Securities code: Shenzhen Sinovatio Technology Co.Ltd(002912) securities abbreviation: Shenzhen Sinovatio Technology Co.Ltd(002912) Announcement No.: 2022010 Shenzhen Sinovatio Technology Co.Ltd(002912)
Announcement on reappointment of audit institutions in 2022
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Shenzhen Sinovatio Technology Co.Ltd(002912) (hereinafter referred to as "the company" or "the company") held the fifth meeting of the third board of directors and the fourth meeting of the third board of supervisors on March 15, 2022, and considered and adopted the proposal on renewing the appointment of the audit institution in 2022. The specific contents are hereby announced as follows:
1、 Description of the matters to be re employed by the accounting firm
Lixin Certified Public Accountants (special general partnership) (hereinafter referred to as "Lixin") has the qualification of securities and futures related business audit, and has rich experience and professional quality in the audit of listed companies. While serving as the company's audit institution, Lixin Certified Public Accountants (special general partnership) strictly followed the relevant provisions of the accounting standards for business enterprises and the independent auditing standards for Chinese certified public accountants, and was diligent, meticulous and rigorous. The audit report issued for the company comprehensively, objectively and fairly reflected the company's financial status and operating results, It has fulfilled the responsibilities and obligations of the audit institution. In order to ensure the continuity of the company's audit work, it is proposed to continue to employ Lixin Certified Public Accountants (special general partnership) as the company's audit institution in 2022 for a period of one year, which will be reviewed and approved by the company's 2021 annual general meeting, Authorize the general manager of the company to negotiate with Lixin Certified Public Accountants (special general partnership) to determine the audit fee according to the specific audit requirements and audit scope of the company in 2022. 2、 Basic information of the accounting firm to be renewed
(I) institutional information
1. Basic information
(1) Name: Lixin Certified Public Accountants (special general partnership)
(2) Organizational form: special general partnership
(3) Date of establishment: January 24, 2011
(4) Registered address: 4th floor, No. 61, East Nanjing Road, Huangpu District, Shanghai
(5) Personnel information: the chief partner of Lixin is Mr. Zhu Jiandi. By the end of 2021, Lixin had 252 partners, 2276 certified public accountants, a total of 9697 employees, and 707 certified public accountants who signed the audit report of securities service business.
(6) Business information: Lixin is a member of the international accounting network BDO. It has been engaged in securities service business for a long time. Before the implementation of the new securities law, it had securities and futures business license, H-share audit qualification, and has been registered with the American public company accounting supervision board (PCAOB).
In 2020, the business income (audited) of Lixin was 4.106 billion yuan, including 3.431 billion yuan from audit business and 1.357 billion yuan from securities business. Last year, Lixin Certified Public Accountants (special general partnership) provided annual report audit services for 587 listed companies, with an audit fee of 719 million yuan and 39 audit clients of Listed Companies in the same industry. 2. Investor protection ability
By the end of 2021, Lixin had withdrawn 129 million yuan from the occupational risk fund, and the cumulative compensation limit of the occupational insurance purchased was 1.25 billion yuan. The relevant occupational insurance can cover the civil liability caused by audit failure. Civil liability in civil litigation related to practice in recent three years:
Sue (Arbitration) sued (arbitrated) litigation (Arbitration) litigation (Arbitration) litigation (Arbitration) results of litigation (Arbitration)
Renren event amount
Geeya technology and Zhou Liandai are responsible. The 2014 annual report of professional investors Xuhui and Lixin insured by Lixin is expected to be 45 million yuan, which is enough to cover the amount of compensation. At present, the effective judgment has been fulfilled
In the first trial, Lixin made a judgment on the debt of baoqianli to investors due to false statement of securities, bank credit rating and the behavior of RMB 800000 in 2016 from December 30, 2016 to December 30, 2017, baoqianli, northeast group and December 14, 2015 Lixin et al. Reported that 15% of them will bear the supplementary liability for compensation, and the occupational insurance insured by Lixin is sufficient to cover the amount of compensation
3. Integrity record
In the past three years, Lixin has been subject to criminal punishment, administrative punishment once, supervision and management measures 24 times, self-discipline and supervision measures and disciplinary punishment twice for its practice behavior, involving 63 employees.
(II) project information
1. Basic information
When did you start to work in Lixin, when did you start to provide the names of project team members, when did you become a registered accountant, and when did you start to engage in the practice of accounting firm? The company provides accountants for the audit of listed companies (special general audit service partner)
Project partner Ni Yilin 20062002 20062021
Signature registration fee Yi 20152009 20152021 planner
Project quality control Wang Shiwei 19951994 2021 system reviewer
(1) Employment of project partners in recent three years:
Name: Ni Yilin
Time listed company name position
20202021 Zjamp Group Co.Ltd(002758) signed partner
20182021 First Capital Securities Co.Ltd(002797) signed partner
20192021 Zhonglu.Co.Ltd(600818) signed partner
2019 Songcheng Performance Development Co.Ltd(300144) signed partner
(2) Employment of Certified Public Accountants in recent three years:
Name: Fei Yi
Time listed company name position
20202021 Zjamp Group Co.Ltd(002758) signed accountant
20192021 Cig Shanghai Co.Ltd(603083) signed accountant
2019 Zhonglu.Co.Ltd(600818) signature accountant
(3) Employment of quality control reviewer in recent three years:
Name: Wang Shiwei
Time listed company name position
Review partner of Dazhong Transportation (Group) Co.Ltd(600611) (Group) Co., Ltd. from 2019 to 2021
20192021 signed partner of Shanghai Huaihai Business Group Co., Ltd
20192021 review partner of Zhongzhi aiaitong (Shanghai) Technology Co., Ltd
2. Integrity record
In the past three years, the project partner, the signing certified public accountant and the project quality control reviewer have not been subject to criminal punishment due to their professional behavior, administrative punishment and supervision measures by the CSRC and its dispatched offices, industry competent departments, self-discipline supervision measures and disciplinary sanctions by self-discipline organizations such as stock exchanges and industry associations.
3. Independence
There are no circumstances that may affect the independence of Lixin Certified Public Accountants (special general partnership), project partners, signed certified public accountants and project quality control reviewers.
4. Audit fees
The company will authorize the general manager of the company to negotiate with Lixin Certified Public Accountants (special general partnership) to determine the audit fee according to the specific audit requirements and audit scope of the company in 2022 after deliberation and approval at the 2021 annual general meeting of shareholders. The company's audit service fee in 2021 is 800000 yuan (including tax), including 650000 yuan (including tax) for the audit of financial statements, and 150000 yuan (including tax) for each special report (internal control and assurance, etc.) required for the annual report. 3、 Procedures to be performed by the accounting firm to be renewed
(I) performance of the audit committee
The company held the second meeting of the audit committee of the third board of directors on March 15, 2022. The audit committee believed that Lixin Certified Public Accountants (special general partnership) provided audit services for the company in 2021, showed good professional ethics and practice level, and had the qualification to perform securities and futures related businesses, and was qualified to engage in financial audit The qualification and ability of internal control audit are not related to the company, will not affect the independence in the company's affairs, meet the company's audit requirements and have the ability to protect investors.
In order to ensure the continuity of audit work, the audit committee of the company agreed to renew the appointment of Lixin Certified Public Accountants (special general partnership) as the audit institution of the company in 2022, and agreed to submit the matter to the board of directors of the company for deliberation. (II) prior approval opinions and independent opinions of independent directors
1. Prior approval opinions of independent directors
In the process of special audit and financial statement audit of the company, Lixin Certified Public Accountants (special general partnership) strictly abides by the relevant national regulations and the requirements of Certified Public Accountants' practice norms, adheres to the audit work with a fair and objective attitude, expresses audit opinions independently and objectively, and shows good professional ethics and professional quality, It has well performed the responsibilities and obligations stipulated in the contract signed by both parties, and the audit report issued truly and accurately reflects the financial status and operating results of the company. In order to ensure the smooth progress of the company's audit work, all independent directors agreed to continue to employ Lixin Certified Public Accountants (special general partnership) as the company's audit institution in 2022 and submit it to the board of directors and the general meeting of shareholders for deliberation.
2. Independent opinions of independent directors
Upon verification, Lixin Certified Public Accountants (special general partnership) is qualified for auditing securities and futures related businesses, and has rich experience and professional quality in auditing of listed companies. Lixin Certified Public Accountants (special general partnership) was able to audit the company in accordance with the relevant provisions of the accounting standards for business enterprises and the auditing standards, and the audit report issued objectively and fairly reflected the company's financial situation and operating results, and better fulfilled the responsibilities and obligations stipulated in the contract between the two parties.
Therefore, all independent directors agreed to renew the appointment of Lixin Certified Public Accountants (special general partnership) as the company's audit institution in 2022 for a period of one year, and agreed to submit it to the general meeting of shareholders for deliberation.
(III) deliberation and voting of proposals by the board of directors
The company held the fifth meeting of the third board of directors on March 15, 2022, and deliberated and adopted the proposal on renewing the appointment of the audit institution in 2022. The board of Directors believes that during the period of serving as the company's audit institution, Lixin Certified Public Accountants (special general partnership) audited the company in strict accordance with the relevant provisions of the accounting standards for business enterprises and the auditing standards, and the audit report issued objectively and fairly reflected the company's financial situation and operating results, and better fulfilled the responsibilities and obligations stipulated in the contract between the two parties. In order to ensure the smooth progress of the company's audit work, the board of directors of the company agreed to renew the appointment of Lixin Certified Public Accountants (special general partnership) as the company's audit institution in 2022, responsible for the audit of the company's accounting statements and other related work, with a term of employment of one year. (IV) effective date
The renewal of the audit institution needs to be submitted to the general meeting of shareholders of the company for deliberation and effective from the date of deliberation and approval by the general meeting of shareholders of the company.
4、 Documents for future reference
1. The second audit committee of the third board of directors
