Shanghai Haohai Biological Technology Co.Ltd(688366)
2021 A-share restricted stock incentive plan
List of incentive objects granted for the first time (as of the grant date)
1、 List of incentive objects and distribution of granted rights and interests
Granted limits
Restricted shares granted restricted shares granted
Name, nationality, position, shares in grant tickets in current share capital (10000)
Proportion of total amount (shares)
1、 Directors, senior managers and core technicians
Executive director, chairman of the board of directors
Hou Yongtai China 5.00 2.78% 0.03%
Core technical personnel
Wu Jianying, executive director and general manager of China 7.00 3.89% 0.04%
Tang agile, executive director and financial director of China 5.00 2.78% 0.03%
Chen Yiyi, executive director of China 5.00 2.78% 0.03%
Tian min, Secretary of the board of directors of China 1.50 0.83% 0.01%
Zhang Jundong, deputy general manager and core technician of China 2.00 1.11% 0.01%
Ren Caixia, deputy general manager and core technician of China 2.00 1.11% 0.01%
Wang Wenbin, deputy general manager and core technician of China 2.00 1.11% 0.01%
Jiang Lixia Chinese core technicians 2.00 1.11% 0.01%
Du Peng Chinese core technicians 1.20 0.67% 0.01%
Liu Lu: China’s core technicians 1.20 0.67% 0.01%
United States and Britain
Yueai Liu dual national core technicians 1.20 0.67% 0.01%
Nationality
Subtotal 35.10 19.50% 0.20%
2、 Other personnel considered by the board of directors to need incentives (192 in total) 108.90 60.50% 0.62%
Reserve 36.00% 20.00% 0.20%
Total 180.00 100.00% 1.02%
Note: 1. The shares of the company granted by any of the above incentive objects through the equity incentive plan within the whole validity period do not exceed 1.00% of the total share capital of the company. The total number of underlying shares involved in the equity incentive plan within the whole validity period of the company does not exceed 20.00% of the total share capital of the company. The proportion of reserved rights and interests shall not exceed 20.00% of the number of rights and interests to be granted in the incentive plan.
2. The incentive objects of this plan do not include independent directors, supervisors, shareholders who individually or jointly hold more than 5% of the company’s shares, actual controllers of the company and their spouses, parents and children.
3. The incentive objects of the reserved part shall be determined within 12 months after the incentive plan is considered and approved by the general meeting of shareholders. After the proposal of the board of directors, the explicit opinions of the independent directors and the board of supervisors, the professional opinions of lawyers and the legal opinions are issued, the company shall timely and accurately disclose the relevant information of the incentive objects on the designated website as required.
4. If there is any difference in the mantissa between the sum of some total numbers and each detailed number in the above table, it is due to the rounding of the above percentage results.
Shanghai Haohai Biological Technology Co.Ltd(688366) board of directors
March 11, 2022
