism to callback the 341742500 shares issued this time from offline to online. After the call back, the final number of offline shares issued was 56956717, accounting for 10.00% of the total issued this time; The final number of shares issued online was 512613000, accounting for 90.00% of the total issued this time. After the callback mechanism was launched, the final winning rate of this online offering was 0.1354603019%, and the effective subscription multiple was 738.22366 times.
Investors are kindly requested to focus on the issuance process, payment, disposal of share abandonment and other links of this issuance, as follows:
1. Offline investors shall, in accordance with the announcement on the preliminary placement results of offline issuance of initial public offering of shares by Bank of Lanzhou Co., Ltd., timely and fully pay the subscription funds for new shares according to the finally determined issuance price and allocated quantity before 16:00 on January 7 (T + 2) 2022.
If the same placing object is allocated multiple new shares on the same day, it is necessary to pay for each new share in full and fill in the remarks in accordance with the specifications. If the placing object has insufficient funds for a single new share, all the new shares allocated to the placing object on that day will be invalid, and the resulting consequences shall be borne by the investors themselves.
The shares that offline and online investors give up to subscribe for shall be underwritten by the sponsor (lead underwriter).
2. When the total number of shares subscribed by offline and online investors is less than 70% of the number of public offerings, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
3. If the offline investors who provide effective quotation fail to participate in the subscription or the offline investors who obtain the preliminary placement fail to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record.
4. Once this announcement is published, it shall be deemed to have served the payment notice to the offline investors who have participated in the offline subscription and obtained the preliminary placement.
1、 Offline issuance and subscription and preliminary placement results
(i) Offline issuance and subscription
According to the requirements of the measures for the administration of securities issuance and underwriting (CSRC Order No. 144), the sponsor (lead underwriter) verified and confirmed the qualification of investors participating in offline subscription. According to the effective subscription results finally received by the offline issuance electronic platform of Shenzhen Stock Exchange, the sponsor (lead underwriter) makes the following statistics:
28 placing objects managed by 28 offline investors failed to apply for offline purchase in accordance with the requirements of the issuance announcement. The specific list is as follows:
Number of proposed investors when making preliminary inquiry for sequence placing object name of placing object code subscription quantity
(10000 shares)
1 Xingyuan Holding Group Co., Ltd. Xingyuan Holding Group Co., Ltd. i0373800011680
2 Huatong Group Co., Ltd. Huatong Group Co., Ltd. i0663400011680
3 Yiwu brilliance Investment Consulting Co., Ltd. Yiwu brilliance Investment Consulting Co., Ltd. i0731200011680
Limited Company Limited company
4 Wang Wei p0421000011680
5 Xu Yue, Xu Yue p05405001680
6 Zhao Yangmin, Zhao Yangmin p0754200011680
7 Huang haoxuan p1919700011680
8 Wang Yongqing p201650011680
9 Zhang Xuebo p2389400011680
10 Zhang Lei, Zhang Lei p250980011680
11 Yu Zhangxing p2524000011680
12 Wang Yugang p2978200011680
13 Bai Mingyin Bai Mingyin p3450000011680
14 Cai Zhihua Cai Zhihua p4222400011680
15 Liu Shaohong, Liu Shaohong p4420000011680
16 Yao Wenchen Yao Wenchen p4505900011680
17 Zhang Bo Zhang Bo p4933800011680
18 Mai zongfei Mai zongfei p5004900011680
19 Liu Nianxin Liu Nianxin p5056800011680
20 Chen Guangzhu Chen Guangzhu p5087400011680
21 Zhang Zexue p5333700011680
22 Linyan Linyan p538830011680
23 Lu Rongfu p5394300011680
24 Dong Xiaoming p5514800011680
25 pan Baolian pan Baolian p5802500011680
26 pan Haiyan pan Haiyan p5897800011680
27 Yang zudong Yang zudong p5936700011680
28 Chen Kai and Chen Kai and p5948800011680
The remaining 2897 offline investors managed 12846 effective offer placement objects, all of which made offline subscription in accordance with the requirements of the issuance announcement, and the effective number of subscription was 2146962 million shares.
（2） Preliminary offline placement results
According to the offline placement principles and calculation methods published in the announcement on preliminary inquiry and promotion of initial public offering of shares by Bank of Lanzhou Co., Ltd. (hereinafter referred to as the “announcement on preliminary inquiry and promotion”), the issuer and the sponsor (lead underwriter) made a preliminary placement of offline issued shares, and the preliminary placement results are as follows:
The proportion of the number of shares effectively subscribed by the type of placement object in the total number of effective initial placement in the number of shares finally purchased by various investors (10000 shares) under the Internet
Public pension social security 609411028.38% 2854133450.11% 0.04683429% (Class A)
Annuity insurance (b350448016.32% 1147091420.14% 0.03273214%)
Other classes (Class C) 1187103055.29% 1694446929.75% 0.01427380%
Total 214696620100.00% 56956717100.00%-
Note: if the total is inconsistent with the mantissa of the sum of the sub item values, it is caused by rounding.
Among them, the remaining 654 shares were placed to the placement object “Tongtai Huiying hybrid securities investment fund” managed by “Tongtai Fund Management Co., Ltd.” in accordance with the offline placement principle in the preliminary inquiry and promotion announcement, which is the placement object with the largest number of subscription and the earliest subscription time among class a investors, And the sum of its allotted fractional shares and its own allotted shares does not exceed the number of valid subscriptions.
The above placement arrangements and results comply with the placement principles published in the preliminary inquiry and promotion announcement. See the attached table for the allocation of each placing object.
2、 Contact information of sponsor (lead underwriter)
If offline investors have any questions about the offline placement results announced in this announcement, please contact the sponsor (lead underwriter) of this offering. Contact details are as follows:
Sponsor (lead underwriter): China Securities Co.Ltd(601066)
Tel.: 010-86451545, 010-86451546
Contact: equity capital market department
Issuer: recommendation institution (lead underwriter) of Bank of Lanzhou Co., Ltd.: China Securities Co.Ltd(601066) January 7, 2022 (there is no text on this page, which is the seal page of announcement on preliminary placement results of offline issuance of initial public offering of shares by Bank of Lanzhou Co., Ltd.)
Issuer: Bank of Lanzhou Co., Ltd. (this page has no text and is the seal page of announcement on preliminary placement results of offline issuance of initial public offering of shares by Bank of Lanzhou Co., Ltd.)
Sponsor (lead underwriter): China Securities Co.Ltd(601066)
