Shanghai Haohai Biological Technology Co.Ltd(688366)
Verification opinions of the board of supervisors on the list of incentive objects first granted by the company’s A-share restricted stock incentive plan in 2021 (as of the grant date) Shanghai Haohai Biological Technology Co.Ltd(688366) (hereinafter referred to as “the company” or ” Shanghai Haohai Biological Technology Co.Ltd(688366) “) the board of supervisors, in accordance with the company law of the people’s Republic of China (hereinafter referred to as “the company law”) Securities Law of the people’s Republic of China (hereinafter referred to as the “Securities Law”), measures for the administration of equity incentive of listed companies (hereinafter referred to as the “administrative measures”), rules for the listing of shares on the science and Innovation Board of Shanghai Stock Exchange (hereinafter referred to as the “Listing Rules”) The provisions of relevant laws, regulations and normative documents such as self regulatory guidelines for listed companies on the Kechuang board No. 4 – disclosure of equity incentive information, and the Shanghai Haohai Biological Technology Co.Ltd(688366) articles of Association (hereinafter referred to as the “articles of association”), Checked the list of incentive objects (as of the grant date) granted for the first time by the company’s 2021 A-share restricted stock incentive plan (hereinafter referred to as “the incentive plan”), and issued the following verification opinions: 1. The incentive objects granted for the first time by the incentive plan do not have the following circumstances that are not allowed to become incentive objects as stipulated in the management measures:
1. Being identified as an inappropriate candidate by the stock exchange within the last 12 months;
2. In the last 12 months, it has been identified as an inappropriate candidate by the CSRC and its dispatched offices;
3. Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations in the last 12 months;
4. Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law;
5. Those who are not allowed to participate in the equity incentive of listed companies according to laws and regulations;
6. Other circumstances recognized by the CSRC
2、 For the first time, the incentive objects of this incentive plan are directors, senior managers, core technicians of the company (including subsidiaries) and other personnel deemed necessary by the board of directors (excluding Shanghai Haohai Biological Technology Co.Ltd(688366) independent directors, supervisors, shareholders or actual controllers holding more than 5% of shares alone or in total, their spouses, parents and children), In line with the purpose of implementing the equity incentive plan. The incentive objects granted by the incentive plan for the first time meet the qualifications specified in the company law, securities law and other laws, regulations and normative documents as well as the articles of association, meet the conditions of incentive objects specified in the administrative measures and listing rules, and meet the requirements of the first extraordinary general meeting of shareholders in 2022 The scope of incentive objects specified in the Shanghai Haohai Biological Technology Co.Ltd(688366) 2021 A-share restricted stock incentive plan (Draft) (hereinafter referred to as the “incentive plan (Draft)”, which was deliberated and approved by the first A-share general meeting in 2022 and the first H-share general meeting in 2022, is legal and effective as the subject qualification of the incentive objects first granted by the company in this incentive plan.
3、 Except that one proposed incentive object resigned from the company and one proposed incentive object was disqualified and no restricted shares were granted to him, the list of persons granted to incentive objects for the first time in the incentive plan of the company is consistent with the list of incentive objects granted for the first time in the incentive plan (draft).
To sum up, the board of supervisors agreed to the list of incentive objects granted for the first time in the incentive plan, and agreed that the company would grant 1.44 million restricted shares to 204 incentive objects with the grant price of 95.00 yuan / share on March 11, 2022 as the first grant date.
Shanghai Haohai Biological Technology Co.Ltd(688366) board of supervisors
March 11, 2022
