Citic Securities Company Limited(600030)
Verification opinions on the formulation and implementation of the company's insider registration system
Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) " or "independent financial consultant") accepted the entrustment of Beijing Compass Technology Development Co.Ltd(300803) (hereinafter referred to as " Beijing Compass Technology Development Co.Ltd(300803) " or "listed company") to act as the independent financial consultant of Beijing Compass Technology Development Co.Ltd(300803) this major asset purchase (hereinafter referred to as "this transaction") Citic Securities Company Limited(600030) as the independent financial adviser of this transaction, checked the formulation and implementation of Beijing Compass Technology Development Co.Ltd(300803) insider registration system, as follows:
1、 Formulation and implementation of the company's insider registration system
On May 6, 2020, Beijing Compass Technology Development Co.Ltd(300803) the 9th meeting of the 12th board of directors deliberated and adopted the proposal on formulating the registration and management system for insiders of the company's insider information.
During the planning of this transaction, the listed company and the relevant parties of this transaction have taken necessary and sufficient confidentiality measures to limit the scope of relevant sensitive information. In order to safeguard the interests of investors, the listed company has disclosed the suggestive announcement on participating in the recruitment of investors in the bankruptcy reorganization of Wangxin Securities Co., Ltd. on September 18, 2021, and disclosed the progress announcement on October 26, 2021, December 28, 2021, February 8, 2022 and February 11, 2022.
The listed company signed a confidentiality agreement with the relevant parties of this transaction and took strict confidentiality measures. The listed company registered the insiders involved in this transaction and timely reported the list of insiders to Shenzhen Stock Exchange.
In addition, the listed company also prepared the memorandum on the transaction process of major asset restructuring, recording the specific links and progress of the transaction, including the time, place, participating institutions and personnel of scheme discussion, work content communication and other matters, and registered with Shenzhen Stock Exchange.
2、 Verification opinions of independent financial advisor
Citic Securities Company Limited(600030) as the independent financial advisor of the company for this transaction, we believe that:
1. In accordance with the securities law of the people's Republic of China, the measures for the administration of information disclosure of listed companies, the guidelines for the supervision of listed companies No. 5 - the registration and management system for insiders of listed companies (CSRC announcement [2022] No. 17) and other relevant provisions of the China Securities Regulatory Commission, And the articles of association of the company have formulated the registration and management system for insiders of inside information, which is in line with the provisions of relevant laws and regulations.
2. In this transaction, the listed company carried out the registration and reporting of insiders in accordance with the registration and management system of insiders, which is in line with the provisions of relevant laws, regulations and company systems.
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(there is no text on this page, which is the signature page of Citic Securities Company Limited(600030) opinions on the verification of the formulation and implementation of the company's insider information insider registration system) financial advisor sponsor:
Li Xiaoli, Zhou Jiacheng, Yang zhenrui
Citic Securities Company Limited(600030) mm / DD / yyyy
