Soochow Securities Co.Ltd(601555)
about
Farasis Energy (Gan Zhou) Co.Ltd(688567) (Ganzhou) Co., Ltd. issued A-Shares to specific objects in 2021
of
Issuance recommendation
(Registration draft)
Sponsor (lead underwriter)
(registered address: No. 5, Xingyang street, Suzhou Industrial Park)
March, 2002
Statement of recommendation institution and recommendation representative
Soochow Securities Co.Ltd(601555) and the sponsor representatives of the project, Shen Xiaozhou and Zhang Dongliang, are honest, trustworthy, diligent and conscientious in accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China and other relevant laws and regulations, the relevant provisions of the CSRC and the relevant business rules of Shanghai Stock Exchange, and in strict accordance with the business rules formulated according to law The issuance recommendation letter shall be issued in accordance with the industry practice norms and code of ethics, and the authenticity, accuracy and integrity of the issuance recommendation letter shall be guaranteed.
catalogue
The sponsor and its representative declare that 1 catalog 2 interpretation Section 1 basic information of this securities issuance 5 I. Introduction of sponsor representative and project team members 5 II. Basic information of the issuer 5 III. description of whether there is a related relationship between the issuer and the recommendation institution 9 IV. internal audit procedures and core opinions of the recommendation institution Section 2 commitments of the sponsor 12 section III recommendation on this securities issuance 13. I. recommendations on this securities offering 13 II. This issuance has fulfilled the legal decision-making procedures 13 III. The issuer’s securities issuance meets the issuance conditions stipulated in the securities law IV. The issuer’s securities issuance meets the issuance conditions stipulated in the measures for the administration of securities issuance registration of listed companies on the science and Innovation Board (for Trial Implementation) 13 v. main risks of the issuer 19 VI. brief evaluation on the development prospect of the issuer Section IV verification of relevant behaviors such as paid employment of third-party institutions and individuals 37 I. verification of the sponsor’s paid employment of a third party and other related acts 37 II. Verification of the issuer’s paid employment of a third party and other related acts Section V recommendation conclusion of the recommendation institution on the issuance and listing of Securities thirty-eight
interpretation
In this issuance recommendation letter, unless the context otherwise requires, the following words have the following meanings: Farasis Energy (Gan Zhou) Co.Ltd(688567) / issuer / company / this refers to Farasis Energy (Gan Zhou) Co.Ltd(688567) (Ganzhou) Co., Ltd
CSRC / CSRC refers to the China Securities Regulatory Commission
Shanghai stock exchange refers to Shanghai Stock Exchange
Company Law refers to the company law of the people’s Republic of China
Securities Law refers to the securities law of the people’s Republic of China
The measures for the administration of registration refer to the measures for the administration of securities issuance registration of companies listed on the science and Innovation Board (for Trial Implementation)
The general meeting of shareholders refers to the general meeting of shareholders of Farasis Energy (Gan Zhou) Co.Ltd(688567) (Ganzhou) Co., Ltd
Board of directors refers to the board of directors of Farasis Energy (Gan Zhou) Co.Ltd(688567) (Ganzhou) Co., Ltd
This issuance refers to the issuance of A-Shares by Farasis Energy (Gan Zhou) Co.Ltd(688567) (Ganzhou) Co., Ltd. to specific objects in 2021
A shares refer to ordinary shares issued in China, listed on domestic stock exchanges and subscribed and traded in RMB
Hong Kong Funeng refers to farasis energy (Asia Pacific) Limited, the controlling shareholder of the company
Shenzhen Anyan refers to Shenzhen Anyan investment partnership (limited partnership)
Shanghang Xingyuan refers to Shanghang Xingyuan equity investment partnership (limited partnership)
Lanxi Xinrun refers to Lanxi Hongying Xinrun new energy equity investment partnership (limited partnership), formerly known as “Lanxi Xinrun new energy equity investment partnership (limited partnership)”
Chongqing Jianghe refers to Chongqing jianghehui Enterprise Management Co., Ltd
Jiangxi Lida refers to Jiangxi Lida new material industry venture capital center (limited partnership)
Wuxi Yunhui refers to Wuxi Yunhui new automobile industry investment management partnership (limited partnership)
Ganzhou fuchuang refers to Ganzhou fuchuang enterprise management partnership (limited partnership)
Beijing Lida refers to Beijing Lida high tech venture capital center (limited partnership)
Daimler means Daimler AG
Daimler investment refers to Daimler Greater China Investment Co., Ltd
Beijing Benz refers to Beijing Benz Automobile Co., Ltd
Shanghai ruimg refers to Shanghai ruimg New Energy Technology Co., Ltd
BAIC group / BAIC refers to BAIC Motor Group Co., Ltd
Guangzhou Automobile Group Co.Ltd(601238) / GAC refers to Guangzhou Automobile Group Co.Ltd(601238)
The last three years / reporting period refers to 2018, 2019, 2020 and January September 2021
The end of each reporting period refers to December 31, 2018, December 31, 2019, December 31, 2020 and September 30, 2021
Yuan, ten thousand yuan and one hundred million yuan refer to RMB yuan, ten thousand yuan and one hundred million yuan
Soochow Securities Co.Ltd(601555) / sponsor / sponsor refers to Soochow Securities Co.Ltd(601555) organization / lead underwriter
Law firm / issuer’s lawyer refers to Shanghai jintiancheng law firm
Accounting firm / reporting accountant refers to the accountant / accountant of Dahua Certified Public Accountants (special general partnership)
Any discrepancy between the total number and the mantissa of the sum of the itemized values in this issuance recommendation letter shall be caused by rounding.
Basic information of the first securities issue
1、 Introduction of sponsor representative and project team members
Soochow Securities Co.Ltd(601555) appoints Shen Xiaozhou and Zhang Dongliang as the sponsor representatives of this offering to specific objects.
The basic information of the sponsor representative and project team members is as follows:
Name of member and practice of recommendation business
Preside over or participate in Suzhou Victory Precision Manufacture Co.Ltd(002426) ( Suzhou Victory Precision Manufacture Co.Ltd(002426) . SZ) non-public offering of shares, Suzhou Tfc Optical Communication Co.Ltd(300394) ( Suzhou Tfc Optical Communication Co.Ltd(300394) . SZ) non-public development of Shen xiaozhouhang shares, Suzhou Medicalsystem Technology Co.Ltd(603990) ( Suzhou Medicalsystem Technology Co.Ltd(603990) . SH) non-public offering of shares. During the practice of recommendation business, we strictly abide by the measures for the administration of the business of recommendation representatives for securities issuance and listing, and have a good practice record.
Presided over or participated in the initial public offering of Ld Intelligent Technology Co.Ltd(300883) ( Ld Intelligent Technology Co.Ltd(300883) . SZ), the non-public offering of Shenzhen Ysstech Info-Tech Co.Ltd(300377) ( Shenzhen Ysstech Info-Tech Co.Ltd(300377) . SZ), and the initial public offering of Changzhou Academy of Building Sciences Group Co., Ltd. During the practice of recommendation business, we strictly abide by the measures for the administration of securities issuance and listing recommendation business and other relevant provisions, and have a good practice record.
Participated in the initial public offering of Taicang Zhanxin adhesive materials Co., Ltd. During the practice of Ren tianyiwu, the Project Co organizer of the recommendation industry, he strictly abided by the measures for the administration of securities issuance and listing recommendation business and other relevant provisions, and had a good practice record.
Other members of the project team Feng Hongfeng, Cheng Yamei, Chen Zhenyu, Chen Peipei II. Basic information of the issuer
(I) overview of the issuer
Name of issuer Farasis Energy (Gan Zhou) Co.Ltd(688567) (Ganzhou) Co., Ltd
English Name: farasis energy (Gan Zhou) Co., Ltd
Date of establishment of the company: December 18, 2009
Date of establishment of the joint stock company May 31, 2019
Listing time: July 17, 2020
The registered capital is 107066968500 yuan
Shanghai stock exchange where the shares are listed
Stock abbreviation Farasis Energy (Gan Zhou) Co.Ltd(688567)
Stock Code: Farasis Energy (Gan Zhou) Co.Ltd(688567)
Legal representative: Yu Wang (Wang Xuan)
Secretary of the board of directors Zhang Feng
Address: North of Jinling West Road and west of Caidie Road, Ganzhou economic and Technological Development Zone, Jiangxi Province
Tel: 07977329849
Fax: 07978309512
Website: www.farasis.com com.
E-mail [email protected].
(II) business scope
Business scope of the issuer: R & D, production and sales of lithium-ion battery and module system, battery module management system, charging system and other electric vehicle energy storage and management systems; R & D, production and sales of motor, driver, high-power power IC, power electronic components and other drive motors and control modules; R & D, production and sales of electric vehicle transmission system, electric air conditioning system, electric steering system, electric braking system, power generation system, power conversion system and other electric vehicle auxiliary systems; And other lithium battery products and related products. R & D, production and sales of lithium battery anode and cathode materials, electrolyte, diaphragm paper, etc; Research, development, production and sales of recycling and reuse of waste lithium batteries. (for projects subject to approval according to law, business activities can be carried out only after approval by relevant departments)
Farasis Energy (Gan Zhou) Co.Ltd(688567) since its establishment, it has been focusing on the R & D, production and sales of lithium-ion power batteries and vehicle battery systems for new energy vehicles, and providing overall solutions for power batteries for new energy vehicle enterprises. (III) type of securities issuance
The type of shares issued to specific objects this time is domestic listed RMB common shares (A shares), with a par value of RMB 1.00/share.
(IV) latest equity structure
As of September 30, 2021, the equity structure of the issuer is as follows:
Share type number of shares (shares) shareholding ratio
1、 Shares with limited sales conditions 26647939224.89%
1. State owned legal person holds 9484080.09%
2. Other domestic shares 197001971.84%
Including: 19700197 shares held by domestic non-state-owned legal persons
