Securities code: Changchun High And New Technology Industries (Group) Inc(000661) securities abbreviation: Changchun High And New Technology Industries (Group) Inc(000661) Announcement No.: 2022013 Changchun High And New Technology Industries (Group) Inc(000661) technology industry (Group) Co., Ltd
Announcement on the proposed renewal of the accounting firm in 2022
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
On March 15, 2022, Changchun High And New Technology Industries (Group) Inc(000661) technology industry (Group) Co., Ltd. (hereinafter referred to as "the company") held the 10th meeting of the 10th board of directors, deliberated and adopted the proposal on the renewal of the 2022 financial audit institution and the proposal on the renewal of the 2022 internal control audit institution. The board of directors agreed to renew the appointment of Daxin Certified Public Accountants (special general partnership) (hereinafter referred to as "Daxin firm") as the company's financial and internal control audit institution in 2022. This matter needs to be submitted to the general meeting of shareholders of the company for deliberation and approval. According to relevant regulations, the company announced the following information about Daxin accounting firm to be renewed this time: I. Basic information of the accounting firm to be renewed
(I) institutional information
1. Basic information
Daxin firm was founded in 1985 and transformed into a special general partnership firm in March 2012. Its registered address is room 1504, College International Building, No. 1, Zhichun Road, Haidian District, Beijing. Daxin has 31 branches across the country, set up branches in Hong Kong and initiated the establishment of Daxin international accounting network in 2017. At present, the global members of Daxin international accounting network include 26 network members such as the United States, Canada, Australia, Germany, France, the United Kingdom and Singapore. Daxin has the practicing certificate of accounting firm issued by the Ministry of finance. It is one of the earliest accounting firms engaged in securities business in China and one of the first to obtain the audit qualification of H-share enterprises. It has nearly 30 years of securities business experience.
2. Personnel information
The chief partner of Daxin firm is Mr. Hu Yonghua. As of December 31, 2021, Daxin has 4262 employees, including 156 partners and 1042 certified public accountants. More than 500 certified public accountants have signed the audit report of securities service business.
3. Business information
Daxin's business revenue in 2020 was 1.832 billion yuan, providing services to more than 10000 companies.
In 2020, there were 181 annual report audit clients (including H shares) of listed companies served by Daxin, with an average asset of 24.951 billion yuan and a total charge of 231 million yuan. Customers are mainly distributed in manufacturing, information transmission software and information technology services, water conservancy environment and public facilities management, power, heat, gas and water production and supply, transportation, storage and postal services. The company has 14 audit clients of Listed Companies in the same industry.
4. Investor protection ability
The sum of the cumulative compensation limit of occupational insurance and the occupational risk fund withdrawn exceeds 80 million yuan, and the withdrawal of occupational risk fund and the purchase of occupational insurance comply with relevant regulations.
Civil liability in civil litigation related to practice in recent three years: in December 2020, Hangzhou intermediate people's court ruled that the exchange and other institutions should bear joint and several liability for compensation in the "Wuyang debt" case, and the exchange appealed against the judgment. In September 2021, the higher people's Court of Zhejiang Province made a judgment and upheld the original judgment. 5. Independence and integrity record
Daxin does not violate the independence requirements of the code of professional ethics for Chinese certified public accountants. In recent three years, Daxin has been subject to administrative punishment once and administrative supervision measures 15 times, and has not been subject to criminal punishment, self-discipline supervision measures and self-discipline sanctions. In the past three years, 2 employees have been subject to administrative punishment and 25 people have been subject to supervision and management measures.
(II) project information
1. Basic information
Proposed partner: Mr. Wang Shuqi signature
He has the qualification of certified public accountant, became a certified public accountant in 2004, began to audit listed companies in 2007, practiced in Daxin firm in 2013, began to provide audit services for the company in 2007, and has signed or reviewed the audit reports of the company, Changchun Gas Co.Ltd(600333) , Jilin Expressway Co.Ltd(601518) etc. in recent three years. No part-time job in other units. Certified public accountant to be signed: Ms. Li Nan
Ms. Li Nan, with the qualification of certified public accountant, became a certified public accountant in 2010, began to engage in the audit of Listed Companies in 2020, practiced in Daxin firm in 2010, began to provide audit services for the company in 2020, and has signed or reviewed the audit report of the company in recent three years. No part-time job in other units.
Quality control reviewer: Mr. Feng inventor
He has a certified public accountant qualification, became a certified public accountant in 2002, began to audit listed companies in 2015, practiced in Daxin firm in 2001, began to provide audit services for the company in 2019, and has signed or reviewed the audit reports of the company and Beijing Originwater Technology Co.Ltd(300070) in recent three years. No part-time job in other units.
2. Integrity record
In the last three years, the project partners to be signed have been subject to administrative supervision measures of one warning letter from the dispatched office of the CSRC due to the audit business of listed companies. See the following table for details:
Serial number name punishment date punishment type implementation unit reason
Jilin Securities Regulatory Commission issued a warning letter on the professional audit of the 2018 financial statements of the company limited by the administrative supervision measures of Changchun Gas Co.Ltd(600333) shares owned by Wang Shuqi on January 15, 2020
The remaining personnel have not been subject to criminal punishment, administrative punishment, administrative supervision measures and self-discipline punishment.
3. Independence
The partners of the project to be signed, the signing certified public accountants and the quality control reviewers do not violate the independence requirements of the code of professional ethics for Chinese certified public accountants, do not hold and buy or sell the company's shares, and do not have other economic interests that affect the independence. Regular rotation meets the requirements.
4. Audit fees
Daxin firm has provided audit services for the company for many years, has the experience and ability to provide audit services for the company, and can meet the requirements of the company's annual financial audit and internal control audit. In order to maintain the continuity of the company's audit work, according to the proposal of the audit committee of the board of directors of the company, The company plans to continue to employ Daxin firm as the company's financial and internal control audit institution in 2022. The relevant financial and internal control audit fees are RMB 1 million and RMB 250000 respectively, unchanged from the previous period. The pricing principle of fees is mainly determined according to the audit workload.
2、 Procedures to be performed by the accounting firm to be renewed
1. The audit committee of the board of directors of the company comprehensively considers the audit quality, service level and fees of Daxin firm, considers that it can adhere to the principle of independent audit, practice fairly and ensure that the interests of shareholders of the company are not infringed, and agrees to propose to the board of directors to reappoint Daxin firm as the company's financial and internal control audit institution in 2022.
2. The company held the 10th meeting of the 10th board of directors and the 6th meeting of the 10th board of supervisors on March 15, 2022, deliberated and approved the proposal on renewing the employment of financial audit institution in 2022 and the proposal on renewing the employment of internal control audit institution in 2022, and agreed to renew the employment of Daxin firm as the company's financial and internal control audit institution in 2022.
3. The renewal of the accounting firm will take effect after being submitted to the 2021 annual general meeting of shareholders of the company for deliberation and approval.
4. Prior approval opinion of independent directors: the board of directors of the company plans to reappoint Daxin firm as the company's financial and internal control audit institution in 2022. After verification, Daxin firm has securities service experience and professional competence to engage in the audit of listed companies, which can meet the requirements of the company's audit. In conclusion, we agree to submit the above matters to the board of directors for deliberation.
5. Opinions of independent directors: Daxin firm, which is to be renewed by the company, has sufficient independence, professional competence and investor protection ability. In providing financial audit services for the company, it has well performed the responsibilities and obligations stipulated by both parties in accordance with the independent, objective and fair practice standards, which is conducive to ensuring the quality of audit work of listed companies, It is conducive to protecting the interests of listed companies and other shareholders, especially the interests of small and medium-sized shareholders. The review procedures of this renewal comply with the relevant provisions of relevant laws and regulations, and it is agreed to continue to hire Daxin firm as the company's financial and internal control audit institution in 2022.
4、 Filing documents
1. Supporting documents for the performance of the duties of the Audit Committee;
2. Resolutions of the 10th meeting of the 10th board of directors;
3. Resolutions of the 6th meeting of the 10th board of supervisors;
4. Prior approval and independent opinions signed by independent directors;
5. The business license of the accounting firm to be employed, the information and contact information of the main person in charge and the contact person of the regulatory business, and the identity certificate, practice license and contact information of the certified public accountant to be responsible for the specific audit business.
It is hereby announced.
Changchun High And New Technology Industries (Group) Inc(000661) technology industry (Group) Co., Ltd
Board of directors
March 17, 2022
