Huatai United Securities Co., Ltd
About Cngr Advanced Material Co.Ltd(300919)
Verification opinions on the deposit and use of raised funds in 2021
Huatai United Securities Co., Ltd. (hereinafter referred to as "Huatai United Securities" and "sponsor") as the sponsor of Cngr Advanced Material Co.Ltd(300919) (hereinafter referred to as " Cngr Advanced Material Co.Ltd(300919) " and "company") for initial public offering of shares, listing on GEM and issuing shares to specific objects in 2021, in accordance with the administrative measures for securities issuance and listing sponsor business Guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies, rules for the listing of stocks on the gem of Shenzhen Stock Exchange, guidelines for the self discipline supervision of listed companies of Shenzhen Stock Exchange No. 13 - recommendation business The self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of GEM listed companies and other relevant provisions have verified the deposit and use of raised funds in Cngr Advanced Material Co.Ltd(300919) 2021, and issued the following verification opinions:
1、 Basic information of raised funds
(I) actual amount of raised funds and availability of funds
1. Initial public offering
With the approval of zjxk [2020] No. 3184 issued by the China Securities Regulatory Commission, the company publicly issued 56970000 domestic listed RMB common shares (A shares) in 2020, with a par value of 1.00 yuan per share, an issue price of 24.60 yuan per share and a total raised capital of 140146200000 yuan, After deducting the issuance expenses of 12680845283 yuan (excluding the deductible input VAT of 760850717 yuan), the net amount of raised funds is 127465354717 yuan. After deducting the underwriting fee of 11211696000 yuan (including 634624302 yuan of deductible VAT input tax) from the lead underwriter Huatai United Securities Co., Ltd., the amount of 128934504000 yuan was remitted to the account opened by the company in the business department of China Zheshang Bank Co.Ltd(601916) Changsha branch through Huatai United Securities Co., Ltd. on December 17, 2020, The account number is 551 Ping An Bank Co.Ltd(000001) 01201 Tianma Microelectronics Co.Ltd(000050) 18, and the amount received is 128934504000 yuan. The availability of the above raised funds has been verified by Tianzhi International Certified Public Accountants (special general partnership) and issued "capital verification report No. [2020] 41364".
2. Issue shares to specific objects
With the approval of the document of CSRC permit [2021] No. 3319, the company is approved to issue 36023053 RMB ordinary shares (A shares) to specific objects, with a par value of 1.00 yuan per share, an issue price of 138.80 yuan / share, and a total amount of raised funds of 49999975640 yuan, After deducting the issuance expenses of 4694965005 yuan (excluding the deductible VAT input tax of 281697900 yuan), the net amount of raised funds is 495305010635 yuan. The company advances the recommendation fee of RMB 200000000 in advance, and the remaining recommendation and underwriting fee to be paid is RMB 4592060600 (including the input tax of deductible value-added tax of RMB 259927958), The balance of RMB 495407915040 has been remitted to the account number 431706888013 Shenzhen Huakong Seg Co.Ltd(000068) 96 of Changsha Shawan road sub branch of Bank of Communications Co., Ltd. through the underwriter Huatai United Securities Co., Ltd. on November 17, 2021. The availability of the above raised funds has been verified by Tianzhi International Certified Public Accountants (special general partnership) and issued "capital verification report No. [2021] 43546". (II) current year, cumulative use and year-end balance of raised funds
1. Initial public offering
As of December 31, 2021, the company has used 84495160268 yuan of raised funds for the project of raising and investing initial public offering shares, including 2408800000 yuan in the previous year and 82086360268 yuan in the current year. The balance of raised funds not used at the end of the period was 13653229759 yuan.
The deposit, use and year-end balance of raised funds in this year are as follows:
Unit: RMB
Project amount
Net proceeds 127465354717
Plus: interest income from deposits of raised funds 540200246
Redemption of financial products 52800000000
Income from financial products 149814241
Less: invested amount of raised investment projects (excluding paid issuance expenses) 84495160268
Including: the amount of advance investment in the replacement of raised funds (excluding the 1097200000 issuance fee invested in advance in the replacement)
Temporarily replenish working capital 30000000000
Bank charges 6979177
Expenditure for purchasing financial products: 52800000000
The balance of raised funds not used at the end of the period was 13653229759
Project amount
Including: deposit balance of special account 13653229759
2. Issue shares to specific objects
In this year, the raised funds used for the projects invested by raising funds were 289372109391 yuan, the accumulated raised funds used were 28928 Zhejiang Kingland Pipeline And Technologies Co.Ltd(002443) 1 yuan, and the balance of the raised funds not used at the end of the period was 206210859935 yuan.
The deposit, use and year-end balance of raised funds in this year are as follows:
Unit: RMB
Project amount
Net proceeds 495305010635
Plus: interest income from deposits of raised funds 83666172
The amount of issuance fee that has not been replaced is 323400000
The balance of issuance expenses to be paid at the end of the period is 61202305
Less: invested amount of raised investment project 28928 Zhejiang Kingland Pipeline And Technologies Co.Ltd(002443) 1
Of which: the amount of advance investment in the replacement of raised funds is 162355788346
Input tax of issuance expenses: 281697900
Bank charges 696846
The balance of raised funds not used at the end of the period was 206210859935
Including: deposit balance of special account: 206210859935
2、 Deposit and management of raised funds
In order to regulate the management and use of the raised funds, improve the efficiency and efficiency of the use of funds and protect the rights and interests of investors, the company, in accordance with the securities law of the people's Republic of China, the stock listing rules of Shenzhen Stock Exchange and the self regulatory guidance for listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM and other relevant laws In accordance with the provisions of laws and regulations and normative documents, the measures for the administration of raised funds have been formulated.
(I) management of raised funds
1. Initial public offering
The company has set up a special account for the raised funds in the bank to store the raised funds. In December 2020, the company, together with the sponsor Huatai United Co., Ltd., the China Construction Bank Corporation(601939) Tongren sub branch, the business department of China Citic Bank Corporation Limited(601998) Changsha branch, Industrial Bank Co.Ltd(601166) Dongtang sub branch, Bank Of China Limited(601988) Ningxiang sub branch, Bank Of Changsha Co.Ltd(601577) business department, Changsha Hexi pilot district sub branch of China Minsheng Bank Corporation, China Construction Bank Corporation(601939) Xingxiang sub branch Bank Of Communications Co.Ltd(601328) Changsha Shawan road sub branch, China Everbright Bank Company Limited Co.Ltd(601818) Changsha branch, Ping An Bank Co.Ltd(000001) Co., Ltd. Shenzhen OCT sub branch signed the tripartite supervision agreement on raised funds respectively, clarifying the rights and obligations of all parties.
2. Issue shares to specific objects
The company has set up a special account for the raised funds in the bank to store the raised funds. In December 2021, the company, together with the sponsor Huatai United Co., Ltd. and the Shaodong sub branch of China China Construction Bank Corporation(601939) Co., Ltd., China Construction Bank Corporation(601939) Qinzhougang sub branch, Changsha Xingxiang sub branch of China China Construction Bank Corporation(601939) Co., Ltd., Industrial Bank Co.Ltd(601166) Changsha branch, Industrial Bank Co.Ltd(601166) Qinzhou sub branch of China Bank Of China Limited(601988) Ningxiang sub branch Bank Of China Limited(601988) Guangxi Free Trade Zone Qinzhou Gangpian sub branch, Agricultural Bank Of China Limited(601288) Changsha Furong Middle Road sub branch, Bank Of Changsha Co.Ltd(601577) , Bank Of Communications Co.Ltd(601328) Changsha Shawan road sub branch, Guangxi Beibu Gulf Bank Co., Ltd. Guangxi pilot Free Trade Zone Qinzhou Gangpian sub branch, Guilin Bank Co., Ltd. Qinzhou branch, China Agricultural Bank Of China Limited(601288) Co., Ltd. Tongren branch China Industrial And Commercial Bank Of China Limited(601398) Changsha Simen sub branch, Industrial And Commercial Bank Of China Limited(601398) Tongren Jiulong sub branch, China Everbright Bank Company Limited Co.Ltd(601818) Changsha Xinsheng sub branch, China Citic Bank Corporation Limited(601998) Changsha branch business department, Huarong Xiangjiang Bank Co., Ltd., China Construction Bank Corporation(601939) Tongren branch, Tongren branch of Bank of China, China Minsheng Banking Corp.Ltd(600016) Changsha branch The business department of Guiyang Branch of China Minsheng Bank Co., Ltd. signed the tripartite supervision agreement on raised funds respectively, clarifying the rights and obligations of all parties.
(II) storage of raised funds in special account
1. Initial public offering
As of December 31, 2021, the deposit of the raised funds account is as follows:
Unit: RMB
Deposit bank account No., account type, balance as of date, name of raised investment project
China China Construction Bank Corporation(601939) shares 43050165710809555 raised funds high performance power lithium ion Co., Ltd. Shaodong 999 special account 4952596820 battery Sanyuan cathode material sub branch
