Securities code: Zibo Qixiang Tengda Chemical Co.Ltd(002408) securities abbreviation: Zibo Qixiang Tengda Chemical Co.Ltd(002408) Announcement No.: 2022016 bond Code: 128128 bond abbreviation: Qi Xiangzhuan 2
Zibo Qixiang Tengda Chemical Co.Ltd(002408)
The controlling shareholders and relevant parties received the notice from the CSRC
Announcement of advance notice of administrative punishment
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
1、 Basic information
Zibo Qixiang Tengda Chemical Co.Ltd(002408) (hereinafter referred to as “the company”), the controlling shareholder of Zibo Qixiang Petrochemical Group Co., Ltd. (hereinafter referred to as “Qixiang group”) received the notice on filing (No.: zjlzz No. 0042021002) from China Securities Regulatory Commission (hereinafter referred to as “CSRC”) on November 17, 2021. Because Qixiang group is suspected of insider trading and other illegal acts, in accordance with the provisions of the securities law of the people’s Republic of China, the administrative punishment law of the people’s Republic of China and other laws and regulations, the CSRC decided to file a case for investigation against Qixiang group. For details, please refer to the announcement on the controlling shareholder’s receipt of the notice of filing by the CSRC (Announcement No.: 2021105) disclosed by the company on November 19, 2021.
On March 10, 2022, the company received a notice from Qixiang group, the controlling shareholder. It was informed that Qixiang group, Che Chengju, the chairman of the company, and Zhou Hongxiu, the relevant parties, had received the advance notice of Administrative Punishment [2022] No. 2 and [2022] No. 3 issued by Shandong regulatory bureau of China Securities Regulatory Commission. Now the main contents are announced as follows.
2、 Contents of the prior notice of administrative punishment
1. Qixiang group received the advance notice of Administrative Punishment [2022] No. 2 issued by Shandong regulatory bureau of China Securities Regulatory Commission on March 10, 2022. The main contents are as follows:
From September 2, 2013 to November 27, 2015 and from April 29, 2014 to November 27, 2015, Qixiang group borrowed the accounts of “Zibo Jiusheng Chemical Co., Ltd.” and “Dandong Mingzhu special resin Co., Ltd.” to buy and sell 9 stocks including ” Zibo Qixiang Tengda Chemical Co.Ltd(002408) ” Beijing Sojo Electric Co.Ltd(300444) “with a cumulative transaction amount of 40353311173 yuan; The cumulative transaction amount of “r-001” and “gc001” of securities lending repurchase and securities lending repurchase is 990895021048 yuan; The cumulative transaction amount of “Qixiang convertible bonds” was 3547161841 yuan; The cumulative transaction amount of “RONGTONG military industry” fund was 1142306133 yuan. The above borrowing account transactions were decided by Che Chengju, the then legal representative, chairman and general manager of Qixiang group, and the funds came from Qixiang group. The above-mentioned acts of Qixiang group are suspected of violating the provisions of Article 80 of the securities law of the people’s Republic of China (hereinafter referred to as the securities law of 2005), constituting the circumstances described in paragraph 1 of Article 208 of the securities law of 2005, and also suspected of violating the provisions of article 58 of the securities law of the people’s Republic of China (hereinafter referred to as the Securities Law), Constitute the circumstances described in article 195 of the securities law. According to Article 37 of the administrative punishment law of the people’s Republic of China, article 195 of the securities law is applicable to the above acts of Qixiang group.
According to the facts, nature, circumstances and degree of social harm of the party’s illegal act, and in accordance with Article 195 of the securities law, Shandong regulatory bureau of the CSRC plans to decide to give a warning to Zibo Qixiang Petrochemical Group Co., Ltd. and impose a fine of 500000 yuan.
2. Qi Xiang group, Che Chengju and Zhou Hongxiu received the advance notice of Administrative Punishment [2022] No. 3 issued by Shandong regulatory bureau of China Securities Regulatory Commission on March 10, 2022. The main contents are as follows:
Qixiang group, Che Chengju and Zhou Hongxiu, as insiders of the company’s issuance of shares and payment of cash to purchase the equity of Shandong Qilu Keli Chemical Research Institute Co., Ltd., traded 390000 shares of ” Zibo Qixiang Tengda Chemical Co.Ltd(002408) ” through the “Zibo Jiusheng Chemical Co., Ltd.” account controlled by Qixiang group during the sensitive period of inside information. The above transactions were decided by Che Chengju, the then legal representative, chairman and general manager of Qixiang group, and executed by Zhou Hongxiu, the then director, with a total profit of 257136847 yuan. The above-mentioned acts of Qixiang group are suspected of violating the provisions of Article 73 and paragraph 1 of Article 76 of the securities law of 2005, and constitute the situation described in article 202 of the securities law of 2005. Che Chengju and Zhou Hongxiu are the executives directly responsible for the above acts of Qixiang group.
According to the facts, nature, circumstances and degree of social harm of the party’s illegal act, and in accordance with the provisions of article 202 of the securities law of 2005, Shandong regulatory bureau of China Securities Regulatory Commission plans to decide: 1. Confiscate the illegal income of Zibo Qixiang Petrochemical Group Co., Ltd. of 257136847 yuan and impose a fine of 771410541 yuan; 2、 Give a warning to Che Chengju and impose a fine of 200000 yuan; 3、 Zhou Hongxiu was given a warning and fined 150000 yuan.
In accordance with articles 45, 63 and 64 of the administrative punishment law of the people’s Republic of China and the relevant provisions of the administrative punishment hearing rules of the China Securities Regulatory Commission, Qixiang group, Che Chengju and Zhou Hongxiu enjoy the right to state The right to defend and hear. The facts, reasons and evidences put forward by Qixiang group, Che Chengju and Zhou Hongxiu will be adopted by the Shandong regulatory bureau of the CSRC if they are established after review by the Shandong regulatory bureau of the CSRC. If Qixiang group, Che Chengju and Zhou Hongxiu give up their rights of statement, defense and hearing, Shandong regulatory bureau of CSRC will make a formal decision on administrative punishment according to the above facts, reasons and basis.
3、 Impact on the company and risk tips
1. According to the situation identified in the prior notice of administrative punishment, the company preliminarily judged that the violations involved in the prior notice of administrative punishment received this time did not touch the major illegal compulsory delisting and article 9.3.1, 9.5.2 and 9.5.3 of the Listing Rules of Shenzhen Stock Exchange For the delisting risk warning situations specified in article 9.4.1, the final conclusion shall be subject to the administrative punishment decision issued by Shandong Securities Regulatory Bureau of China Securities Regulatory Commission.
2. The subject of punishment involved in this advance notice of administrative punishment is the controlling shareholder and related parties of the company, which is not a listed company and will not affect the daily operation of the listed company. As of the disclosure date of this announcement, the production and operation of the company and the construction of new projects are normal, and the above matters have not affected the production and operation of the company.
3. The company will continue to pay attention to the relevant progress of the event and timely perform the obligation of information disclosure in accordance with relevant regulations. The information disclosure media designated by the company are China Securities News, Shanghai Securities News, Securities Daily, securities times and cninfo（ http://www.cn.info.com.cn. ）, all information publicly disclosed by the company shall be subject to the announcement published in the above designated media.
Please invest rationally and pay attention to investment risks.
4、 Documents for future reference
Prior notice of administrative punishment issued by Shandong regulatory bureau of China Securities Regulatory Commission.
It is hereby announced.
Zibo Qixiang Tengda Chemical Co.Ltd(002408) board of directors
March 11, 2022
