Hualong Securities Co., Ltd
About Zhejiang Taitan Co.Ltd(003036)
Verification opinions on the self inspection form for the implementation of internal control rules in 2021
Hualong Securities Co., Ltd. (hereinafter referred to as “Hualong securities” or “sponsor”) as the sponsor of initial public offering of Zhejiang Taitan Co.Ltd(003036) (hereinafter referred to as ” Zhejiang Taitan Co.Ltd(003036) ” or “company”), in accordance with the administrative measures for securities issuance and listing sponsor business and the stock Listing Rules of Shenzhen Stock Exchange According to the requirements of self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board and memorandum on information disclosure business of small and medium-sized enterprise board No. 2 – matters related to periodic report disclosure, the self inspection form for the implementation of internal control rules in 2021 prepared by the company is carefully verified, and the following opinions are expressed based on the principle of independent judgment:
1、 Implementation of the company’s internal control rules
Zhejiang Taitan Co.Ltd(003036) compared with the relevant rules of Shenzhen Stock Exchange on internal control and based on the actual situation of the company, carefully checked the construction of the company’s organization, the construction of internal control system, the work of internal audit department and audit committee, and focused on the internal control of information disclosure, internal control of insider trading, internal control of connected transactions Self inspection was conducted on internal control of external guarantee and major investment. According to the self inspection results, the company filled in the self inspection form for the implementation of internal control rules in 2021 and found no violation of internal control rules.
2、 Verification opinions of the recommendation institution
After verification, the sponsor believes that Zhejiang Taitan Co.Ltd(003036) “self inspection form for the implementation of internal control rules in 2021” is filled in in strict accordance with the requirements of Shenzhen Stock Exchange, and truly, accurately and completely reflects the implementation of the company’s relevant rules on internal control of Shenzhen Stock Exchange.
The recommendation institution has no objection to the self-examination form.
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(there is no text on this page, which is the signature page of “opinions of Hualong Securities Co., Ltd. on the self inspection form for the implementation of Zhejiang Taitan Co.Ltd(003036) 2021 annual internal control rules”) (sponsor representative:
Quan Hongtao Hu Lin
Hualong Securities Co., Ltd
