Chongqing Sokon Industry Group Stock Co.Ltd(601127) : Announcement on supplementary pledge of non-public issuance of exchangeable corporate bonds by controlling shareholders

Securities code: Chongqing Sokon Industry Group Stock Co.Ltd(601127) securities abbreviation: Chongqing Sokon Industry Group Stock Co.Ltd(601127) Announcement No.: 2022027

Bond Code: 113016 bond abbreviation: Xiaokang convertible bond

Chongqing Sokon Industry Group Stock Co.Ltd(601127)

Supplementary pledge on non-public issuance of exchangeable corporate bonds by controlling shareholders

Announcement of

The board of directors and all directors of the company guarantee that there are no false records and misleading statements in the contents of this announcement

Or major omissions, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.

Important content tips:

Chongqing Sokon Industry Group Stock Co.Ltd(601127) (hereinafter referred to as “the company”) controlling shareholder Chongqing Xiaokang holding

Limited liability company (hereinafter referred to as “Xiaokang holding”) and its persons acting in concert jointly hold the shares of the company

The total number is 510899899 shares, accounting for 37.57% of the total share capital of the company. After the supplementary pledge of some shares,

The cumulative pledge amount of the company’s shares held by Xiaokang holdings and its persons acting in concert (including this time) is

33239000 shares, accounting for 65.06% of its shareholding and 24.44% of the total share capital of the company.

The company recently received a notice from Xiaokang holding that Xiaokang holding will sell and circulate part of its holdings of the company without restriction

Supplementary pledge of shares to the trustee of non-public issuance of exchangeable corporate bonds of Xiaokang holding, and transfer this part of shares

Share transfer to Xiaokang holdings and the trustee of exchangeable corporate bonds in China Securities Depository and Clearing Co., Ltd

“Chongqing Xiaokang Holding Co., Ltd. – 2021 non-public offering exchangeable company” issued by the company’s Shanghai Branch

“Special account for pledge of bonds (phase IV)”. The supplementary pledge procedures have been registered with China Securities Depository and Clearing Co., Ltd

The company’s Shanghai Branch has completed the handling. The details are as follows:

1、 Share pledge

1. Basic information of this share pledge

Whether it is a company

Name of shareholder holding share capital is limited to sub Pledged Shares, supplementary pledge from the beginning of pledge to the total number of share capital pledge financing East (shares) held by the pledgee, share proportion on the date of share sale pledge, capital use proportion

To Chongqing Xiaokang Holding Co., Ltd

Chongqing Xiaokang people management Co., Ltd. –

Holding Co., Ltd. is 9000000. Is it true that the pledge will be released in March 2022? The non-public 2.03% 0.66% repayment of the interest bearing company in 2021 will terminate the company’s bonds after the issuance of exchangeable corporate debt on March 9 (the fourth)

(I) pledge account

Total – 9000000 —– 2.03% 0.66%-

2. The Pledged Shares do not involve performance compensation obligations such as major asset restructuring.

3. Cumulative Pledged Shares of shareholders

After the above pledge, the cumulative Pledged Shares of Xiaokang holdings and its persons acting in concert are as follows:

Situation of Pledged Shares situation of non pledged shares before and after this pledge, the proportion of the number of shares held by the pledged, pledged, non pledged and non pledged shareholders of the company, the shareholding ratio, the cumulative number of pledges, the cumulative number of pledges, the total number of shares held, the number of shares (shares) in the total share capital, the number of shares (shares) in the shares (shares) Quantity (share) proportion restricted shares frozen shares restricted shares frozen shares quantity quantity quantity (share) (share) (share)

Chongqing small

Kang holding 44380894932.63% 31378 Shenzhen Sed Industry Co.Ltd(000032) 278000072.73% 23.73% 0

Limited company

Division Chongqing Chongqing

670090.090960.094% 10000 car

Industrial Co., Ltd

Total 51089989937.57% 32339000033239 Norinco International Cooperation Ltd(000065) .06% 24.44% 0

Note: if there is any difference in the mantissa between the sum of some total numbers and detailed numbers in the table, it is caused by rounding.

2、 Pledged shares of Xiaokang holdings expected to expire in the next year

1. The number of pledged shares due in the next six months of Xiaokang holdings is 19.21 million, accounting for the proportion of its shares

4.33%, accounting for 1.41% of the total share capital of the company, and the corresponding financing balance is 17 million yuan; Due within the next year

The number of Pledged Shares (including those due within half a year) is 35.82 million shares, accounting for 8.07% of its shares, accounting for

The proportion of the company’s total share capital is 2.63%, and the corresponding financing balance is 420 million yuan. Well off holding has the ability to repay capital

With sufficient risk control ability, there is no risk of closing positions at present, and the sources of repayment funds include but are not limited to

Operating income and investment dividends, etc.

2. The controlling shareholder does not infringe the listing through non operating fund occupation, illegal guarantee, related party transaction, etc

The interests of the company.

3. The controlling shareholder has sufficient risk control ability, and there is no risk of closing or forced closing of the Pledged Shares. The pledge will not lead to the change of the company’s actual control and will not have an impact on the company’s production and operation and corporate governance. In case of liquidation risk, the controlling shareholders of the company will take measures such as supplementary pledge and early repurchase of Pledged Shares to deal with the risk.

It is hereby announced.

Chongqing Sokon Industry Group Stock Co.Ltd(601127) board of directors March 12, 2022

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