Xingtong Shipping Co., Ltd
Initial public offering
Announcement of offline preliminary placement results and online Winning Results
Sponsor (lead underwriter): Citic Securities Company Limited(600030)
hot tip
The application of Xingtong Shipping Co., Ltd. (hereinafter referred to as “Xingtong shares” or “the issuer”) for the initial public offering of RMB common shares (A shares) (hereinafter referred to as “this offering”) has been approved by the China Securities Regulatory Commission in document zjxk [2022] No. 303. This offering is conducted through a combination of offline inquiry and placement to qualified investors (hereinafter referred to as “offline issuance”) and online pricing issuance to social public investors holding non restricted A-Shares and non restricted depositary receipts in Shanghai market (hereinafter referred to as “online issuance”).
The issuer and the sponsor (lead underwriter) Citic Securities Company Limited(600030) (hereinafter referred to as ” Citic Securities Company Limited(600030) ” and “sponsor (lead underwriter)”) negotiated and determined that the number of shares issued this time is 50 million shares. Before the callback mechanism was launched, the initial number of offline shares was 30 million, accounting for 60.00% of the total issued this time; The initial number of shares issued online was 20 million, accounting for 40.00% of the total issued this time. The issue price is 21.52 yuan / share.
According to the callback mechanism announced in the announcement on the initial public offering of shares by Xingtong Shipping Co., Ltd. (hereinafter referred to as the “issuance announcement”), the issuer and the sponsor (lead underwriter) decided to start the callback mechanism because the initial effective subscription multiple online was 625293 times, more than 150 times, 50% (i.e. 25 million shares) of the shares issued this time will be transferred back from offline to online. After the call back, the final number of offline shares issued is 5 million, accounting for 10.00% of the total issued this time; The final number of shares issued online was 45 million, accounting for 90.00% of the total issued this time. After the callback mechanism was launched, the final winning rate of online issuance was 003598311%.
Please pay attention to the payment link of this offering. The specific contents are as follows:
1. Offline investors shall, in accordance with this announcement, timely and fully pay the subscription funds for new shares according to the final issuance price and allocated quantity before 16:00 on March 17 (T + 2) 2022. Offline investors are allocated multiple new shares every day. Please pay for each new share separately. In the case of multiple new shares allocated on the same day, if only one total amount is remitted, the consolidated payment will lead to the failure of accounting, and the resulting consequences shall be borne by the investors themselves.
After online investors win the bid for new shares, they shall fulfill their payment obligations in accordance with this announcement to ensure that their capital account will have sufficient new share subscription funds on March 17 (T + 2) 2022. The transfer of investors’ funds shall comply with the relevant provisions of the securities company where the investors are located.
The shares that offline and online investors give up to subscribe for are underwritten by the sponsor (lead underwriter).
2. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
3. If the offline investors with valid quotation fail to participate in the subscription or obtain the preliminary placement, and the offline investors fail to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record. If online investors fail to pay in full after winning the lottery for three times in a row within 12 months, they shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant’s latest declaration of abandonment of subscription.
4. Once this announcement is published, it shall be deemed to have served the notice of allotment payment to the online investors who have participated in the online subscription and won the lot and all allotment objects who have obtained the allotment of offline issuance. 1、 Online lottery results
According to the issuance announcement, the issuer and the sponsor (lead underwriter) presided over the lottery ceremony for the online issuance of Xingtong shares in the Haitang hall, the conference room on the fourth floor of Zijinshan Hotel, No. 778 Dongfang Road, Pudong New Area, Shanghai on the morning of March 16, 2022 (T + 1). The lottery ceremony was conducted in accordance with the principles of openness, fairness and impartiality. The process and results of the lottery have been notarized by Shanghai Oriental notary office. The winning results are as follows:
Last digit winning lot number
Last “4” digits 299579955293
Last “5” digits: 8333763337433372333703337
The last “6” digits are 857186982186732186607186482186,
357186232186107186074802
The last “7” digits are 7866186911618666161865366186,
41161862866186161618 Henglin Home Furnishings Co.Ltd(603661) 86
Last “8” digits: 7389504623895046
Last “9” digit 108904657
The mantissa of subscription allotment number held by investors who participate in online issuance and subscription of A-Shares of Xingtong shares is the same as that above
If the numbers are the same, it is the winning number. There are 45000 winning numbers in total, and each winning number can only subscribe for 1000 Xingtong shares and a shares. 2、 Offline issuance and subscription and preliminary placement results
(I) offline issuance and subscription
According to the requirements of the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the sponsor
The Agency (lead underwriter) has verified and confirmed the qualification of investors participating in offline subscription. The website of this issue
The next subscription has been completed on March 15, 2022 (t day). According to the offline subscription of Shanghai Stock Exchange
The sponsor (lead underwriter) makes the following statistics on the effective subscription results finally received by the electronic platform:
After verification, 14179 valid quotations managed by 2896 offline investors disclosed in the issuance announcement
Among the placing objects, 28 placing objects managed by 22 offline investors failed to comply with the requirements of the issuance announcement
For offline subscription, the remaining 14151 effective quotation placement objects managed by 2874 offline investors are all listed
Offline subscription was made in accordance with the requirements of the issuance announcement, and the effective number of offline subscription was 3937740 million shares.
The specific list of investors who did not participate in offline subscription is as follows:
In the initial inquiry, the serial number in the initial inquiry, the name of the offline investor, the name of the placing object, the proposed purchase price of the securities account, the proposed purchase quantity (yuan / share) (10000 shares)
1 Chen Gongping a47267200021.52 280
2 Chen Xin a55818401621.52 280
3 Dangjin society Dangjin society a15619371321.52 280
4 Party Deji a31129392821.52 280
5 Fang Wenyan Fang Wenyan a16961529521.52 280
6 Hangzhou Jinlong Investment Consulting Co., Ltd. b88139716121.52 280
Consulting Co., Ltd
7 husin husin a53746769421.52 280
8 Huang Miaoling Huang Miaoling a63016242321.52 280
9 Jiangsu Lianyungang Port Co.Ltd(601008) Municipal Investment Co., Ltd. b88027969021.52 280
Limited company
Marshall Weishi Co., Ltd
10 Marshall Weishi Co., Ltd. – Marshall Weishi investment strategy – d89023251921.52 280 liability company tops emerging markets alpha
Gold QFII
Marshall Weishi Co., Ltd
11 Marshall Weishi Co., Ltd. – Marshall Weishi investment strategy d89027978121.52 280 liability company – tops emerging market fund-
QFII
Marshall Weishi Co., Ltd
12 Marshall Weishi Co., Ltd. – Marshall Weishi investment strategy d89027398921.52 280 liability company – tops emerging markets absolute return
Report fund QFII
Marshall Weishi Co., Ltd
13 responsible company division – Marshall Weishi investment strategy – d89023252721.52 280 market neutral tops Fund – QFII
Marshall Weishi Co., Ltd
14 Marshall Weishi Co., Ltd. – Marshall Weishi investment strategy d89027400821.52 280 liability company – systematic alpha enhancement fund
-QFII
Marshall Weishi Co., Ltd
15 responsible company division – Marshall Vish investment strategy – d89023249621.52 280 Eureka Fund – QFII
16 Peng Chongbo Peng Chongbo a11959544521.52 280
17 Shenzhen Bangmin Industry Shenzhen Bangmin Industry Holding Co., Ltd. b88858487421.52 280 Holding Co., Ltd
Shenzhen Guotong Telecom Shenzhen Guotong Telecom Development Co., Ltd
18 Development Co., Ltd. b88214681421.52 280 company
19 Shenzhen Yihu investment Yihu growth phase I securities investment private b88279922221.52 280 Management Co., Ltd
20 Shenzhen Yihu investment Yihu Jiayuan No. 1 private securities investment b88106096321.52 280 Management Co., Ltd
21 talk about swallows talk about swallows a22399490821.52 280
22 Wang Chidong Wang Chidong a12937207721.52 280
23 Wang Xinhua Wang Xinhua a31018904821.52 280
24 Weng Wei Weng Wei a71284883621.52 280
25 Xiao Yingru
