Beijing Deheng Law Firm
about
Sichuan Zhongtai United Design Co., Ltd. issued shares for the first time and was listed on the gem
Supplementary legal opinions (IV)
12 / F, block B, Fukai building, No. Financial Street Holdings Co.Ltd(000402) 19, Xicheng District, Beijing
Tel: 01052682888 Fax: 01052682999 zip code: 100033
Supplementary legal opinions on initial public offering and listing on GEM (Ⅳ)
Beijing Deheng Law Firm
about
Sichuan Zhongtai United Design Co., Ltd
IPO and listing on GEM
Legal opinion (IV)
Deheng 01f2020133622 to: Sichuan Zhongtai Joint Design Co., Ltd
According to the special legal service contract signed with the issuer, the exchange accepts the entrustment of the issuer to act as the special legal adviser for the issuer’s initial public offering of RMB common shares and listing on the gem. In accordance with the relevant provisions of laws, administrative regulations, departmental rules and other normative documents, such as the company law, the securities law, the measures for the IPO of the gem, the Listing Rules of the gem, the rules for the preparation and reporting of information disclosure of companies offering securities to the public No. 12 – legal opinions and lawyers’ work report on the public offering of securities, The exchange has issued the legal opinion of Beijing Deheng Law Firm on the initial public offering and listing on the gem of Sichuan Zhongtai Joint Design Co., Ltd. (hereinafter referred to as the “legal opinion”) The lawyer work report of Beijing Deheng Law Firm on the initial public offering and listing on the gem of Sichuan Sino Thai joint design Co., Ltd. (hereinafter referred to as the “lawyer work report”) Supplementary legal opinion of Beijing Deheng Law Firm on the initial public offering and listing on the gem of Sichuan Sino Thai joint design Co., Ltd. (hereinafter referred to as “supplementary legal opinion I”) The supplementary legal opinion of Beijing Deheng Law Firm on the initial public offering and listing on the gem of Sichuan Sino Thai joint design Co., Ltd. (II) (hereinafter referred to as “supplementary legal opinion II”) and Special verification report of Beijing Deheng Law Firm on shareholders’ information disclosure of Sichuan Zhongtai United Co., Ltd. in its initial public offering and listing on the gem (hereinafter referred to as “special verification report”) (hereinafter collectively referred to as “preliminary legal opinions”).
Supplementary legal opinions on initial public offering and listing on GEM (Ⅳ)
Since the issuer’s relevant situation has changed from the issuance of the previous legal opinion to the issuance of this supplementary legal opinion (hereinafter referred to as the “supplementary verification period”), In addition, the issuer entrusted Daxin office to audit the financial statements of the issuer in 2019, 2020 and 2021 and issued the “Daxin Shen Zi [2022] No. 800005” audit report (hereinafter referred to as the “audit report”), and the handling lawyer of the office conducted supplementary verification on the legal matters that need to be supplemented and explained by the lawyer.
On July 8, 2021, the GEM Listing audit center of Shenzhen Stock Exchange issued the audit inquiry letter on the application documents of Sichuan Sino Thai joint design Co., Ltd. for initial public offering and listing on the gem (hereinafter referred to as the “audit inquiry letter”) On October 26, 2021, the second round of examination and inquiry letter on the application documents of Sichuan Zhongtai Joint Design Co., Ltd. for initial public offering and listing on the gem (examination and approval letter [2021] No. 011206) (hereinafter referred to as the “second round of examination and inquiry letter”) was issued On January 8, 2022, the third round of examination and inquiry letter on the application documents of Sichuan Sino Thai joint design Co., Ltd. for initial public offering and listing on the gem was issued (examination and approval letter [2022] No. 010088), hereinafter referred to as the “third round of examination and inquiry letter”), On the basis of the issued supplementary legal opinions (I), supplementary legal opinions (II) and supplementary legal opinions (III), the handling lawyers of the office updated and verified the legal matters requiring supplementary verification by lawyers in the first round of audit inquiry letter, the second round of audit inquiry letter and the third round of audit inquiry letter.
Based on the above supplementary and updated verification, our lawyer issues this supplementary legal opinion.
The premises and assumptions of the legal opinion issued by the Institute in the early stage are also applicable to this supplementary legal opinion; Unless otherwise specified in this supplementary legal opinion, the abbreviation of the name used in the previous legal opinion of the exchange is also applicable to this supplementary legal opinion. In this supplementary legal opinion, the reporting period refers to 2019, 2020 and 2021.
This supplementary legal opinion is a modification, supplement or further explanation of the relevant contents of the previous legal opinion, and constitutes an integral part of the previous legal opinion.
The firm and its handling lawyers have strictly performed their statutory duties in accordance with the provisions of the securities law, the measures for the IPO of gem, the measures for the administration of law firms engaging in securities legal business, the rules for the practice of securities legal business of law firms (for Trial Implementation), and the facts that have occurred or exist before the issuance date of this supplementary legal opinion, Following the principles of diligence, good faith and full verification, this supplementary legal opinion is guaranteed
Supplementary legal opinions on initial public offering and listing on GEM (Ⅳ)
The facts identified are true, accurate and complete, the concluding opinions issued are legal and accurate, and there are no false records, misleading statements or major omissions.
The exchange only gives opinions on legal issues related to this offering and listing, and does not give opinions on professional matters such as accounting, auditing and evaluation. The quotation of certain contents in relevant accounting statements, audit reports and evaluation reports in this supplementary legal opinion does not indicate that the handling lawyer of this office makes any judgment or guarantee on the authenticity, accuracy and legitimacy of these contents.
The exchange does not authorize any unit or individual to make any explanation or explanation on this supplementary legal opinion.
The exchange agrees to submit this supplementary legal opinion together with other application materials to the Shenzhen stock exchange for review. This supplementary legal opinion is only for the purpose of the issuer’s current issuance and listing, and shall not be used for any other purpose.
Supplementary legal opinions on initial public offering and listing on GEM (Ⅳ)
Part I update of relevant information of this offering and listing
1、 Substantive conditions for this offering and listing
In the preliminary legal opinions, our lawyers disclosed that the issuer’s issuance and listing met the substantive conditions for applying for initial public offering and listing as stipulated in laws, regulations and normative documents such as the company law, the securities law, the measures for IPO on the gem, the Listing Rules on the gem and so on.
According to the audit report, the confirmation of the issuer and the verification of our lawyers, as of the date of issuance of this supplementary legal opinion, the issuer has continuously met the substantive conditions stipulated in the company law, the securities law, the measures for IPO on the gem, the Listing Rules on the gem and other laws, administrative regulations and normative documents.
2、 Sponsors and shareholders (retroactive to actual controllers)
According to the relevant documents of shareholders provided by the issuer and verified by the lawyers of the exchange, as of the date of issuance of this supplementary legal opinion, the basic information of Chongqing lechuang, the shareholder of the issuer, is updated as follows:
Chongqing lechuang has 31 partners, and the capital contribution and equity of each partner are changed as follows:
Serial number name contribution amount (yuan) contribution proportion (%) position
1. Zhou Xiaofeng 166116727.69 director and general manager
2. Zhang Xiaobo 234618839.11 Chairman
3. Yu Dongchun 1446802.41 director of quality and Technology Center
4. Yang Sheng 1446802.41 assistant manager of quality and Technology Center
5. Xu Tian 1446802.41 director of quality and Technology Center
6. Qiu Hao 1446802.41 manager of creative management center
7. Liu Junwu 1446802.41 deputy manager of quality and Technology Center
8. Wang Liang 1157441.93 manager of quality and Technology Center
9. Huang Daolin 1157441.93 deputy manager of quality and Technology Center
10. Zhang Changlin 940421.57 manager of quality and Technology Center
11. Wei Qiong 1516252.53 assistant director of operation and Management Center
12. Zhang Xiaolei 868081.45 deputy director of quality and Technology Center
13. Qu Yiming 868081.45 assistant director of creative management center
14. Zhang Zhongjun 723401.21 manager of quality and Technology Center
15. Jianghai 636591.06 deputy director of quality and Technology Center
16. Zhu Junying 578720.96 Creative Management Center Manager Assistant
17. To the director of benjiang 578720.96 quality and Technology Center
18. Li Gaoqiang 462980.77 assistant manager of creative management center
19. Chen Fuxin 462980.77 director of creative management center
Supplementary legal opinions on initial public offering and listing on GEM (Ⅳ)
Serial number name contribution amount (yuan) contribution proportion (%) position
20. Zhang Chengwei 318300 0.53 deputy manager of quality and Technology Center
21. Wang Zheng 289360.48 assistant manager of creative management center
22. Wang Fengming 289360.48 assistant manager of quality and Technology Center
23. Liu Zhixin 289360.48 manager of quality and Technology Center
24. He Hong 289360.48 Creative Management Center Manager
25. Fan bin 289360.48 deputy director of quality and Technology Center
26. Tan Libin 248850.41 manager of quality and Technology Center
27. Wu Jing 144680.24
