Securities code: Shenyang Commercial City Co.Ltd(600306) securities abbreviation: Shenyang Commercial City Co.Ltd(600306) Announcement No.: 2022016 Shenyang Commercial City Co.Ltd(600306)
Announcement on the renewal of accounting firm
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Important content tips:
● name of accounting firm to be employed: Dahua accounting firm (special general partnership)
Shenyang Commercial City Co.Ltd(600306) (hereinafter referred to as “the company”) deliberated and approved the proposal on the renewal of accounting firm and payment of remuneration in 2021 at the 9th meeting of the 8th board of directors. The matters on the renewal of accounting firm in the proposal need to be submitted to the 2021 annual general meeting of shareholders of the company for deliberation and approval. The details are hereby announced as follows:
1、 Basic information of the accounting firm to be employed
(I) institutional information
1. Basic information
Organization Name: Dahua Certified Public Accountants (special general partnership)
Date of establishment: February 9, 2012 (transformed from Dahua certified public accountants Co., Ltd. into a special general partnership)
Registered address: room 1101, building 7, yard 16, Middle West Fourth Ring Road, Haidian District, Beijing
Professional qualification: in 1992, it was the first batch to obtain the securities and futures related business license of accounting firm issued by the Ministry of Finance and China Securities Regulatory Commission. In 2006, it was recognized by PCAOB and obtained the audit business qualification of American listed companies. In 2010, it was the first batch to obtain the audit business qualification of H-share listed companies, In 2012, it has obtained the Filing Certificate of security and confidentiality conditions for military secret related business consulting services so far.
Have you ever engaged in securities service business: Yes
2. Personnel information
Chief partner: Liang Chun
Number of partners as of December 31, 2021: 232
As of December 31, 2021, the number of Certified Public Accountants: 1679, including 821 certified public accountants who have signed the audit report of securities service business
3. Business scale
Total business income in 2020: 2520553200 yuan
Audit revenue in 2020: 2253578000 yuan
Securities business income in 2020: 1095351900 yuan
Number of audit clients of Listed Companies in 2020: 376
Main industries: manufacturing, information transmission, software and information technology services, wholesale and retail, real estate, construction, etc.
Total annual report audit fees of Listed Companies in 2020: 417 million yuan
4. Investor protection ability
Amount of occupational risk fund at the end of 2020: 4059100 yuan
The cumulative compensation limit of professional liability insurance exceeds: 70 million yuan
The withdrawal of occupational risk fund or the purchase of occupational insurance shall comply with relevant regulations.
Civil liability in civil litigation related to practice in recent three years: None
5. Independence and integrity record
Dahua Certified Public Accountants (special general partnership) does not violate the independence requirements of the code of professional ethics for Chinese certified public accountants.
In the past three years, Dahua certified public accountants has been subject to criminal punishment 0 times, administrative punishment 1 time, supervision and management measures 23 times, self-discipline supervision measures 1 time and disciplinary punishment 2 times for its practice behavior; In the past three years, 52 employees have been subject to criminal punishment for 0 times, administrative punishment for 1 time, supervision and management measures for 24 times and self-discipline supervision measures for 1 time.
(II) project member information
1. Personnel information
Project partner: Liu Lu, who became a certified public accountant in May 1994, began to audit listed companies in September 1992, began to practice in Dahua Certified Public Accountants (special general partnership) in January 2014, and began to provide audit services for the company in January 2020; In the past three years, 9 audit reports of listed companies have been signed.
Signature certified public accountant: Wang Lingxia, who became a certified public accountant in December 1991, began to engage in the audit of Listed Companies in January 1992, began to practice in Dahua Certified Public Accountants (special general partnership) in January 2011, and began to provide services for the company in January 2011. Audit reports of listed companies have been signed once in the past three years. Reviewer of project quality control: Zhang Lifang, who became a certified public accountant in February 2008, began to engage in the audit of Listed Companies in December 2008, began to practice in Dahua Institute in November 2019, and began to provide review work for the company in January 2022.
2. Integrity record
The project partner, the signing certified public accountant and the project quality control reviewer have not been subject to criminal punishment for their professional behavior in recent three years, have been subject to administrative punishment, supervision and management measures of the CSRC and its dispatched offices and industry competent departments, and have been subject to self-discipline supervision measures and disciplinary sanctions of self-discipline organizations such as stock exchanges and industry associations.
3. Independence
Dahua Certified Public Accountants (special general partnership), project partners, signed certified public accountants and project quality control reviewers can maintain independence in the audit of the project.
(III) audit fees
The current financial audit fee is 630000 yuan (including tax), and the internal control audit fee is 200000 yuan (including tax), totaling 830000 yuan (including tax), which is charged according to the number of working days required by Dahua Certified Public Accountants (special general partnership) to provide audit services and the charging standard of each working day. The number of working days shall be determined according to the nature, risk and complexity of audit services; The charging standard of each working day shall be determined respectively according to the professional skill level of practitioners.
The prices of the company’s financial report audit fees and internal control audit fees in 2021 are the same as those in 2020.
2、 Procedures to be performed by the accounting firm to be renewed
1. The audit committee of the board of directors of the company learned the specific situation from the management of the company about the matter of the company’s proposed renewal of accounting affairs, reviewed the qualification, professional competence, investor protection ability, independence and integrity of the proposed accounting firm Dahua accounting firm, and considered that Dahua accounting firm met the qualification requirements for providing audit services for the company, Having the experience and ability to provide audit services for listed companies, we recognize their professional competence, investor protection ability and independence. In order to ensure the continuity of the company’s audit work, we agree to propose to the board of directors to appoint Dahua certified public accountants as the company’s financial and internal control audit institution in 2022.
2. The independent directors of the company have expressed their prior approval opinions on the renewal of the accounting firm and their independent opinions: they believe that Dahua accounting firm (special general partnership) has the practice certificate of accounting firm and relevant business qualifications such as securities and futures, and has many years of experience and working ability in providing audit services for listed companies, It can meet the audit requirements of the company’s financial report and internal control report. We recognize its professional competence, investor protection ability and independence.
In the process of providing audit services for the company, Dahua certified public accountants carefully implemented the provisions of national laws, regulations and relevant financial and accounting systems, followed the independent, objective and fair practice standards, and completed the annual audit task. The decision-making procedures for the company to hire him as a financial audit institution and pay his remuneration are legal, and the level of remuneration paid is fair and reasonable, which will not affect the independence, authenticity and sufficiency of financial audit. We agree that the company will hire Dahua Certified Public Accountants (special general partnership) as the company’s financial and internal control audit institution in 2022, and agree to submit it to the board of directors for deliberation. According to the workload of the company’s audit business and with reference to the industry remuneration standard, it is agreed to pay Dahua certified public accountants an audit remuneration of 630000 yuan and an internal control audit fee of 200000 yuan in 2021.
3. The ninth meeting of the eighth board of directors held on March 10, 2022 approved the renewal of Dahua Certified Public Accountants (special general partnership) as the company’s financial audit and internal control audit institution in 2022.
4. After the matters mentioned in this announcement are deliberated and approved by the board of directors, they need to be submitted to the general meeting of shareholders of the company for deliberation, and take effect from the date of deliberation and approval by the general meeting of shareholders of the company.
It is hereby announced.
Shenyang Commercial City Co.Ltd(600306) March 12, 2022
