Securities code: Wenzhou Hongfeng Electrical Alloy Co.Ltd(300283) securities abbreviation: Wenzhou Hongfeng Electrical Alloy Co.Ltd(300283) No.: 2022011 Wenzhou Hongfeng Electrical Alloy Co.Ltd(300283)
Announcement on the success rate of online issuance of convertible corporate bonds to unspecified objects and the results of priority placement
Sponsor (lead underwriter): Sino German Securities Co., Ltd
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
hot tip
Wenzhou Hongfeng Electrical Alloy Co.Ltd(300283) (hereinafter referred to as ” Wenzhou Hongfeng Electrical Alloy Co.Ltd(300283) ,” company “or” issuer “) and Zhongde Securities Co., Ltd. (hereinafter referred to as” sponsor (lead underwriter) “,” lead underwriter “or” Zhongde securities “) in accordance with the securities law of the people’s Republic of China and the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]) Measures for the administration of securities issuance and registration of companies listed on the gem (for Trial Implementation) (order [No. 168] of the CSRC), detailed rules for the implementation of convertible corporate bond business of Shenzhen Stock Exchange (hereinafter referred to as the “detailed rules”) “Chapter III refinancing, M & A and reorganization, Section III issuance of convertible corporate bonds to unspecified objects” and other relevant provisions of the guidelines for self-regulation and supervision of companies listed on the gem of Shenzhen Stock Exchange No. 1 – business handling, and organize the implementation of this issuance of convertible corporate bonds to unspecified objects (hereinafter referred to as “convertible bonds” or “Hongfeng convertible bonds”).
The convertible bonds issued this time shall be placed preferentially to the original shareholders registered by China Securities Depository and Clearing Co., Ltd. Shenzhen Branch after the closing of the market on the equity registration date (March 14, 2022, t-1), The balance after the preferential placement of the original shareholders (including the part that the original shareholders give up the preferential placement) is priced and issued to public investors online through the trading system of Shenzhen Stock Exchange (hereinafter referred to as “Shenzhen Stock Exchange”). Investors are requested to carefully read this announcement and the website of Shenzhen Stock Exchange (www.szse. CN.) The promulgated implementation rules. Important tips on the issuance process, subscription and payment, disposal of investors’ abandonment of purchase and other links of this convertible bond issuance are as follows. Please pay attention to them.
1. After winning the subscription of convertible bonds, online investors shall fulfill the obligation of capital settlement in accordance with the announcement on the winning number of Wenzhou Hongfeng Electrical Alloy Co.Ltd(300283) issuing convertible corporate bonds to unspecified objects, so as to ensure that their capital account will have sufficient subscription funds on March 17 (T + 2) 2022, and the transfer of investors’ funds shall comply with the relevant provisions of the securities company where the investor belongs. If the investor’s subscription fund is insufficient, the insufficient part shall be deemed as giving up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investor.
2. When the total number of convertible bonds subscribed by the original shareholders and online investors is less than 70% of the number of this issue; Or when the total number of convertible bonds subscribed by the original shareholders and paid by online investors is less than 70% of the number of this issuance, the issuer and the sponsor (lead underwriter) will negotiate whether to take measures to suspend the issuance and report to the Shenzhen Stock Exchange in a timely manner. If the issuance is suspended, the reasons for the suspension and subsequent arrangements will be disclosed.
The part of the subscription amount of this issuance less than 321.26 million yuan shall be underwritten by the sponsor (lead underwriter). The underwriting base is 321.26 million yuan. The sponsor (lead underwriter) determines the final placement result and underwriting amount according to the online capital arrival. In principle, the underwriting proportion of the sponsor (lead underwriter) shall not exceed 30% of the total issuance, that is, in principle, the maximum underwriting amount is 96.378 million yuan. When the underwriting ratio exceeds 30% of the total amount of this issuance, the sponsor (lead underwriter) will start the internal underwriting risk assessment procedure, continue to perform the issuance procedure or take measures to suspend the issuance after reaching an agreement with the issuer, and report to the Shenzhen Stock Exchange in a timely manner. 3. If an online investor has won the lottery for 3 times but failed to pay in full within 12 consecutive months, it shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant’s latest declaration of abandonment of subscription. The situation of abandoning subscription shall be judged by investors. The number of times of abandonment of subscription shall be calculated according to the cumulative number of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds actually abandoned by investors; If an investor holds multiple securities accounts and abandons subscription in any one of the securities accounts, the number of times of abandonment shall be calculated cumulatively. The situations of abandonment of subscription occurred in disqualification and cancellation of securities accounts are also included in the statistics. For the special account for directional asset management and enterprise annuity account of customers of securities companies, if the “account holder’s name” and “valid identity document number” in the registration data of securities accounts are the same, statistics shall be made according to different investors.
Wenzhou Hongfeng Electrical Alloy Co.Ltd(300283) issued 321.26 million yuan of convertible corporate bonds to unspecified objects. The preferential placement and online subscription of the original shareholders ended on March 15, 2022.
According to the announcement of Wenzhou Hongfeng Electrical Alloy Co.Ltd(300283) issuing convertible corporate bonds to unspecified objects (hereinafter referred to as the “issuance announcement”) published on March 11, 2022 (T-2), once published, this announcement is deemed to have served the allocated information to all investors participating in the subscription. The results of this issuance and subscription of Hongfeng convertible bonds are hereby announced as follows:
1、 General situation
The issuance of Hongfeng convertible bonds this time is 321.26 million yuan, and the issuance price is 100 yuan / piece, totaling 3212600 pieces. The priority placement date and online issuance date of the original shareholders are March 15, 2022 (t day).
2、 Preferred result of original shareholders’ placement
The total number of Hongfeng convertible bonds preferentially placed by the original shareholders was 2177524, or 21775240000 yuan, accounting for 67.78% of the total issued this time.
3、 Online subscription results and successful issuance rate of social public investors
The total number of Hongfeng convertible bonds issued online to public investors is 1035070, or 10350700000 yuan, accounting for 32.22% of the total issuance, and the online winning rate is 00009422475%.
According to the online subscription information provided by Shenzhen Stock Exchange, the number of valid subscriptions issued online to public investors is 109851177470, the total number of allotments is 10985117747, and the starting and ending numbers are 000000 Ping An Bank Co.Ltd(000001) 010985117747.
The issuer and the sponsor (lead underwriter) will organize a lottery ceremony on March 16, 2022 (T + 1), and the lottery results will be posted on cninfo (www.cn. Info. Com. CN.) on March 17, 2022 (T + 2) Make an announcement on the Internet.
Investors shall confirm the number of convertible bonds subscribed according to the winning lot number. Each winning lot number can only subscribe for 10 Hongfeng convertible bonds (i.e. 1000 yuan).
4、 Placement results
Category effective subscription quantity actual allocated quantity winning rate / allocation proportion (piece) (piece)
Original shareholder 2177524100%
Online social public investors 109851177470103507 China Baoan Group Co.Ltd(000009) 422475%
Total 1098533549943212594-
Note: as it is stipulated in the “issuance announcement” that each one is a subscription unit for preferential placement to the original shareholders, and every 10 online subscriptions are a subscription unit, the balance of 6 is underwritten by the sponsor (lead underwriter).
5、 Time to market
The listing time of Hongfeng convertible bonds issued this time will be announced separately.
6、 Documents for future reference
For the general information of this offering, please refer to the suggestive announcement of Wenzhou Hongfeng Electrical Alloy Co.Ltd(300283) offering prospectus of convertible corporate bonds to unspecified objects published in the securities times on March 11, 2022 (T-2). Investors can also go to http://www.cn.info.com.cn Query the full text of the prospectus and relevant information about the offering.
7、 Issuer and sponsor (lead underwriter)
Issuer: Wenzhou Hongfeng Electrical Alloy Co.Ltd(300283)
Address: Tangxia area, Daqiao Industrial Zone, beibaixiang Town, Yueqing City, Zhejiang Province
Contact: Yan Xuewen
Tel: 057785515911
Sponsor (lead underwriter): Sino German Securities Co., Ltd
Address: 22F, office building 1, Huamao center, No. 81 Jianguo Road, Chaoyang District, Beijing contact: equity capital market department
Tel: 01059026619
Issuer: Wenzhou Hongfeng Electrical Alloy Co.Ltd(300283) sponsor (lead underwriter): Sino German Securities Co., Ltd. March 16, 2022
