Stock Code: 000629 stock abbreviation: Pangang Group Vanadium Titanium & Resources Co.Ltd(000629) Announcement No.: 2022-02 Pangang Group Vanadium Titanium & Resources Co.Ltd(000629)
Self inspection report on the trading of the company’s shares by insiders and incentive objects of the company’s restricted stock incentive plan in 2021
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
On November 4, 2021, Pangang Group Vanadium Titanium & Resources Co.Ltd(000629) (hereinafter referred to as “the company”) convened the 22nd Meeting of the 8th board of directors, deliberated and adopted the proposal on Pangang Group Vanadium Titanium & Resources Co.Ltd(000629) 2021 restricted stock incentive plan (Draft) and its summary and other proposals, It was first publicly disclosed on China Securities Journal, Shanghai Securities News, securities times and cninfo.com on November 5, 2021（ http://www.cn.info.com..cn. ）。
According to the requirements of laws, regulations and normative documents such as the measures for the administration of equity incentive of listed companies, the measures for the administration of information disclosure of listed companies, the stock listing rules of Shenzhen Stock Exchange, the business handling guide for listed companies of Shenzhen Stock Exchange No. 9 – equity incentive, etc, The company has taken sufficient and necessary confidentiality measures for the restricted stock incentive plan in 2021 (hereinafter referred to as the “incentive plan”), and registered the insiders of the incentive plan. According to relevant requirements, the company conducted a self inspection on the trading of the company’s shares by insiders of the incentive plan and incentive objects six months before the first public disclosure of the incentive plan (April 30, 2021 to November 4, 2021, hereinafter referred to as the “self inspection period”), and the specific conditions are as follows:
1、 Scope and procedure of verification
(i) The verification object is the insider and incentive object of the incentive plan.
（2） The insiders of the incentive plan filled in the registration form of insiders.
（3） The company inquired the Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. about the purchase and sale of the company’s shares by the verification object during the self inspection period. Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. issued the inquiry certificate of shareholding and share change of information disclosure obligor and the detailed list of shareholder share change.
2、 Sales of verification objects
(i) Purchase and sale of shares by incentive objects and other subjects
According to the inquiry certificate on Shareholding and share change of information disclosure obligor and the detailed list of shareholder share change issued by Shenzhen Branch of China Securities Depository and Clearing Corporation Limited on November 26, 2021, during the self inspection, the following incentive objects and subjects had the behavior of buying and selling company shares, and the relevant information is as follows:
No. Name job transaction period total buy total sell
(shares) (shares)
1 Li Wen, middle management, from May 7, 2021 to August 23, 2021-9000
Key personnel
2 Wang Yonggang middle management, 2021.4.30 to 2021.8.231210020000
Key personnel
3 Zhao Jishu middle management, 2021.8.25 to 2021.9.292000050000
Key personnel
4 Jiang Jianjun, middle management, 2021.5.10 to 2021.8.263410067500
Key personnel
5 Wang Chaoyun, middle management, 2021.9.7 to 2021.9.22210012100
Key personnel
6 Wenlin middle management, September 221600, 2021-
Key personnel
7 Liu Hongneng, middle management, 2021.5.7 to 2021.8.311000044900
Key personnel
8 Xu Zongbao, middle management, from July 22, 2021 to July 23, 2021-600
Key personnel
9 Yangdong middle managers, 2021.6.9 to 2021.6.101000000000
No. Name job transaction period total buy total sell
(shares) (shares)
Key personnel
10 Gf Securities Co.Ltd(000776) independent financial advisers 2021.5.10 to 2021.11.416994001753600
Co., Ltd
Verified by the company, 1 The purchase and sale of the company’s shares by the above-mentioned incentive objects of the company during the self inspection period is a normal securities investment made by them based on the information publicly disclosed by the company and their independent judgment on the trading situation of the secondary market; When buying and selling the company’s shares during the above-mentioned period, he did not get the inside information of the company’s planning of the incentive plan, nor did any insider disclose the inside information of the incentive plan to him, and there was no trading with the inside information; 2. The proprietary business account of the independent financial adviser Gf Securities Co.Ltd(000776) for trading the company’s shares is an indexation and quantitative investment business account. The investment strategy of the above account is to issue stock trading instructions through a quantitative model based on the public data released by the exchange and listed companies. Such transactions are represented by the trading of a basket of stock portfolios, and do not deal with a single stock. They belong to the categories of ETF, lof, portfolio investment, hedge investment and quantitative investment through proprietary trading accounts, and comply with the guidelines on the information separation wall system of securities companies issued by China Securities Association. Gf Securities Co.Ltd(000776) an information isolation management system has been formulated and implemented, and a separation wall has been set up between businesses with conflicts of interest to prevent the improper circulation of insider information. To sum up, Gf Securities Co.Ltd(000776) the trading of the company’s shares in the above proprietary business stock account is not related to this equity incentive, Gf Securities Co.Ltd(000776) there is no disclosure or disclosure of relevant information, nor is there any use of this information for insider trading or market manipulation.
（2） Trading of stocks by other insiders
According to the inquiry certificate on Shareholding and share change of information disclosure obligor and the detailed list of shareholder share change issued by Shenzhen Branch of China Securities Depository and Clearing Corporation Limited on November 26, 2021, other insiders of the incentive plan did not buy or sell the company’s shares during the self inspection period.
3、 Conclusion of this verification
In the process of planning the incentive plan, the company limited the scope of personnel involved in the planning and discussion in strict accordance with the measures for the administration of equity incentive of listed companies, the management system of insider information and insiders and the relevant internal confidentiality system of the company, timely registered the relevant company personnel and intermediaries who had access to insider information, and took corresponding confidentiality measures. Before the company publicly disclosed the announcement related to the incentive plan for the first time, no information disclosure was found. To sum up, it is verified that within 6 months before the first public disclosure of the incentive plan, no verification object has used the relevant insider information of the incentive plan for stock trading. 4、 Documents for future reference
(i) Inquiry certificate of shareholding and share change of information disclosure obligor;
（2） Detailed list of changes in shareholders’ shares.
Pangang Group Vanadium Titanium & Resources Co.Ltd(000629) board of directors January 4, 2022
