Appotronics Corporation Limited(688007)
Verification opinions of the board of supervisors on the list of incentive objects reserved for the second phase of restricted stock incentive plan in 2021 (grant date)
Appotronics Corporation Limited(688007) the board of supervisors shall, in accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the measures for the administration of equity incentives of listed companies, the Listing Rules of Shanghai Stock Exchange on the science and innovation board, the Appotronics Corporation Limited(688007) articles of association and other relevant provisions, Review the list of incentive objects reserved for the second phase of the company’s restricted stock incentive plan in 2021 (hereinafter referred to as the “incentive plan”), and give the following verification opinions:
1. The incentive objects reserved and granted in this equity incentive plan are not allowed to be incentive objects as stipulated in Article 8 of the measures for the administration of equity incentive of listed companies:
(1) Being identified as an inappropriate candidate by the stock exchange within the last 12 months;
(2) In the last 12 months, it has been identified as an inappropriate candidate by the CSRC and its dispatched offices;
(3) Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations in the last 12 months;
(4) Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law of the people’s Republic of China;
(5) Those who are not allowed to participate in the equity incentive of listed companies according to laws and regulations;
(6) Other circumstances recognized by the CSRC.
2. The incentive objects reserved and granted this time do not include the company’s independent directors, supervisors, shareholders or actual controllers who individually or jointly hold more than 5% of the company’s shares and their spouses, parents and children.
In conclusion, the board of supervisors believes that the incentive objects reserved and granted in this incentive plan meet the incentive object conditions specified in the administrative measures for equity incentive of listed companies and the Listing Rules of science and Innovation Board of Shanghai Stock Exchange and other laws, regulations and normative documents, meet the incentive object conditions specified in this incentive plan, and their subject qualification is legal and effective. The board of supervisors agreed to reserve the list of incentive objects to be granted in this incentive plan. It is hereby announced.
Appotronics Corporation Limited(688007) board of supervisors March 11, 2022
