Beijing Kawin Technology Share-Holding Co.Ltd(688687) board of supervisors
Verification opinions on the list of incentive objects reserved and granted in the company’s restricted stock incentive plan in 2021
(as of grant date)
The board of supervisors of Beijing Kawin Technology Share-Holding Co.Ltd(688687) (hereinafter referred to as the “company”) shall, in accordance with the company law of the people’s Republic of China (hereinafter referred to as the “company law”), the securities law of the people’s Republic of China (hereinafter referred to as the “Securities Law”) and the administrative measures for equity incentive of listed companies (hereinafter referred to as the “administrative measures”) The Listing Rules of Shanghai Stock Exchange on the science and Innovation Board (hereinafter referred to as the “Listing Rules”) Relevant laws, regulations and normative documents such as the business guide for information disclosure of listed companies on the Kechuang board No. 4 – equity incentive information disclosure (hereinafter referred to as the “business guide”) and the relevant provisions of the Beijing Kawin Technology Share-Holding Co.Ltd(688687) articles of Association (hereinafter referred to as the “articles of association”), After checking the list of incentive objects (as of the grant date) reserved for the company’s restricted stock incentive plan (Draft) in 2021 (hereinafter referred to as “incentive plan (Draft)” or “this incentive plan”), the verification opinions are as follows:
1. The incentive objects reserved and granted in this incentive plan do not have the circumstances that they shall not become incentive objects as stipulated in Article 8 of the administrative measures:
(1) Being identified as inappropriate by the stock exchange within the last 12 months;
(2) It has been identified as an inappropriate candidate by the CSRC and its dispatched offices within the last 12 months;
(3) Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations within the last 12 months;
(4) Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law; (5) Those who are not allowed to participate in equity incentive of listed companies according to laws and regulations;
(6) Other circumstances recognized by the CSRC.
2. The incentive objects reserved and granted in this incentive plan do not include the company’s independent directors, supervisors, shareholders who individually or jointly hold more than 5% of the shares of the listed company, the actual controllers of the listed company and their spouses, parents and children.
3. The list of incentive objects reserved and granted in this incentive plan is consistent with the criteria for determining incentive objects specified in the incentive plan (Draft) approved by the company’s 2020 annual general meeting of shareholders.
4. The incentive objects reserved and granted in this incentive plan meet the qualifications specified in the company law, securities law and other laws, regulations and normative documents as well as the articles of association, meet the incentive object conditions specified in the administrative measures, listing rules and other laws, regulations and normative documents, and meet the scope of incentive objects specified in the company’s incentive plan (Draft), The subject qualification as the incentive object of this incentive plan is legal and effective.
In conclusion, the board of supervisors agreed to the list of incentive objects reserved for grant in the incentive plan, agreed that the reserved grant date of the incentive plan was December 31, 2021, and the grant price was 13.86 yuan / share, and agreed to grant 120000 restricted shares to Mr. Wang Tao, the qualified incentive object.
Beijing Kawin Technology Share-Holding Co.Ltd(688687) board of supervisors December 31, 2021
