Securities code: 002389 securities abbreviation: Aerospace Ch Uav Co.Ltd(002389) Announcement No.: 2022-002 Aerospace Ch Uav Co.Ltd(002389)
About the company’s restricted stock incentive plan in 2021
Self inspection report on insider information and incentive objects buying and selling company shares
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Aerospace Ch Uav Co.Ltd(002389) (hereinafter referred to as “the company”) convened the 30th meeting of the 5th board of directors and the 21st Meeting of the 5th board of supervisors on July 15, 2021, and deliberated and adopted the
<公司 2021 年限制性股票激励计划（草案）及其摘要>
For details, please refer to the securities times and cninfo (www.cn. Info. Com.. CN.) published on July 16, 2021 Relevant announcements.
In accordance with the measures for the administration of equity incentive of listed companies (hereinafter referred to as the “measures”), the guidelines for business handling of listed companies of Shenzhen Stock Exchange No. 9 – equity incentive (hereinafter referred to as the “guidelines for handling No. 9”) and other relevant laws and regulations, as well as the articles of association and other relevant provisions, The company has taken sufficient and necessary confidentiality measures for the 2021 restricted stock incentive plan (hereinafter referred to as the “incentive plan”), and made necessary registration for the insiders of the incentive plan. Through Shenzhen Branch of China Securities Depository and Clearing Corporation Limited (hereinafter referred to as “CSDCC”), the company inquired about the trading of the company’s shares by insiders of the incentive plan and incentive objects within 6 months before the public disclosure of the draft incentive plan (i.e. from January 15, 2021 to July 16, 2021, hereinafter referred to as “self inspection period”), The details are as follows:
1、 Verification scope and procedure
1. The verification object is the insider of the incentive plan and the incentive object (hereinafter referred to as the “verification object”).
2. The insiders of the incentive plan have filled in the registration form of insiders of inside information;
3. The company inquired with CSDCC about the purchase and sale of the company’s shares during the self inspection period, and CSDCC issued the inquiry certificate on Shareholding and share change of information disclosure obligor and the detailed list of shareholder share change.
2、 The verification object buys and sells the company’s shares during the self inspection period
According to the inquiry certificate on Shareholding and share change of information disclosure obligor and the detailed list of shareholder share change issued by China Clearing on December 29, 2021, the shares of the company purchased and sold by the verification object are as follows:
1. Trading of the company’s shares by insiders
During the self-examination, a total of 2 insiders (one of whom is the incentive object of the incentive plan) had the behavior of buying and selling the company’s shares. The trading behavior of the above-mentioned personnel occurred before they were listed as insiders of inside information. They did not know any information about the incentive plan at that time. The trading changes during the verification period were based on their own independent judgment of the trading situation in the secondary market, and there was no insider trading due to knowing the inside information.
2. Purchase and sale of shares by incentive objects
During the self-examination, a total of 29 incentive objects (including one insider of the above incentive plan) had the behavior of buying and selling the company’s shares. During the self-examination, the above incentive objects bought and sold the shares of the listed company based on the information publicly disclosed by the listed company and their independent judgment on the trading situation of the secondary market, When buying and selling the company’s shares, he did not know the inside information of the company’s incentive plan, nor did any insider disclose the inside information of the incentive plan to him, and there was no trading using the inside information.
3、 Verification conclusion
In conclusion, through self-examination, the company has taken corresponding confidentiality measures in strict accordance with relevant regulations in the process of planning and demonstrating the incentive plan, limited the scope of participants, and timely registered relevant personnel and intermediaries who have access to insider information. Within 6 months before the public disclosure of the draft incentive plan, no insider or incentive object has been found to use the insider information related to the incentive plan to buy and sell the company’s shares, which complies with the relevant provisions of the administrative measures and the handling guide No. 9, and there is no insider trading.
4、 Documents for future reference
1. Inquiry certificate on Shareholding and share change of information disclosure obligor issued by China Securities Depository and Clearing Co., Ltd. Shenzhen Branch;
2. Detailed list of changes in shareholders’ shares issued by Shenzhen Branch of China Securities Depository and Clearing Corporation.
It is hereby announced
Aerospace Ch Uav Co.Ltd(002389) board of directors January 5, 2002
