Shaanxi Laite photoelectric material Co., Ltd
Initial public offering of shares and listing on the science and innovation board, announcement of issuance results, sponsor (lead underwriter): Citic Securities Company Limited(600030)
The application of Shaanxi Laite Optoelectronic Materials Co., Ltd. (hereinafter referred to as "the issuer" or "Laite optoelectronic") for the initial public offering of RMB common shares (A shares) and listing on the science and Innovation Board (hereinafter referred to as "this offering") has been examined and approved by the stock listing committee of the science and Innovation Board of Shanghai Stock Exchange (hereinafter referred to as "Shanghai Stock Exchange"), It has been approved for registration by China Securities Regulatory Commission (zjxk [2021] No. 4122). The issuer's stock is abbreviated as "Wright optoelectronics", the extension is abbreviated as "Wright North Electro-Optic Co.Ltd(600184) , and the stock code is" 688150 ".
This offering adopts directional placement to strategic investors (hereinafter referred to as "strategic placement") and offline inquiry placement to qualified offline investors (hereinafter referred to as "offline issuance") Online pricing issuance (hereinafter referred to as "online issuance") to social public investors holding non restricted A-Shares and the market value of non restricted depositary receipts in Shanghai market.
The issuer and the recommendation institution (lead underwriter) Citic Securities Company Limited(600030) (hereinafter referred to as "recommendation institution (lead underwriter)" or " Citic Securities Company Limited(600030) ") negotiated and determined the issue price of 22.05 yuan / share according to the preliminary inquiry results and taking into account the issuer's fundamentals, market conditions, valuation level of Listed Companies in the same industry, requirements for raised funds and underwriting risks, The number of shares issued is 4024375900, all of which are new shares without transfer of old shares.
The initial strategic placement quantity of this issuance is Hefei Taihe Intelligent Technology Group Co.Ltd(603656) 2 shares, accounting for about 15.00% of the total scale of this issuance. The subscription funds promised by the strategic placement investors and the brokerage commission for the placement of new shares have been fully remitted to the bank account designated by the sponsor (lead underwriter) within the specified time. The final strategic placement quantity of this issuance is 5838433 shares, accounting for about 14.51% of this issuance, The difference between the initial number of strategic placement shares and the final number of strategic placement shares was 1981290 shares, which were transferred back to offline issuance.
After the adjustment of the strategic placement and before the launch of the offline online call back mechanism, the initial offline issuance was 27564326 shares, accounting for about 80.12% of the issuance after deducting the final strategic placement; The initial number of shares issued online was 6841000 million, accounting for about 19.88% of the number issued after deducting the final strategic placement.
According to the callback mechanism announced in the announcement of Shaanxi Laite photoelectric materials Co., Ltd. on initial public offering and listing on the science and Innovation Board (hereinafter referred to as the "issuance announcement"), since the initial effective subscription multiple on the Internet is 424680 times, more than 100 times, the issuer and the sponsor (lead underwriter) decided to start the callback
The allocation mechanism will deduct 10% of the number of shares in this public offering after the final strategic placement (rounded up to
Integral multiples of 500 shares (i.e. 3441000 million shares) are dialed back from offline to online. After the callback mechanism is started: offline
The final number of shares issued was 24123326, accounting for about% of the number issued after deducting the final strategic placement
70.12%； The final number of shares issued online is 10.282 million, accounting for about 10.282 million shares issued after deducting the final strategic placement
29.88% of the quantity. After the callback mechanism was launched, the final winning rate of online issuance was 003539129%.
The online and offline subscription and payment work of this offering has been settled on March 10, 2022 (T + 2)
Bundle. The details are as follows:
1、 Statistics of new share subscription
The recommendation institution (lead underwriter) shall, according to the payment of this strategic investor, as well as the Shanghai Stock Exchange and China
According to the data provided by Shanghai Branch of Securities Depository and Clearing Co., Ltd., this strategic placement, online and offline
According to the statistics of the subscription of new shares issued, the results are as follows:
(I) strategic placement
The strategic placement of this offering is followed by the relevant subsidiaries of the sponsor, the senior managers of the issuer and
The special asset management plan for core employees is composed of Citic Securities Company Limited(600030) Investment Co., Ltd. (hereinafter referred to as
"China Securities Investment"), the special asset management plan for the senior management and core employees of the issuer is CITIC Securities
The employees of Wright optoelectronics participated in the collective asset management plan of strategic placement of Kechuang board (hereinafter referred to as "Wright optoelectronics")
Management plan ") and Citic Securities Company Limited(600030) Wright optoelectronics employees participate in the collective asset management plan of Kechuang board strategic placement No. 2
(hereinafter referred to as "Wright optoelectronics No. 2 asset management plan").
The final situation of the strategic placement of this offering is as follows:
The proportion of the number of shares allocated to strategic investors in the total brokerage commission (yuan) (month) (%) (yuan)
Participate in follow-up investment
Sponsor of CSI investment 18140584.513999997890 - 3999997890 24 structural correlation
company
Of the issuer of Wright Optoelectronics
Management plan senior management 10849682.702392354440119617722404316212 12 personnel and nuclear
Wright optoelectronics 2 Center Staff College
Asset Management Plan No. 29394077.306481392435324069626513799397 12 management plan
Total 583843314.51128737447654436873412918113499-
(II) online subscription of new shares
1. Number of shares subscribed by online investors (shares): 10176802
2. Subscription amount paid by online investors (yuan): 22439848410
3. Number of online investors giving up subscription (shares): 105198
4. Subscription amount abandoned by online investors (yuan): 231961590
(III) offline subscription of new shares
1. Number of shares subscribed by offline investors (shares): 24123326
2. Subscription amount paid by offline investors (yuan): 53191933830
3. Brokerage commission for placement of new shares paid by offline investors (yuan): 265960756
4. Number of offline investors giving up subscription (shares): 0
5. Subscription amount of investors under the second online lottery: 0.00 yuan
In accordance with the issuance announcement, the issuer and the sponsor (lead underwriter) presided over the lottery ceremony for the offline placement of shares of Shaanxi Laite photoelectric materials Co., Ltd. in the morning of March 11, 2022 (T + 3) at the Haitang hall, the conference room on the fourth floor of Zijinshan Hotel, No. 778 Dongfang Road, Pudong New Area, Shanghai.
The lottery ceremony was conducted in accordance with the principles of openness, fairness and impartiality. The process and results of the lottery have been notarized by Shanghai Oriental notary office.
The winning results are as follows:
Last digit winning lot number
Last "1" digit 9
Last "4" digit 2230
All securities investment funds and other partial stock asset management products established through public offering, national social security fund, basic endowment insurance fund, enterprise annuity fund established in accordance with the measures for the administration of enterprise annuity fund If the mantissa of the subscription allotment number held by the placement objects such as insurance funds and QFII funds that meet the relevant provisions of the measures for the administration of the use of insurance funds is the same as the above number, it is the winning number.
A total of 3145 accounts participated in the offline placement and lottery, and the number of accounts corresponding to 10% of the final allocated accounts (rounded up) is 315. According to the lottery results, all the winning accounts have obtained the shares for this placement, and the sales restriction period is 6 months. The number of shares corresponding to the winning account of this part is 1709587, accounting for 7.09% of the total offline issuance and 4.97% of the total public issuance after deducting the number of strategic placement.
Please refer to the "attached table: table of lottery results of offline placement" for the specific conditions of the placing objects who won the lottery in this offline lottery. 3、 Underwriting by the recommendation institution (lead underwriter)
The number of shares abandoned by online and offline investors is underwritten by the sponsor (lead underwriter). The number of shares underwritten by the sponsor (lead underwriter) is 105198 shares, and the underwriting amount is 231961590 yuan. The proportion of the number of underwritten shares in the number of shares issued this time after deducting the final strategic placement is 0.3058%, The proportion of the number of underwritten shares in the total scale of this issuance was 0.2614%.
On March 14, 2022 (T + 4), the recommendation institution (lead underwriter) will transfer the underwriting funds to the issuer together with the funds paid and subscribed by strategic investors and online and offline investors after deducting the recommendation underwriting fee and the brokerage commission of new share placement. The issuer will submit the application for share registration to China Securities Depository and Clearing Co., Ltd. Shanghai Branch, Register the underwritten shares in the securities account designated by the sponsor (lead underwriter). 4、 Contact information of sponsor (lead underwriter)
If online and offline investors have any questions about the issuance results announced in this announcement, please contact the sponsor (lead underwriter) of this issuance. The specific contact information is as follows:
Sponsor (lead underwriter): Citic Securities Company Limited(600030)
Contact: stock capital market department
Tel: 01060833640
Email: [email protected].
Issuer: sponsor (lead underwriter) of Shaanxi Laite photoelectric materials Co., Ltd.: Citic Securities Company Limited(600030) March 14, 2022
Attached table: lottery results of offline placement
Name of investors under the order network name of placing object number of securities account placing number of restricted issue number (shares) (month)
1 Guohua Life Insurance Co., Ltd. Guohua Life Insurance Co., Ltd. - traditional insurance b8841017685626 6 insurance product No. 7
2 Guohua Life Insurance Co., Ltd. Guohua Life Insurance Co., Ltd. - dividend No. 3 b8830805085626 6
3 China Europe Fund Management Co., Ltd. China Europe prosperity outlook one-year holding hybrid securities investment d8902904785626 6-funded funds
4 China Europe Fund Management Co., Ltd. China Europe Jinli hybrid securities investment fund d8902559155626 6
5 China Europe Fund Management Co., Ltd. China Europe gem regularly opens hybrid securities investment d8902276035626 6-funded funds for two years
6 China Europe Fund Management Co., Ltd. China Europe foreseeable pension target date 2035 three-year holding period d8901492795626 6 funds in hybrid funds
7 China Europe Fund Management Co., Ltd. China Europe Fenghong Shanghai Hong Kong Shenzhen flexible configuration hybrid securities investment d8900412015626 6-funded funds
8 China Europe Fund Management Co., Ltd. China Europe Jinyuan flexible allocation hybrid securities investment fund d8999025985626 6
9 Minsheng Jiayin Fund Management Co., Ltd. Minsheng Jiayin Ruili hybrid
