The special report of 3Peak Incorporated(688536) microelectronics technology (Suzhou) Co., Ltd. on the deposit and actual use of raised funds in 2021 is in accordance with the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies issued by China Securities Regulatory Commission (hereinafter referred to as "CSRC") In accordance with the relevant provisions of the Listing Rules of Shanghai Stock Exchange on the Kechuang board and the self regulatory guidelines for listed companies on the Kechuang board of Shanghai Stock Exchange No. 1 - standardized operation, the special instructions on the deposit and actual use of the raised funds of 3Peak Incorporated(688536) microelectronics technology (Suzhou) Co., Ltd. (hereinafter referred to as the "company") in 2021 are as follows:
1、 Basic information of raised funds
(I) actual amount of raised funds and receipt of funds
According to the reply on Approving the registration of 3Peak Incorporated(688536) initial public offering of shares (zjxk [2020] No. 1824) issued by China Securities Regulatory Commission on August 18, 2020, the company was approved to issue 20000000 ordinary shares to domestic investors in the initial public offering of RMB, with an issue price of RMB 115.71 per share, and the share price was fully paid in RMB, The total amount of raised funds is RMB 231420000000. The company paid a total of 16190143200 yuan (15273720000 yuan excluding value-added tax) of underwriting and recommendation fees including value-added tax. After deducting the amount of underwriting and recommendation fees including value-added tax, the company actually received 215229856800 yuan of raised funds (hereinafter referred to as "raised funds") and deposited them into the special account for raised funds, The above funds were put in place on September 15, 2020, which was verified by PricewaterhouseCoopers Zhongtian Certified Public Accountants (special general partnership) and issued PwC Zhongtian Yan Zi (2020) No. 0818 capital verification report. The net amount of the total funds raised by the company after deducting all share issuance expenses (excluding value-added tax, underwriting and recommendation expenses and other issuance expenses) of RMB 16845342535 is RMB 214574657465.
(II) use and balance of raised funds
As of December 31, 2021, the amount of raised funds used by the company in 2021 was RMB 43810279795, and the accumulated amount of raised funds used was RMB 48988975294. In 2021, the net amount of interest deducted from raised funds was RMB 75059918, and the accumulated net amount of interest income deducted from raised funds was RMB 117344035, In 2021, the investment income received from the purchase of financial products for cash management was 5734125198 yuan, and the accumulated investment income received from the purchase of financial products for cash management was 6995599172 yuan. As of December 31, 2021, the balance of raised funds was 173353824713 yuan, of which the amount used for cash management was 173000000000 yuan.
As of December 31, 2021, the use and balance of the company's raised funds are as follows:
Unit: RMB
Project amount
The total amount of raised funds actually received is 215229856800
Less: amount invested in raised funds (48988975294)
Plus: net amount of interest income of raised funds minus handling charges 117344035
Income for cash management 6995599172
Less: cash management amount (173000000000)
As of December 31, 2021, the closing balance of the special account for raised funds was 353824713
2、 Management of raised funds
(I) management of raised funds
In order to standardize the management and use of the raised funds, the company implements a special account for the raised funds. In accordance with the company law of the people's Republic of China (hereinafter referred to as the "company law"), the securities law of the people's Republic of China (hereinafter referred to as the "Securities Law"), the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies, and the Listing Rules of shares on the science and Innovation Board of Shanghai Stock Exchange The provisions of relevant laws, regulations and normative documents such as the measures for the administration of funds raised by listed companies on the Shanghai Stock Exchange and the self regulatory guidelines for companies listed on the science and Innovation Board of Shanghai Stock Exchange No. 1 - standardized operation, in combination with the actual situation of the company, Formulated the management system for raised funds of 3Peak Incorporated(688536) microelectronics technology (Suzhou) Co., Ltd. (hereinafter referred to as the "management system for raised funds"), implemented a special account storage system for raised funds, and stipulated the storage and use of raised funds, project implementation management, change of investment projects and supervision of use. The system has been deliberated and approved by the company's second extraordinary general meeting of shareholders in 2020.
(II) three party and four party supervision agreements for raised funds
According to the raised funds management system, in September 2020, the company signed the tripartite supervision agreement on the storage of raised funds with the sponsor Haitong Securities Company Limited(600837) , the special account supervision bank China Merchants Bank Co.Ltd(600036) Shanghai Branch, Shanghai Pudong Development Bank Co.Ltd(600000) Jinqiao sub branch, Bank Of Suzhou Co.Ltd(002966) high tech Industrial Development Zone sub branch and the Park Branch of China Merchants Bank Co.Ltd(600036) Suzhou Branch. Upon deliberation and approval of the 19th meeting of the second board of directors and the 14th meeting of the second board of supervisors held on June 21, 2021, the company agreed to increase the wholly-owned subsidiary 3Peak Incorporated(688536) microelectronics technology (Shanghai) Co., Ltd. (hereinafter referred to as " 3Peak Incorporated(688536) Shanghai") as the implementation subject of the raised investment project "analog integrated circuit product development and industrialization project", It is also agreed that the company will use the raised fund of 150 million yuan to inject capital into 3Peak Incorporated(688536) Shanghai to implement the raised investment project.
On October 13, 2021, 3Peak Incorporated(688536) Shanghai completed the opening of the special account for raised funds (hereinafter referred to as the "special account"), with an account number of 961 Pku Healthcare Corp.Ltd(000788) 017 Shenzhen Quanxinhao Co.Ltd(000007) 93. On October 15, 2021, the company completed the capital injection to 3Peak Incorporated(688536) Shanghai.
On November 12, 2021, the company, its wholly-owned subsidiary 3Peak Incorporated(688536) Shanghai and the sponsor Haitong Securities Company Limited(600837) and Shanghai Pudong Development Bank Co.Ltd(600000) Jinqiao sub branch signed the four party supervision agreement on the storage of special account for raised funds. The above three-party agreement and four party agreement clarify the rights and obligations of all parties, and there is no significant difference from the three-party supervision agreement (model) on special account storage of raised funds of Shanghai Stock Exchange.
As of December 31, 2021, the company and its relevant subsidiaries have deposited and used the raised funds in strict accordance with the provisions of the tripartite supervision agreement on the storage of raised funds and the quadripartite supervision agreement on the storage of raised funds.
(III) storage of raised funds in special account
As of December 31, 2021, the deposit of the company's raised funds in the bank account is as follows:
Unit: RMB
Balance of deposit method of opening bank account in special account for raised funds
Household bank
China Merchants Bank Co.Ltd(600036) shares have 512907605910318 current deposit 222592315 Co., Ltd. Shanghai Branch
Shanghai Pudong Development Bank
Bank Co., Ltd. 988400788130 Shanghai Yaoji Technology Co.Ltd(002605) current deposit 40931716 Jinqiao sub branch
Bank Of Suzhou Co.Ltd(002966) share ownership
High Tech Co., Ltd. 5129540 China High-Speed Railway Technology Co.Ltd(000008) 82 current deposit 926.17 Industrial Development Zone sub branch
China Merchants Bank Co.Ltd(600036) shares have 512907605910901 current deposit 29008025
Limited company Suzhou Branch
Park sub branch
Shanghai Pudong Development Bank
Bank Co., Ltd. 961 Pku Healthcare Corp.Ltd(000788) 017 Shenzhen Quanxinhao Co.Ltd(000007) 93 current deposit 61200040 Jinqiao sub branch
Total 353824713
3、 Actual use of raised funds in 2021
(I) comparison table of use of raised funds
As of December 31, 2021, the actual use of the raised funds is shown in "Schedule 1, comparison table of the use of the raised funds of 3Peak Incorporated(688536) microelectronics technology (Suzhou) Co., Ltd. in 2021".
(II) early investment and replacement of raised investment projects
The company's investment and replacement projects do not exist during the reporting period.
(III) temporary replenishment of working capital with idle raised funds
During the reporting period, the company did not use idle raised funds to temporarily supplement working capital.
(IV) cash management of idle raised funds and investment in related products
On August 4, 2021, the 20th meeting of the second board of directors and the 15th meeting of the second board of supervisors deliberated and adopted the proposal on the company's use of some idle raised funds for cash management. The board of directors agrees to use the idle raised funds up to RMB 190000000000 to purchase the low-risk principal guaranteed financial products with high safety and good liquidity in a timely manner on the premise of ensuring the normal operation of the investment projects of the raised funds and ensuring the safety of the raised funds, and the service life shall not exceed 12 months. Within the above-mentioned limit and period, the company can use them circularly and continuously, The above limit refers to that the maximum balance of cash management on a single day does not exceed RMB 190000000000 (including this amount).
The recommendation institution has issued verification opinions on the company's use of idle raised funds for cash management.
The independent directors of the company have issued consent opinions on the company's use of idle raised funds for cash management. As of December 31, 2021, the principal amount of products purchased by the company with idle raised funds that have not yet expired is RMB 173000000000, which does not exceed the authorized investment limit of the board of directors for cash management with idle raised funds.
As of December 31, 2021, the company used idle raised funds for cash management as follows:
Trustee type amount (yuan) start and end time income type annualized rate of return whether to the term income (yuan) period (day)
Bank Of Suzhou Co.Ltd(002966) high tech industry development structural deposit 50000 China Vanke Co.Ltd(000002) 020 / 09 / 29 - Principal Guaranteed floating income 1.84% - 4.44% is 18178500000 District sub branch 2021 / 03 / 29
Bank Of Suzhou Co.Ltd(002966) high tech industry development structural deposit 50000 China Vanke Co.Ltd(000002) 020 / 09 / 29 - Principal Guaranteed floating income 1.84% - 4.44% is 18178500000 District sub branch 2021 / 03 / 29
Shanghai Pudong Development Bank Co.Ltd(600000) Jinqiao sub branch seven days notice deposit 100000 China Vanke Co.Ltd(000002) 020 / 10 / 21 - Principal Guaranteed Fixed Income 2.025% is the accumulated deposit of 4275 Shenzhen Zhongheng Huafa Co.Ltd(000020) 21 / 01 / 05
202012/29-
