Guoyuan Securities Company Limited(000728)
About Sinomag Technology Co.Ltd(300835)
2021 continuous supervision and tracking report
Name of recommendation institution: Guoyuan Securities Company Limited(000728) abbreviation of the recommended company: Sinomag Technology Co.Ltd(300835)
Name of sponsor representative: Tao chuanbiao Tel: 055162207410
Name of sponsor representative: Liu Yunxiao Tel.: 055168167907
1、 Overview of sponsor work
Project work content
1. Review of information disclosure of the company-
Yes, Guoyuan Securities Company Limited(000728) (hereinafter referred to as "Guoyuan securities" or "sponsor") according to relevant regulations, (1) whether it reviews the company's information disclosure documents in time
Review the information disclosure documents including the announcement of the three sessions, periodic report and other matters issued by the company.
(2) The number of times that the company's information disclosure documents are not reviewed in time is none
2. Supervise the company to establish, improve and effectively implement rules and regulations
-
(1) whether to supervise the company to establish and improve rules and regulations (including but not limited to the system to prevent related parties from occupying the company's resources)
yes
Degree, raised funds management system, internal control system, internal audit system and related party transaction system)
(2) Whether the company effectively implements relevant rules and regulations is
3. Supervision of raised funds-
12 times, the sponsor inquired about the company's raised funds every month (1) the number of inquiries about the company's special account for raised funds
Special account
(2) Is the progress of the company's fund-raising projects consistent with the information
yes
Consistency of exposed documents
4. Corporate governance supervision-
Attend 0 times as a nonvoting delegate. The company solicited the opinions of the sponsor on relevant proposals before the meeting. The sponsor representative checked the meeting proposals before the number of times of attending the company's general meeting as a nonvoting delegate, and the meeting procedures The voting content complies with laws, regulations and the articles of association.
(2) The number of times of attending the board of directors of the company as nonvoting delegates is 0, and the company will solicit relevant proposals before the meeting is held
After seeking the opinions of the recommendation institution, the recommendation representative checked the proposal of the meeting before the meeting, and the meeting procedures and voting contents comply with the provisions of laws, regulations and the articles of association.
Attend 0 times as nonvoting delegates. The company solicited the opinions of the recommendation institution on relevant proposals before the meeting. The recommendation representative checked the meeting proposals before the number of times of attending the company's board of supervisors as nonvoting delegates, and the meeting procedures The voting content complies with laws, regulations and the articles of association.
5. On site inspection-
(1) Number of on-site inspections: 1
(2) Whether the on-site inspection report is submitted in accordance with the provisions of the exchange yes
(3) The main problems found in the on-site inspection and the rectification are none
6. Independent opinions-
(1) Number of independent opinions 9
(2) Issues involved in issuing non consenting opinions and concluding comments none
7. Report the situation to the Institute (except for the on-site inspection report)-
(1) No number of reports to the exchange
(2) The main contents of the report are not applicable
(3) The progress or rectification of the reported items is not applicable
8. Pay attention to the performance of duties-
(1) Are there any matters needing attention? No
(2) The main contents of the concerns are not applicable
(3) The progress or rectification of concerns is not applicable
9. Whether the records and custody of the working papers of the recommendation business are in compliance
10. Training for listed companies-
(1) Training times: 1 time
(2) Training date: December 6, 2021
On December 6, 2021, the training team trained relevant personnel of the company through on-site teaching.
This training focuses on the main contents of the standardized operation of listed companies and the training of directors (3) after the promulgation of the newly revised listing rules and standardized operation guidelines, including supervision of high-level trading of shares, information disclosure, insider trading Raise funds and other contents, and further conduct specific comparative analysis in combination with the violation cases of relevant listed companies, so as to deepen the effect of this counseling and learning. Through this training, Sinomag Technology Co.Ltd(300835) controlling shareholders, actual controllers, directors, supervisors and senior managers
Managers and other relevant personnel have deepened their mastery and understanding of relevant laws and regulations such as China Securities Regulatory Commission and Shenzhen Stock Exchange, as well as relevant business rules of the gem, so as to improve the legal awareness and The awareness of standardization and integrity will promote the company to further standardize its operation on the gem, abide by its commitments and fulfill its obligation of information disclosure.
11. Other sponsor work that needs to be explained none
2、 Problems found by the sponsor and measures taken
Problems and measures taken
1. Information disclosure is not applicable
2. The establishment and implementation of the company's internal system are all applicable
3. The operation of the "three sessions" is applicable
4. Changes in controlling shareholders and actual controllers are applicable
5. The deposit and use of raised funds are applicable
6. Related party transactions are not applicable
7. All external guarantees are applicable
8. Acquisition and sale of assets are not applicable
9. Other business categories and important matters (including foreign investment, venture capital
None not applicable
Entrusted financial management, financial assistance, hedging, etc.)
10. The situation where the issuer or the intermediary institution it employs cooperates with the recommendation work is applicable
11. Others (including business environment, business development, financial status and management)
None not applicable
Major changes in status, core technology, etc.) III. performance of commitments of the company and shareholders
Whether the commitments of the company and shareholders have been fulfilled, the reasons for non fulfillment of commitments and Solutions
1. Share restriction arrangements and voluntary lock-in commitments are not applicable
2. The issuer and its controlling shareholders, directors and senior managers
Yes, not applicable
Commitment to stabilize the stock price 3. Shareholders holding more than 5% of the issuer's shareholding intention and reduction intention
