Securities code: 301130 securities abbreviation: West Point pharmaceutical Announcement No.: 2022005 Jilin West Point Pharmaceutical Technology Development Co., Ltd
Announcement on signing the tripartite supervision agreement for raised funds
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and accurate
Complete, without false records, misleading statements or major omissions.
1、 Basic information of raised funds
According to the reply on Approving the registration of initial public offering of Jilin Xidian Pharmaceutical Technology Development Co., Ltd. (zjxk [2022] No. 5) approved by the China Securities Regulatory Commission, the company issued 2020986 million ordinary shares (A shares) with a par value of 1 yuan per share and an issue price of 22.55 yuan per share, The total amount of funds raised is 455532200 yuan, and the actual net amount of funds raised after deducting various issuance expenses is 390933100 yuan.
The above raised funds have been verified by Dahua Certified Public Accountants (special general partnership), and the capital verification report Dahua Yan Zi [2022] No. 000086 was issued on February 18, 2022.
2、 Signing of tripartite supervision agreement on raised funds and opening of special account for raised funds
In order to standardize the management of the company’s raised funds and protect the rights and interests of investors, In accordance with the relevant laws and regulations such as the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies, the Listing Rules of GEM stocks of Shenzhen Stock Exchange, the guidelines for the self-discipline supervision of listed companies of Shenzhen Stock Exchange No. 2 – standardized operation of GEM listed companies and the provisions of the company’s management system for raised funds, The company has signed the tripartite supervision agreement on raised funds with Industrial Bank Co.Ltd(601166) Changchun Branch, Ping An Bank Co.Ltd(000001) Changchun Branch, China Construction Bank Corporation(601939) Jilin branch and the sponsor Haitong Securities Company Limited(600837) (hereinafter referred to as ” Haitong Securities Company Limited(600837) “).
The opening and storage of the above special account for raised funds are as follows:
Deposit name deposit bank account No. deposit amount fund purpose
(10000 yuan)
Workshop construction project of Jilin West Point Pharmaceutical Industrial Bank Co.Ltd(601166) Co., Ltd. and Herbal Medicine Modern Extraction Technology Co., Ltd. 58118010004329113359.57
Division director Chun branch AISI citalopram API production project
Jilin West Point pharmaceutical R & D center construction project technology Co., Ltd. Ping An Bank Co.Ltd(000001) Co., Ltd., director of marketing network construction, spring branch 1583687777779917319.80 project, over raised funds, Division
Issuance expenses
Jilin West Point pharmaceutical China China Construction Bank Corporation(601939) Co., Ltd
Technology Co., Ltd. 220501310047 Ping An Bank Co.Ltd(000001) 2510576.38 comprehensive solid preparation Vehicle Company Limited Jilin Branch inter construction
Total 4125575
Note: the difference between the amount deposited in the above table and the net amount of raised funds is part of the outstanding issuance expenses. 3、 Main contents of tripartite supervision agreement
(I) Party A: Jilin West Point Pharmaceutical Technology Development Co., Ltd. (hereinafter referred to as “party a”) Party B: Industrial Bank Co.Ltd(601166) Changchun Branch (hereinafter referred to as “Party B”)
Party C: Haitong Securities Company Limited(600837) (sponsor) (hereinafter referred to as “Party C”)
The main contents of the tripartite supervision agreement are as follows:
1. Party A has opened a special account for raised funds (hereinafter referred to as “special account”) with the account number of 581180100100043291. As of February 18, 2022, the balance of the special account is 13359570000 yuan. This special account is only used for the storage and use of the funds raised by Party A’s modern extraction workshop of traditional Chinese medicine and escitalopram oxalate API production project, and shall not be used for other purposes.
2. Party A and Party B shall jointly abide by the bill law of the people’s Republic of China, the measures for payment and settlement, the measures for the administration of RMB bank settlement accounts and other laws, administrative regulations and departmental rules.
3. As the sponsor of Party A, Party C shall appoint a sponsor representative or other staff to supervise the use of the raised funds of Party A in accordance with relevant regulations. Party C shall perform its supervision duties in accordance with the guidelines for the standardized operation of companies listed on the gem of Shenzhen Stock Exchange and the raised funds management system formulated by Party A, and has the right to exercise its supervision power by means of on-site investigation and written inquiry. Party A and Party B shall cooperate with Party C’s investigation and inquiry. Party C shall conduct on-site inspection on the storage and use of Party A’s raised funds at least once every six months. During on-site inspection, the storage of the raised funds in the special account shall be inspected at the same time.
4. Party A authorizes the sponsor representatives designated by Party C, Zhao qionglin and Huang Lei, to inquire and copy the information of Party A’s special account at any time; Party B shall timely, accurately and completely provide it with the required information about the special account.
When the sponsor representative inquires about the special account of Party A from Party B, he shall issue his own legal identity certificate; Other staff members designated by Party C shall issue their own legal identity certificate and letter of introduction when inquiring about the special account of Party A from Party B.
5. Party B shall issue a statement of account to Party A on a monthly basis (before the 10th of each month) and send a copy to Party C. Party B shall ensure that the statement is true, accurate and complete.
6. If Party A withdraws more than 50 million yuan from the special account in one time or within 12 months (determined according to the lower principle between 50 million yuan or 20% of the net raised funds), Party B shall timely notify Party C by e-mail and provide the expenditure list of the special account.
7. Party C has the right to change the designated sponsor representative in accordance with relevant regulations. If Party C changes the sponsor representative, it shall notify Party B in writing of relevant supporting documents, and notify Party A and Party B in writing of the contact information of the changed sponsor representative in accordance with the requirements of this agreement. The replacement of the sponsor representative shall not affect the effectiveness of this agreement.
8. If Party B fails to issue a statement of account to Party C in time for three consecutive times or notify Party C of large withdrawals from the special account, and fails to cooperate with Party C in investigating the special account, Party A has the right to unilaterally terminate this Agreement and cancel the special account for raised funds.
9. This Agreement shall come into force from the date when the legal representatives of Party A, Party B and Party C or their authorized representatives sign and affix the official seals of their respective units, and shall become invalid after all the funds in the special account are spent and the supervision period of Party C ends. (Ⅱ)
Party A: Jilin Xidian Pharmaceutical Technology Development Co., Ltd. (hereinafter referred to as “party a”)
Party B: Ping An Bank Co.Ltd(000001) Changchun Branch (hereinafter referred to as “Party B”)
Party C: Haitong Securities Company Limited(600837) (sponsor) (hereinafter referred to as “Party C”)
The main contents of the tripartite supervision agreement are as follows:
1. Party A has opened a special account for raised funds (hereinafter referred to as “special account”) at Party B, with an account number of
158368777799. As of February 18, 2022, the balance of the special account was 17319799522 yuan. The special account is only used for the storage and use of Party A’s R & D center construction project, marketing network construction project, over raised funds, issuance fees and raised funds, and shall not be used for other purposes.
2. Party A and Party B shall jointly abide by the bill law of the people’s Republic of China, the measures for payment and settlement, the measures for the administration of RMB bank settlement accounts and other laws, administrative regulations and departmental rules.
The guidelines for the standardized operation of listed companies on the industry board and the management system of raised funds formulated by Party A shall perform their supervision duties, and have the right to exercise their supervision power by means of on-site investigation and written inquiry. Party A and Party B shall cooperate with Party C’s investigation and inquiry. Party C shall conduct on-site inspection on the storage and use of Party A’s raised funds at least once every six months. During on-site inspection, the storage of the raised funds in the special account shall be inspected at the same time.
4. Party A authorizes the sponsor representatives designated by Party C, Zhao qionglin and Huang Lei, to inquire and copy the information of Party A’s special account at any time; Party B shall timely, accurately and completely provide it with the required information about the special account.
When the sponsor representative inquires about the special account of Party A from Party B, he shall issue his own legal identity certificate; Other staff members designated by Party C shall issue their own legal identity certificate and letter of introduction when inquiring about the special account of Party A from Party B.
5. Party B shall issue a statement of account to Party A on a monthly basis (before the 10th of each month) and send a copy to Party C. Party B shall ensure that the statement is true, accurate and complete.
6. If Party A withdraws more than 50 million yuan from the special account in one time or within 12 months (determined according to the lower principle between 50 million yuan or 20% of the net raised funds), Party B shall timely notify Party C by e-mail and provide the expenditure list of the special account.
7. Party C has the right to change the designated sponsor representative in accordance with relevant regulations. If Party C changes the sponsor representative, it shall notify Party B in writing of relevant supporting documents, and notify Party A and Party B in writing of the contact information of the changed sponsor representative in accordance with the requirements of this agreement. The replacement of the sponsor representative shall not affect the effectiveness of this agreement.
8. If Party B fails to issue a statement of account to Party C in time for three consecutive times or notify Party C of large withdrawals from the special account, and fails to cooperate with Party C in investigating the special account, Party A has the right to unilaterally terminate this Agreement and cancel the special account for raised funds.
9. This Agreement shall come into force from the date when the legal representatives of Party A, Party B and Party C or their authorized representatives sign and affix the official seals of their respective units, and shall become invalid after all the funds in the special account are spent and the supervision period of Party C ends.
(Ⅲ)
Party A: Jilin Xidian Pharmaceutical Technology Development Co., Ltd. (hereinafter referred to as “party a”)
Party B: China Construction Bank Corporation(601939) Jilin Branch (hereinafter referred to as “Party B”)
Party C: Haitong Securities Company Limited(600837) (sponsor) (hereinafter referred to as “Party C”)
The main contents of the tripartite supervision agreement are as follows:
1. Party A has opened a special account for raising funds (hereinafter referred to as “special account”) in China Construction Bank Corporation(601939) Changchun Yatai Street sub branch, a branch of Party B, with an account number of
As of January 20200012, the balance of the special account was 1050438 million yuan, which was 1050438 million yuan. This special account is only used for the storage and use of the funds raised by Party A’s comprehensive solid preparation workshop construction project, and shall not be used for other purposes.
2. Party A and Party B shall jointly abide by the bill law of the people’s Republic of China, the measures for payment and settlement, the measures for the administration of RMB bank settlement accounts and other laws, administrative regulations and departmental rules.
3. As the sponsor of Party A, Party C shall appoint a sponsor representative or other staff to supervise the use of the raised funds of Party A in accordance with relevant regulations. Party C shall perform its supervision duties in accordance with the guidelines for the standardized operation of companies listed on the gem of Shenzhen Stock Exchange and the raised funds management system formulated by Party A, and has the right to exercise its supervision power by means of on-site investigation and written inquiry. Party A and Party B shall cooperate with Party C’s investigation and inquiry. Party C shall conduct on-site inspection on the storage and use of Party A’s raised funds at least once every six months. During on-site inspection, the storage of the raised funds in the special account shall be inspected at the same time.
4. Party A authorizes the sponsor representatives designated by Party C, Zhao qionglin and Huang Lei, to inquire and copy the information of Party A’s special account at any time; Party B shall timely, accurately and completely provide it with the required information about the special account.
When the sponsor representative inquires about the special account of Party A from Party B, he shall issue his own legal identity certificate; Other staff designated by Party C shall issue their own legal identity certificate and company introduction when inquiring party B about the special account of Party A
5. Party B shall issue a statement of account to Party A on a monthly basis (before the 20th of each month) and send a copy to Party C. Party B shall ensure that the statement is true, accurate and complete.
6. If Party A withdraws more than 50 million yuan from the special account in one time or within 12 months (determined according to the lower principle between 50 million yuan or 20% of the net raised funds), Party B shall timely notify Party C by email and provide the expenditure list of the special account.
7. Party C has the right to change the designated sponsor representative in accordance with relevant regulations. If Party C changes the sponsor representative, it shall notify Party B in writing of relevant supporting documents, and notify Party A and Party B in writing of the contact information of the changed sponsor representative in accordance with the requirements of this agreement. The replacement of the sponsor representative shall not affect the effectiveness of this agreement.
8. If Party B fails to issue a statement of account to Party C in time for three consecutive times or notify Party C of large withdrawals from the special account, and fails to cooperate with Party C in investigating the special account, Party A has the right to unilaterally terminate this Agreement and cancel the special account for raised funds.
9. This Agreement shall come into force from the date when the legal representatives or authorized representatives of Party A, Party B and Party C sign and affix the official seals of their respective units to the special account
