Hualong Securities Co., Ltd
About Zhejiang Taitan Co.Ltd(003036)
Verification opinions on the deposit and use of raised funds in 2021
Hualong Securities Co., Ltd. (hereinafter referred to as "Hualong securities" or "sponsor") is the sponsor of Zhejiang Taitan Co.Ltd(003036) (hereinafter referred to as " Zhejiang Taitan Co.Ltd(003036) ", "listed company" or "company") for initial public offering of shares in 2021, According to the measures for the administration of securities issuance and listing recommendation business, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies, the stock listing rules of Shenzhen Stock Exchange, the guidelines for the self-discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board, and In accordance with the requirements of relevant laws, regulations and normative documents such as the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 13 - recommendation business, the deposit and use of raised funds in Zhejiang Taitan Co.Ltd(003036) 2021 have been verified. The details are as follows:
1、 Basic information of raised funds
With the approval of the reply on the approval of Zhejiang Taitan Co.Ltd(003036) initial public offering of shares (zjxk [2021] No. 27) issued by the China Securities Regulatory Commission, the company issued 54 million RMB ordinary shares (A shares) to the public for the first time, with a par value of RMB 1.00 per share, an issue price of RMB 5.72 per share, and a total raised capital of RMB 3088000000. According to the capital verification report (xksbz [2021] No. zf10030) issued by Lixin Certified Public Accountants (special general partnership), as of January 25, 2021, the underwriting institution Hualong Securities Co., Ltd. received the subscription amount of RMB 3088000000 (including the underwriting part), after deducting the issuance expenses (excluding value-added tax) of RMB 5610749350, The net amount of raised funds is 25277250650 yuan.
As of December 31, 2021, Zhejiang Taitan Co.Ltd(003036) the details of the amount of raised funds used in this year are as follows:
Unit: RMB
Project amount (RMB)
The total amount of previously raised funds is 3088000000 less the total amount of previously issued expenses of 5610749300 502. The net amount of raised funds on January 25, 2001 was 25277250650 plus: deposit interest income minus bank service charge of 38060745 plus: income from cash management of temporarily idle raised funds was 89315068
Less: replacement of self raised funds invested in projects with raised funds in advance 34471572 Minus 40: the accumulated use of raised investment projects is 6023109654 minus: temporarily idle raised funds to purchase financial products 15000000000, and the balance of the special account for raised funds on December 31, 2001 was 934359569
2、 Deposit and management of raised funds
In order to regulate the management and use of the company's raised funds and protect the legitimate rights and interests of investors, in accordance with relevant laws, regulations and normative documents such as Shenzhen Stock Exchange self regulatory guidelines for listed companies No. 1 - standardized operation of listed companies on the main board, regulatory guidelines for listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies, The company has formulated the management system of raised funds, and the company manages and uses the raised funds in strict accordance with the provisions of the management system of raised funds.
The company, together with the sponsor Hualong Securities Co., Ltd., signed the tripartite supervision agreement on raised funds with the business department of Bank Of China Limited(601988) Xinchang sub branch, Industrial And Commercial Bank Of China Limited(601398) Xinchang sub branch and gaoxinyuan technology sub branch of Zhejiang Xinchang Rural Commercial Bank Co., Ltd. in February 2021, and opened a special account for raised funds. There is no significant difference between the tripartite supervision agreement signed by the company and the model tripartite supervision agreement of Shenzhen Stock Exchange, and the performance of the tripartite supervision agreement is normal.
As of December 31, 2021, the deposit of the company's previously raised funds in the bank account is listed as follows: unit: RMB
Account name financial institution name account number closing balance
Zhejiang Taitan Co.Ltd(003036) Bank Of China Limited(601988) Xinchang
Sub branch 385779061297258329185 Zhejiang Taitan Co.Ltd(003036) Industrial And Commercial Bank Of China Limited(601398) 121102802920
Xinchang sub branch 67 Dongguan Huali Industries Co.Ltd(603038) 41552982
Zhejiang Taitan Co.Ltd(003036) Zhejiang Xinchang Rural Commercial Bank Co., Ltd
Co., Ltd. gaoxinyuan technology sub branch 2010 Shandong Longquan Pipeline Engineering Co.Ltd(002671) 62661 - Total 934359569
Note: the company has transferred the supplementary working capital in the raised investment project into the general bank account of the company as planned. In order to facilitate management, the corresponding raised capital account "gaoxinyuan science and technology sub branch of Zhejiang Xinchang Bank Rural Commercial Bank Co., Ltd." of the project was cancelled on May 11, 2021, and the corresponding tripartite supervision agreement on raised capital was terminated accordingly.
3、 Actual use of raised funds this year
(I) use of funds for investment projects with raised funds
The actual use of the company's raised funds in 2021 is detailed in Schedule 1 comparison table of the use of raised funds. (II) changes in the place and mode of implementation of the project invested with raised funds
The company does not have any change in the implementation location and implementation mode of the projects invested with raised funds.
(III) advance investment and replacement of investment projects with raised funds
On March 11, 2021, the company held the second meeting of the ninth board of directors and the second meeting of the ninth board of supervisors, deliberated and approved the proposal on using the raised funds to replace the self raised funds invested in the projects invested with raised funds in advance and the paid issuance expenses, and agreed to use the raised funds of RMB 3447157240 to replace the self raised funds invested in the projects invested with raised funds in advance, Lixin Certified Public Accountants (special general partnership) issued the verification report on Zhejiang Taitan Co.Ltd(003036) replacing self raised funds of pre invested projects with raised funds (xksb Zi [2021] No. zf10110).
(IV) temporary replenishment of working capital with idle raised funds
The company does not temporarily supplement working capital with idle raised funds.
(V) cash management with idle raised funds
The company held the second meeting of the ninth board of directors and the second meeting of the ninth board of supervisors on March 11, 2021, deliberated and approved the proposal on using part of the idle raised funds for cash management, and agreed that the company would use the idle raised funds of no more than 150 million yuan for cash management, which would be effective within 12 months from the date of deliberation and approval by the board of directors, Within the above limit and term, it can be used circularly. As of December 31, 2021, the balance of financial products purchased by the company with idle raised funds is RMB 150 million, as follows:
Sequence product name product type amount (10000 yuan) start date maturity date annualized rate of return
No. (estimated)
1. Linked structured deposit protection
(csdvy202102096) low yield 51 Shenzhen Zhongheng Huafa Co.Ltd(000020) 21-3-182022-2-24 2.07% - 3.45% 2 linked structured deposit principal guarantee
(csdvy202102097) low yield 49 Shenzhen Zhongheng Huafa Co.Ltd(000020) 21-3-182022-2-25 2.06% - 3.46% 3 linked structured deposit principal and interest protection
(csdvy202107505) low yield 5 China Vanke Co.Ltd(000002) 021-9-272022-1-3 1.50% - 3.50%
(VI) use of surplus raised funds
The company does not use the surplus funds of the raised funds investment projects for other raised funds investment projects or non raised funds investment projects.
(VII) use of over raised funds
The company does not use over raised funds.
(VIII) purpose and destination of unused raised funds
The unused raised funds of the company will continue to be used for the investment projects of the raised funds originally promised to invest.
(IX) other information about the use of raised funds
The company has no other use of the raised funds.
4、 Change the use of funds for investment projects with raised funds
The investment project of the company's raised funds has not changed.
5、 Problems in the use and disclosure of raised funds
The use of the company's raised funds is not disclosed in a timely, true, accurate and complete manner.
There is no violation in the deposit, use, management and disclosure of the company's raised funds.
6、 The company has more than two times of financing and the use of raised funds in the current year
During the reporting period, the company did not raise funds for more than two times and the use of raised funds existed in that year.
7、 Opinions of the sponsor
During the annual continuous supervision in 2021, the sponsor checked the deposit and use of the company's raised funds and the implementation of the investment projects of the raised funds through data review and other means. The main verification contents include: bank statements for the deposit of the company's raised funds, relevant announcements on the use of raised funds and meeting resolution documents.
After verification, the recommendation institution believes that: Zhejiang Taitan Co.Ltd(003036) strictly implemented the special account storage system of raised funds and effectively implemented the tripartite supervision agreement. As of December 31, 2021, the specific use of Zhejiang Taitan Co.Ltd(003036) raised funds is consistent with the disclosed situation, and there is no case of changing the purpose of raised funds in a disguised manner and damaging the interests of shareholders, and there is no case of illegal use of raised funds.
The recommendation institution has no objection to the deposit and use of the company's raised funds in 2021.
Schedule 1:
Comparison table of use of raised funds
Prepared by: Zhejiang Taitan Co.Ltd(003036) 2021 unit: RMB 10000
Total funds invested and raised this year
Total funds raised
