Huatai United Securities Co., Ltd
On the trading of stocks by insiders with insider information related to this transaction
Opinions on special self inspection report
Huatai United Securities Co., Ltd. (hereinafter referred to as “Huatai united” or “independent financial consultant”) is entrusted to act as an independent financial consultant for Hangzhou Chang Chuan Technology Co.Ltd(300604) (hereinafter referred to as “listed company”) to issue shares, purchase assets, raise supporting funds and related party transactions (hereinafter referred to as “this transaction”). According to the securities law of the people’s Republic of China, the measures for the administration of major asset restructuring of listed companies (revised in 2020), the standards for the content and format of information disclosure by companies that publicly issue securities No. 26 – major asset restructuring of listed companies (revised in 2022), and the notice on regulating the information disclosure of listed companies and the behavior of relevant parties According to the provisions of the guidelines for the application of regulatory rules – listing class No. 1 and other documents, Huatai united, as the independent financial adviser of this transaction, checked the self-examination report on the trading of stocks by insiders of the listed company related to this transaction, as follows:
1、 Self inspection period
The self inspection period of insiders of this transaction is: six months before the listed company first discloses the reorganization or applies for stock suspension for this reorganization (whichever is earlier) to the day before the disclosure of the reorganization report, that is, from July 7, 2021 to March 11, 2022.
2、 Verification scope of insider information of this transaction
The insider verification scope of this transaction includes the relevant parties and their relevant personnel of this reorganization, including but not limited to the directors, supervisors, senior managers, counterparties and their directors, supervisors, senior managers, relevant intermediaries and their managers of the listed company, as well as the immediate relatives of the above-mentioned personnel, including spouses, parents and children over the age of 18.
3、 Purchase and sale of shares of listed companies by the verified object
According to the previous self-examination, the personnel within the self-examination scope did not buy or sell the shares of listed companies during the self-examination period.
4、 Verification opinions of independent financial advisor
According to the self inspection report issued by the relevant parties and their relevant personnel of the transaction within the scope of self inspection, the statements and commitments issued by the relevant parties and the query records issued by China Securities Depository and Clearing Co., Ltd., the independent financial adviser believes that the insider within the scope of self inspection did not buy or sell the shares of the listed company during the period of self inspection.
(no text below)
(there is no text on this page, which is the signature page of the special verification opinions of Huatai United Securities Co., Ltd. on the self inspection report on the trading of stocks by insiders with insider information related to this transaction) the sponsor of the financial adviser:
Cheng Yang, Tao Jinsong
Huatai United Securities Co., Ltd
