Citic Securities Company Limited(600030) about
The verification opinions on the formulation and implementation of the company's insider registration system Citic Securities Company Limited(600030) (hereinafter referred to as "the independent financial consultant" or " Citic Securities Company Limited(600030) ") are entrusted by Baoding Technology Co.Ltd(002552) (hereinafter referred to as " Baoding Technology Co.Ltd(002552) " or "listed company"), Acting as the independent financial adviser of Baoding Technology Co.Ltd(002552) issuing shares to purchase assets and raising matching funds and related party transactions (hereinafter referred to as "this transaction").
Citic Securities Company Limited(600030) as the independent financial advisor of this transaction, checked the formulation and implementation of Baoding Technology Co.Ltd(002552) insider registration system, as follows:
1、 Formulation and implementation of the company's insider registration system
In August 2011, Baoding Technology Co.Ltd(002552) in accordance with the measures for the administration of information disclosure of listed companies and the guidelines for the standardized operation of companies listed on the SME Board of Shenzhen Stock Exchange, formulated the registration system for insiders and the registration system for users of external information, which were deliberated and adopted at the 18th meeting of the first board of directors; In April 2012, Baoding Technology Co.Ltd(002552) the 23rd Meeting of the first board of directors revised, deliberated and adopted the registration and management system for insiders of inside information (April 2012) and the registration system for users of external information (April 2012) in accordance with the provisions of the CSRC on establishing the registration and management system for insiders of inside information in listed companies, And on cninfo (www.cn. Info. Com. CN.) Public disclosure.
Baoding Technology Co.Ltd(002552) and the related parties of this transaction have taken strict confidentiality measures to limit the scope of knowledge of relevant sensitive information and ensure that the information is within the controllable range Baoding Technology Co.Ltd(002552) registered the insiders involved in this transaction and timely reported the list of insiders to Shenzhen Stock Exchange.
In addition, Baoding Technology Co.Ltd(002552) also made a memorandum on the progress of this transaction, recording the specific links and progress of this transaction, the time, place, participating institutions and personnel, and reported it to Shenzhen Stock Exchange. The insider verification scope of this transaction includes: the listed company and its directors, supervisors, senior managers, other insider information insiders, both parties to the transaction and their insider information insiders, relevant intermediaries of this transaction and other personnel who know the insider information of this transaction, And the immediate family members (spouse, parents and adult children over the age of 18) of the above-mentioned relevant personnel.
2、 Verification opinions of independent financial advisor
Citic Securities Company Limited(600030) as the independent financial advisor of the company for this transaction, we believe that:
1. Baoding Technology Co.Ltd(002552) in accordance with the securities law of the people's Republic of China, the measures for the administration of information disclosure of listed companies, the provisions on the establishment of an insider registration and administration system by listed companies and other relevant provisions of the CSRC, as well as the articles of association The administrative measures for information disclosure and the internal reporting system for major events have formulated the registration and management system for insiders of insider information, which is in line with the provisions of relevant laws and regulations.
2. Baoding Technology Co.Ltd(002552) in this transaction, the insider was registered and reported in accordance with the insider registration management system, which was in line with the provisions of relevant laws and regulations and the company's system.
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(there is no text on this page, which is the signature page of Citic Securities Company Limited(600030) opinions on the verification of the formulation and implementation of the company's insider information insider registration system) sponsor of independent financial adviser
Feng Xinzheng, Zhang Xin, Zhang Zihui
Citic Securities Company Limited(600030) mm / DD / yyyy
