Securities code: Poco Holding Co.Ltd(300811) securities abbreviation: Poco Holding Co.Ltd(300811) Announcement No.: 2022011 Poco Holding Co.Ltd(300811)
Issue convertible corporate bonds to unspecified objects
Announcement on the success rate of online issuance and priority placement results
Sponsor (co lead underwriter): Founder Securities Co.Ltd(601901) underwriting sponsor Co., Ltd
Co lead underwriter: Gf Securities Co.Ltd(000776)
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
hot tip
Poco Holding Co.Ltd(300811) (hereinafter referred to as the “issuer” or ” Poco Holding Co.Ltd(300811) “) and the sponsor (co lead underwriter) Founder Securities Co.Ltd(601901) underwriting sponsor Co., Ltd. (hereinafter referred to as “founder underwriting sponsor”, “sponsor (co lead underwriter)” or “co lead underwriter”) Co lead underwriters Gf Securities Co.Ltd(000776) (hereinafter referred to as ” Gf Securities Co.Ltd(000776) ” or “co lead underwriters”) in accordance with the securities law of the people’s Republic of China, the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the measures for the administration of securities issuance registration of companies listed on GEM (for Trial Implementation) (CSRC order [No. 168]) The detailed rules for the implementation of convertible corporate bond business of Shenzhen Stock Exchange (hereinafter referred to as the “detailed rules”) and the “section III issuance of convertible corporate bonds to unspecified objects” of “Chapter III refinancing, M & A and reorganization” of “self regulatory guidelines for companies listed on the gem of Shenzhen Stock Exchange No. 1 – business handling” And other relevant provisions to issue convertible corporate bonds to unspecified objects (hereinafter referred to as “convertible bonds”).
The convertible bonds issued this time shall be placed preferentially to the original shareholders registered in Shenzhen Branch of China Securities Depository and Clearing Corporation Limited (hereinafter referred to as “Shenzhen Branch of China Securities Depository and Clearing Corporation” or “registration company”) after the closing of the market on the equity registration date of the issuer, The balance after the preferential placement of the original shareholders (including the part that the original shareholders give up the preferential placement) is issued to the public investors online through the trading system of Shenzhen Stock Exchange (hereinafter referred to as “Shenzhen Stock Exchange”). Investors who participate in online subscription application should carefully read this announcement and the website of Shenzhen Stock Exchange (www.szse. CN.) The promulgated implementation rules.
The important tips for the issuance process, subscription, payment and disposal of investors’ abandonment are as follows: 1. After the online investors win the bidding for convertible bonds, they shall fulfill the obligation of capital settlement in accordance with the announcement of online winning results of Poco Holding Co.Ltd(300811) issuing convertible corporate bonds to unspecified objects, Ensure that its capital account will have sufficient subscription funds on March 15, 2022 (T + 2), and the transfer of investors’ funds shall comply with the relevant regulations of the securities company where the investors belong. If the investor’s subscription fund is insufficient, the insufficient part shall be deemed as giving up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investor.
2. When the total number of convertible bonds subscribed by the original shareholders and online investors is less than 70% of the number of this issue; Or when the total number of convertible bonds subscribed by the original shareholders and paid by online investors is less than 70% of the number of this issuance, the issuer and the joint lead underwriters will negotiate whether to take measures to suspend the issuance and report to the Shenzhen Stock Exchange in time. If the issuance is suspended, the reasons for the suspension will be announced and the issuance will be restarted at an opportunity within the validity period of the approval.
The issue is underwritten by the joint lead underwriters in the form of balance underwriting. The part of the subscription amount of this issue less than 430 million yuan is underwritten by the sponsor (joint lead underwriters). The underwriting base is 430 million yuan. The joint lead underwriters determine the final placement results and underwriting amount according to the online capital arrival. In principle, the proportion of Founder underwriting recommendation and underwriting shall not exceed 30% of the total amount of this offering, that is, in principle, the maximum underwriting amount is 129 million yuan. When the underwriting proportion exceeds 30% of the total amount of this issuance, the founder underwriting sponsor will start the internal underwriting risk assessment procedure, and the joint lead underwriters will continue to perform the issuance procedure or take measures to suspend the issuance after reaching an agreement with the issuer. If it is determined to continue to perform the issuance procedures, the founder underwriting sponsor will adjust the final underwriting proportion, fully underwrite the amount less than the subscription amount of investors, and report to the Shenzhen Stock Exchange in time; If it is determined to take measures to suspend the issuance, the joint lead underwriter and the issuer will report to the Shenzhen Stock Exchange in time, announce the reasons for the suspension of the issuance, and choose an opportunity to restart the issuance within the validity period of the approval.
3. If the investor has won the lottery three times in a row but failed to pay in full within 12 months, he shall not participate in the subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the last declaration of abandonment of subscription by the settlement participant.
The situation of abandoning subscription shall be judged by investors. The number of times of abandonment of subscription shall be calculated according to the cumulative number of times of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds actually abandoned by investors; If an investor holds multiple securities accounts and abandons subscription in any one of the securities accounts, the number of times of abandonment shall be calculated cumulatively. The situations of abandonment of subscription occurred in disqualification and cancellation of securities accounts are also included in the statistics.
For the special account for directional asset management and enterprise annuity account of customers of securities companies, if the “account holder’s name” and “valid identity document number” in the registration data of securities accounts are the same, statistics shall be made according to different investors.
Poco Holding Co.Ltd(300811) issued 430 million yuan of convertible corporate bonds to unspecified objects. The preferential placement and online subscription of the original shareholders ended on March 11, 2022. The issuer and the co lead underwriter hereby announce the subscription results of this platinum convertible bond issuance according to the subscription conditions as follows (once this announcement is published, it will be deemed to serve the allocated information to all investors participating in the subscription): I. overall situation
Platinum convertible bonds issued this time are 430 million yuan (a total of 4.3 million pieces), and the issue price is 100 yuan / piece. The preferred placement date of the original shareholders and the online issuance date of this issuance are March 11, 2022 (t day). 2、 Priority placement results of original shareholders
The original shareholders gave priority to placing platinum convertible bonds totaling 33361130000 yuan, or 3336113, accounting for 77.58% of the total issued this time. 3、 Online subscription results and successful issuance rate of social public investors
The total amount of platinum convertible bonds issued online to public investors is 9638800000 yuan, or 963880, accounting for 22.42% of the total issuance, and the online winning rate is 00008798924%.
According to the online subscription information provided by Shenzhen Stock Exchange, the number of effective subscriptions issued online to public investors is 109545203500, the total number of allotments is 10954520350, and the starting and ending numbers are 000000 Ping An Bank Co.Ltd(000001) 010954520350.
The issuer and the co lead underwriters will organize a lottery ceremony on March 14, 2022 (T + 1), and the lottery results will be posted on cninfo.com on March 15, 2022 (T + 2)（ http://www.cn.info.com.cn. ）Announcement. The investor shall confirm the number of convertible bonds subscribed according to the winning lot number, and each winning lot number can only buy 10 (i.e. 1000 yuan) platinum convertible bonds.
The placement results of this offering are summarized as follows:
Category effective subscription quantity (piece) actual allocated quantity (piece) winning rate
Original shareholder 3336113100%
Online social public investors 10954520350096388 China High-Speed Railway Technology Co.Ltd(000008) 798924%
Total 1095485396134299993-
Note: the announcement of Poco Holding Co.Ltd(300811) issuing convertible corporate bonds to unspecified objects stipulates that each piece of convertible corporate bonds shall be preferentially placed to the original shareholders as one subscription unit, and each 10 pieces of online subscription shall be one subscription unit. Therefore, the balance of 7 pieces shall be underwritten by the sponsor (joint lead underwriter). 4、 Time to market
The listing time of platinum convertible bonds issued this time will be announced separately.
5、 Documents for future reference
For the general information of this offering, please refer to the suggestive announcement of Poco Holding Co.Ltd(300811) issuing convertible corporate bonds to unspecified objects published in the securities times on March 9, 2022 (T-2). Investors can also go to cninfo.com（ http://www.cn.info.com.cn. ）Query the full text of the prospectus and relevant information about the offering. 6、 Issuer and co lead underwriter 1. Issuer: Poco Holding Co.Ltd(300811)
Contact address: room 301306, floor 3, building 2, Nantou Fifth Industrial Zone, Beihuan Road, Nanshan District, Shenzhen
Contact person: Ruan Jialin Tel.: 0755266548812. Sponsor (co lead underwriter): Founder Securities Co.Ltd(601901) underwriting sponsor Co., Ltd
Contact address: 15 / F, block a, Zhaotai International Center, No. 10, Chaoyangmen South Street, Chaoyang District, Beijing
Contact: equity capital market department Tel: 01056991830, 010569918323, CO lead underwriter: Gf Securities Co.Ltd(000776)
Contact address: 42 / F, Gf Securities Co.Ltd(000776) building, No. 26, Machang Road, Tianhe District, Guangzhou, Guangdong
Contact: capital market department Tel: 02066338151, 02066338152
Issuer: Poco Holding Co.Ltd(300811) sponsor (co lead underwriter): Founder Securities Co.Ltd(601901) underwriting sponsor co lead underwriter: Gf Securities Co.Ltd(000776) March 14, 2022 (seal page of Poco Holding Co.Ltd(300811) announcement on online issuance success rate and priority placement results of convertible corporate bonds issued to unspecified objects)
Issuer: Poco Holding Co.Ltd(300811) mm / DD / yyyy (there is no text on this page, which is the seal page of the announcement on the success rate of online issuance of convertible corporate bonds issued by Poco Holding Co.Ltd(300811) to unspecified objects and the results of preferential placement)
Recommendation institution (co lead underwriter): Founder Securities Co.Ltd(601901) underwriting recommendation Co., Ltd. (this page has no text and is the seal page of the announcement on the success rate of online issuance of convertible corporate bonds issued by Poco Holding Co.Ltd(300811) to unspecified objects and the results of preferential placement)
Co lead underwriter: Gf Securities Co.Ltd(000776) mm / DD / yyyy
