Securities code: 301127 securities abbreviation: Tianyuan environmental protection Announcement No.: 2022020 Wuhan Tianyuan environmental protection Co., Ltd
Announcement on reappointment of the company’s audit institution in 2022
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Wuhan Tianyuan environmental protection Co., Ltd. (hereinafter referred to as “the company”) held the 9th meeting of the 5th board of directors and the 5th meeting of the 5th board of supervisors on March 15, 2022, deliberated and adopted the proposal on the renewal of the company’s audit institution in 2022, and the independent directors expressed their prior approval opinions and independent opinions. This proposal still needs to be submitted to the general meeting of shareholders for deliberation. The specific information is hereby announced as follows:
1、 Basic information of the accounting firm to be renewed
Zhongshen Zhonghuan Certified Public Accountants (special general partnership) is an audit institution with securities qualification, with rich experience and professional quality in the audit business of listed companies. Since acting as the company’s audit institution, he has been diligent and responsible, adhered to independent audit with a fair and objective attitude, and provided high-quality audit services for the company. (I) institutional information
1. Basic information
Organization Name: Zhongshen Zhonghuan Certified Public Accountants (special general partnership) (hereinafter referred to as “Zhongshen Zhonghuan”)
Organization form: special general partnership
Date of establishment: zhongshenzhonghuan was founded in 1987. It is one of the first large accounting firms approved by the state to engage in Securities and futures related business and financial business audit. According to the filing list of accounting firms engaged in securities services issued by the Ministry of Finance and the CSRC, Zhongshen Zhonghuan accounting firm (special general partnership) is qualified as an audit institution for the issuance of shares and bonds by a joint stock limited company. In November 2013, it was transformed into special general partnership according to relevant requirements of the Ministry of finance.
Registered address: floor 2-9, No. 169, Donghu Road, Wuchang District, Wuhan, Hubei
Chief partner: Shi Wenxian
At the end of 2021, there were 199 partners, 1282 certified public accountants and 780 certified public accountants who signed the audit report of securities service business.
In 2020, the total audited income was 1946474 million yuan, the audit business income was 1 Rockontrol Technology Group Co.Ltd(688051) 5 million yuan and the securities business income was 4678351 million yuan.
In 2020, there were 179 audit clients of listed companies, mainly in manufacturing, wholesale and retail, real estate, power, heat, gas and water production and supply, agriculture, forestry, animal husbandry, fishery, information transmission, software and information technology services, mining, culture, sports and entertainment. They have audit experience in the industry where the company is located, Among them, the company has 2 audit clients of Listed Companies in the same industry.
2. Investor protection ability
Zhongshen Zhonghuan purchases professional liability insurance according to the scale of business income every year, and makes supplementary provision for professional risk fund. The cumulative compensation limit of the purchased professional insurance is 800 million yuan, which has not been used yet, and can bear the civil compensation liability caused by audit failure.
3. Integrity record
Zhongshen Zhonghuan has not been subject to criminal punishment, self-discipline supervision measures and disciplinary sanctions in the past three years. It has been subject to administrative punishment once for practicing behavior in the last three years and 22 times for practicing behavior in the last three years.
45 practitioners have received criminal punishment 0 times, administrative punishment 2 times, administrative supervision measures 43 times, self-discipline supervision measures 0 times and disciplinary punishment 0 times in the past three years.
(II) project information
1. Basic information
Project partner: Mr. Liu Jun, who became a Chinese certified public accountant in 1999, began to engage in the audit business of Listed Companies in 1998, began to practice in Zhongshen Zhonghuan in 1998, began to provide audit services for the company in 2019, and signed the audit reports of 8 listed companies in the last three years.
Signature certified public accountant: Mr. Ruan Jinlong, who became a certified public accountant in 2018, began to engage in the audit business of Listed Companies in 2014, began to practice in Zhongshen Zhonghuan in 2019, began to provide audit services for the company in 2019, and has not signed or reviewed the audit reports of other listed companies in the past three years.
Project quality control partner: Mr. Tang Jiajun, who became a Chinese certified public accountant in 2005, has been engaged in the audit of listed companies since 1999, has been practicing in Zhongshen Zhonghuan since 1999, and has provided audit services for Tianyuan environmental protection since 2021. Audit reports of 10 listed companies have been signed in the last three years.
2. Integrity record
Mr. Ruan Jinlong, the signing certified public accountant, has no bad records in the past three years and has not been subject to criminal punishment, administrative punishment, administrative supervision measures and self-discipline punishment.
Project partner Liu Jun has received administrative supervision measures once in the last three years and has not been subject to criminal punishment, administrative punishment and self-discipline punishment. See the table below for details:
Serial number name punishment date punishment type punishment implementation unit reason and punishment
1 Liu Jun administrative supervision measures Ningbo securities regulatory bureau was issued a warning letter on January 14, 2020
Mr. Tang Jiajun, the project quality control partner, has been subject to administrative supervision measures once in the past three years. See the following table for details:
Serial number name punishment date punishment type punishment implementation unit reason and punishment
1. On November 7, 2019, the Hubei Securities Regulatory Bureau issued a warning letter on administrative supervision measures
3. Independence
There are no circumstances that may affect the independence of Zhongshen Zhonghuan, project quality control partners, signing project partners, signing accountants and other relevant personnel.
4. Audit fees
The pricing principle of audit fees is mainly based on the business scale and distribution of the company, the fair and reasonable pricing principle of the market, the nature of audit services, complex procedures and other factors.
2、 Review procedures for the renewal of accounting firm
(I) opinions of the board of directors
The 9th meeting of the 5th board of directors of the company deliberated and adopted the proposal on renewing the appointment of the company’s audit institution in 2022. The board of Directors believes that Zhongshen Zhonghuan Certified Public Accountants (special general partnership), which provided audit services for the company in 2021, strictly followed the requirements of relevant laws and regulations, performed their duties diligently, followed the independent, objective and impartial practice standards, completed the audit work of the company in 2021, and provided objective and fair audit reports for the company It fairly reflects the financial situation and operating results of the company. In order to ensure the smooth progress of the company’s audit work, the company plans to continue to employ Zhongshen Zhonghuan Certified Public Accountants (special general partnership) as the company’s audit institution in 2022 for one year.
(II) opinions of the board of supervisors
After checking the relevant materials, the board of supervisors believes that since China audit Zhonghuan Certified Public Accountants (special general partnership) complied with the independent practice standards and performed its duties in the company’s audit in 2021, it has completed the company’s audit objectively and fairly, so as to maintain the continuity and stability of the company’s audit of accounting statements and better serve the company and shareholders, It is proposed to employ Zhonghuan certified public accountants as a special auditing firm in 2022.
(III) prior approval and independent opinions of independent directors
The independent directors reviewed the matters related to the company’s employment of the 2022 audit institution in advance, approved the matter in advance, agreed to submit it to the 9th meeting of the 5th board of directors for deliberation, and expressed the following independent opinions when the board of directors considered the proposal on renewing the employment of the company’s 2022 audit institution:
We believe that Zhongshen Zhonghuan Certified Public Accountants (special general partnership) is the audit institution of our company in 2021. During his tenure as the company’s financial audit institution in 2021, he was diligent and responsible, and was able to comply with the requirements of the auditing standards for Chinese certified public accountants, abide by the professional ethics of the accounting firm, express opinions on the company’s accounting statements objectively and fairly, and better fulfill the responsibilities and obligations of the audit institution. In addition to successfully completing the normal audit tasks, It also gave guidance and suggestions on improving the company’s accounting ability and strengthening the company’s internal control, and successfully completed the company’s audit in 2021.
In view of this, in order to maintain the continuity and stability of the audit of the company’s accounting statements and better serve the company and shareholders, it is agreed to renew the appointment of the Institute as the company’s audit institution in 2022, and it is agreed to submit the proposal to the general meeting of shareholders for deliberation.
(IV) performance of the audit committee
The audit committee of the company reviewed the relevant qualification certificates, relevant information and integrity records of China audit Zhonghuan Certified Public Accountants (special general partnership), and recognized the independence, professional competence and investor protection ability of China audit Zhonghuan Certified Public Accountants (special general partnership), Agree to propose to the board of directors to reappoint Zhongshen Zhonghuan Certified Public Accountants (special general partnership) as the company’s audit institution in 2022.
(V) effective date
The appointment of an accounting firm needs to be submitted to the general meeting of shareholders of the company for deliberation, and will take effect from the date of deliberation and approval by the general meeting of shareholders of the company.
3、 Documents for future reference
1. Resolution of the 9th meeting of the 5th board of directors of Wuhan Tianyuan environmental protection Co., Ltd;
2. Resolution of the 5th meeting of the 5th board of supervisors of Wuhan Tianyuan environmental protection Co., Ltd;
3. Prior approval opinions and independent opinions of independent directors on matters related to the ninth meeting of the Fifth Board of directors of the company;
4. Certification documents of the performance of the Audit Committee;
5. Notes on the basic information of the proposed accounting firm.
It is hereby announced.
Board of directors of Wuhan Tianyuan environmental protection Co., Ltd
March 16, 2022
